Impacts of climate change on surface ozone and intercontinental ozone
pollution: A multi-model study
Accepted Article
R. M. Doherty1, O. Wild2, D. T.Shindell3, G. Zeng4, I. A. MacKenzie1, W. J. Collins5+, A.
M. Fiore6*, D. S. Stevenson1, F. J. Dentener7, M. G. Schultz8, P. Hess9, R. G. Derwent10
and T. J. Keating11.
1
2
School of GeoSciences, University of Edinburgh, UK
Lancaster Environment Centre, Lancaster University, Lancaster, UK
3
NASA Goddard Institute for Space Studies and Columbia University, New York, NY, USA
4
National Institute of Water and Atmospheric Research, Lauder, New Zealand
5
Met Office Hadley Centre, Exeter, UK
+
6
now at Department of Meteorology, University of Reading
NOAA Geophysical Fluid Dynamics Laboratory, Princeton, NJ, USA
*now at Department of Earth and Environmental Sciences, Lamont-Doherty Earth Observatory, Columbia
University, Palisades NY, USA
7
European Commission, Joint Research Centre JRC, Institute for Environment and Sustainability,
Ispra, Italy
8
9
Institut für Energie- und Klimaforschung – Troposphäre (IEK-8), Forschungszentrum-Jülich, Germany
Cornell University, Ithaca, New York, USA
10
rdscientific, Newbury, Berkshire, UK
11
Office of Policy Analysis and Review, Environmental Protection Agency, Washington DC, USA
Correspondence to: R. Doherty
(
[email protected])
This article has been accepted for publication and undergone full peer review but has not
been through the copyediting, typesetting, pagination and proofreading process, which may
lead to differences between this version and the Version of Record. Please cite this article as
doi: 10.1002/jgrd.50266
© 2013 American Geophysical Union. All Rights Reserved.
Accepted Article
Abstract
The impact of climate change between 2000 and 2095 SRES A2 climates on surface O 3
and on O 3 source–receptor (S-R) relationships is quantified using three coupled climatechemistry models (CCMs). The CCMs exhibit considerable variability in the spatial extent
and location of surface O 3 increases that occur within parts of high NO x emission source
regions (up to 6 ppbv in the annual-average and up to 14 ppbv in the season of maximum
O 3 ). In these source regions, all three CCMs show a positive relationship between surface
O 3 change and temperature change. Sensitivity simulations show that a combination of
three individual chemical processes: (i) enhanced PAN decomposition, (ii) higher water
vapor concentrations and (iii) enhanced isoprene emission largely reproduces the global
spatial pattern of annual-mean surface O 3 response due to climate change (R2 =0.52).
Changes in climate are found to exert a stronger control on the annual-mean surface O 3
response through changes in climate-sensitive O 3 chemistry than through changes in
transport as evaluated from idealized CO-like tracer concentrations. All three CCMs
exhibit a similar spatial pattern of annual-mean surface O 3 change to 20% regional O 3
precursor emission reductions under future climate compared to the same emission
reductions applied under present-day climate. The surface O 3 response to emission
reductions is larger over the source region and smaller downwind in the future than under
present-day conditions. All three CCMs show areas within Europe where regional
emission reductions larger than 20% are required to compensate climate change impacts
on annual-mean surface O 3 .
© 2013 American Geophysical Union. All Rights Reserved.
Accepted Article
1. Introduction
Changes in climate are expected to influence future levels of surface ozone (O 3 ), a strong
oxidant which has adverse impacts on health and ecosystems. Surface O 3 is a local and
regional pollutant which typically has peak episodes in spring and summer due to
photochemical production. The long lifetime of O 3 with respect to intercontinental
transport timescales means that its influence on air quality can also be considered global
[Akimoto, 2003; Holloway et al., 2003], and rising background O 3 levels recorded at longterm measurement stations [e.g. Parrish et al. 2012] are of concern to policy-makers. To
determine the effectiveness of O 3 precursor emission controls, the impacts and uncertainty
in the O 3 response to climate change need to be evaluated.
Changes in climate at global and regional scales will modify the chemical environment
and pollutant lifetimes and hence the concentrations of pollutants over source regions and
over downwind continents [Task Force on Hemispheric Transport of Air Pollution (TFHTAP), 2011]. Changes in climate may also affect meteorological transport processes, and
hence alter the export and import of pollution. Previous studies suggest that the response
of O 3 to climate change in polluted regions differs from that in remote regions [Murazaki
and Hess, 2006]. In polluted regions, a positive O 3 -temperature relationship has been
reported from both observational and model studies [Jacob and Winner, 2009]. Bloomer et
al. [2009] define a climate penalty factor as the slope of the O 3 -temperature relationship
for percentiles of hourly O 3 measurements over 21 years, which ranged between 2.2-3.2
ppbv/°C across the rural eastern US depending on emissions of NO x (NO + NO 2 ).
Coupled climate-chemistry model (CCM) studies also show increased surface O 3
© 2013 American Geophysical Union. All Rights Reserved.
Accepted Article
associated with climate change in parts of major emission regions [e.g. Hauglustaine et
al., 2005; Murazaki and Hess, 2006; Racherla et al., 2008; Wu et al., 2008; Royal Society,
2008; Jacob and Winner, 2009]. Wu et al. [2008] define a climate penalty more broadly as
the need for stronger emission controls to achieve a given air quality standard in a future
climate. They find a climate penalty (O 3 increase due to climate change) of 2-5 ppbv in
summer daily maximum 8-hour O 3 in the northeastern USA for climate change in the
2050s compared to the 2000s following the SRES A1B scenario. They attribute this
increased O 3 to a number of meteorological variables including temperature (a rise of 13°C) and midlatitude cyclone frequency as well as increased biogenic isoprene emission.
The influence of climate change on O 3 and its precursors occurs through multiple
processes [e.g. Jacob and Winner, 2009; Isaksen et al., 2009; Fiore et al., 2012]. Changes
in temperature and water vapor alter the chemical environment and therefore affect the
rates of chemical reactions that create and remove O 3 . Many chemical reaction rates
increase with temperature, e.g. methane and non-methane hydrocarbon (NMVOC)
oxidation rates, and lead to increased O 3 production. In particular, thermal decomposition
of peroxyacetylnitrate (PAN), a major reservoir species for long range transport of the O 3
precursors NO x and HO x (OH + HO 2 ), increases strongly with increasing temperature.
Hence, increases in temperature will decrease the lifetime of PAN and contribute to
reduced export of NO y (total oxidized nitrogen) and thus alter the long-range transport of
O 3 pollution [e.g. Schultz et al., 2003]. Increased water vapor in a future warmer
atmosphere will lead to increased O 3 destruction and shorter O 3 lifetimes [Johnson et al.,
1999]. This is a robust feature of a previous multi-model study [Stevenson et al., 2006].
Amongst other influences on the tropospheric budget of O 3 this may cause a reduction in
the contribution of Asian emissions to background O 3 over the United States [Murazaki
© 2013 American Geophysical Union. All Rights Reserved.
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and Hess, 2006; Lin et al., 2008]. However, in highly polluted regions, increased water
vapor has competing effects on O 3 production [Jacob and Winner, 2009].
Climate change may also modify the future chemical environment through changes in
natural emissions. Isoprene is a major O 3 precursor under high NO x conditions [Trainer et
al., 1991; Jacob and Winner, 2009]. Biogenic emission of isoprene increases strongly with
temperature [Guenther et al., 1995, 2012]. CCMs that employ interactive temperaturesensitive emission schemes simulate net O 3 production increases with higher isoprene
emissions in high NO x regions, but decreases in net O 3 production in low NO x
environments [e.g. Racherla and Adams, 2008; Zeng et al., 2008]. Racherla and Adams
[2008] find enhanced isoprene emission in future climate to be the dominant cause of
increased summer O 3 chemical production in the eastern USA. However, Ito et al. [2009]
and Fiore et al. [2012] highlight that the sign of the O 3 response to temperature and
climate change depends on the assumption of the amount of recycling of NO x from
isoprene nitrates. Furthermore, the extent to which CO 2 inhibition of isoprene emissions
in a future higher CO 2 climate may offset temperature-driven emission increases is
unclear, but may be substantial [Rosenstiel et al., 2003; Arneth et al., 2007; Heald et al.,
2009; Young et al., 2009]. Other factors such as drought and changes in land cover and
land-use will modify the spatial pattern and magnitude of isoprene emission [Sanderson et
al., 2003; Wu et al., 2012, Guenther et al., 2012]. Another key uncertainty is how dry
deposition changes in a warmer climate [Andersson and Engardt, 2010; Wu et al., 2012]
and in particular in regions where warming is likely to be accompanied by drying− such as
in the sub-tropics [Held and Soden, 2006]. Lastly, changes in cloud extent and properties
as well as in precipitation will affect O 3 production from lightning, and also influence
photolysis rates and wet deposition of nitric acid (HNO 3 ), the main NO x sink.
© 2013 American Geophysical Union. All Rights Reserved.
Accepted Article
Meteorological transport pathways for pollutants may also be modified in a future climate
through changes in synoptic and convective transport. A number of studies have suggested
future decreases in synoptic-scale circulation frequency leading to increased summertime
surface O 3 pollution episodes over the eastern USA and Europe [Mickley et al., 2004;
Forkel and Knoche, 2006; Murazaki and Hess, 2006; Leibensperger et al., 2008; Wu et
al., 2008]. These changes in transport generally favor reduced export of pollutants from
source regions. However, Racherla and Adams [2008] also find increasing O 3 episodes
but neither these authors nor Lang and Waugh [2011] find evidence of future changes in
synoptic-scale circulation.
This paper focuses on quantifying the impacts of climate change and their associated
uncertainty on surface O 3 over its source regions and over downwind
continents− hereafter termed source-receptor (S-R) relationships as in Fiore et al. [2009,
2011] and TF-HTAP, [2007, 2011]. It builds on the approach used in multi-model
experiments co-ordinated by the Task Force on Hemispheric Transport of Air Pollutants
(TF-HTAP). The Task Force, set-up to inform the Convention on Long-range
Transboundary Air Pollution (CLRTAP), designed model experiments to quantify sourcereceptor relationships by performing emission perturbations over four world regions:
North America, Europe, East Asia, and South Asia [Fiore et al., 2009; TF-HTAP, 2007,
2011]. In this study, the model experiments are performed within the context of climate
change between the 2000s and 2100s as simulated under the SRES A2 greenhouse gas
emissions scenario that yields global surface temperature changes of ~3K between the two
periods. Here three CCMs, evaluated in the previous HTAP studies for O 3 and its
precursors [Sanderson et al., 2008; Shindell et al., 2008; Fiore et al., 2009; Jonson et al.,
2010], are used to quantify the impact of climate change on surface O 3 and on its S-R
relationships. This study examines the effect of climate change isolated from the effect of
© 2013 American Geophysical Union. All Rights Reserved.
Accepted Article
changing future emissions that are addressed in Wild et al. (2012). Hence, the same
(present-day) anthropogenic emissions are used in the simulations for “present-day” and
“future” climates.
The methodology is described in section 2 and the effects of climate change on surface O 3
and its precursors are discussed in section 3. Section 4 analyses O 3 -temperature-NO x
relationships. Individual key chemical processes influenced by climate change are then
examined as well as the influence of climate change on transport (sections 5 and 6). S-R
relationships for O 3 are the focus of section 7, and the influence of individual chemical
processes on O 3 S-R relationships are outlined in section 8. Section 9 compares the impact
of climate change to the impact of anthropogenic emission reductions of O 3 precursors on
surface O 3 . Overall findings are then presented in section 10.
2. Methodology
Model integrations were performed with three CCMs to examine: a) the influence of
climate change on surface O 3 and its precursors, and b) the influence of climate change on
intercontinental transport and O 3 S-R relationships for four major emission regions. An
additional set of experiments was performed with one CCM to quantify the relative
importance of different chemical processes influenced by climate change that impact
surface O 3 and its S-R relationships.
2.1 Models and climate and emission reduction simulations:
The influence of climate change on surface O 3 and O 3 S-R relationships is simulated by
three CCMs which comprise chemistry-transport models coupled to atmospheric general
© 2013 American Geophysical Union. All Rights Reserved.
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circulation models (AGCMs): GISS-PUCCINI-ModelE (hereafter GISS-PUCCINI),
STOC-HadAM3, and UM-CAM. The three CCMs have been widely used (e.g. Fiore et al.
[2009]).Their grid resolution and chemical, transport and deposition schemes are outlined
in Table S1.
To simulate present-day and future climate, the AGCMs were driven by sea-surface
temperatures (SSTs) and sea-ice distributions from previous coupled ocean-atmosphere
model integrations that were forced by greenhouse-gas emissions from the SRES A2
emission scenario [Nakicenovic et al., 2000]. The SRES A2 scenario was chosen as it lies
at the upper end of the magnitude of future projected greenhouse gas emission trends and
therefore represents a relatively large climate change signal with concomitant effects on
chemistry and transport. In 2100, the SRES A2 scenario has a radiative forcing relative to
the pre-industrial (1750) of about 8.1 W m-2 [IPCC, 2001], similar to the latest IPCC
Representative Concentration Pathways (RCP) 8.5 scenario [Meinshausen et al., 2011],
which has a radiative forcing of 8.5 W m-2.
The GISS-Model E and HadCM3 GCMs were used to provide SSTs and sea-ice for the
GISS-PUCCINI and STOC-HadAM3/UM-CAM CCMs respectively. To ensure that
future changes in O 3 and O 3 S-R relationships can be attributed to climate change rather
than interannual variability, five years of simulations were performed. Two base case
integrations were carried out using meteorology from the AGCMs for 2001-2005 and
2095-2099 (Table 1). The 5-year annual-average increase in global-mean surface
temperature and specific humidity between present-day and future periods averaged across
the three CCMs was 3.0 (range 2.8-3.4) K and 19 (18-21) % respectively. These values are
used for perturbation simulations in section 2.3. For GISS-PUCCINI, the 5-year average
surface temperature and humidity changes between 2000-2005 and 2095-2099 were
© 2013 American Geophysical Union. All Rights Reserved.
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compared to differences in 5-year averages separated by 100 years sampled from a 2000
year long unforced control run to provide a comprehensive measure of internal model
variability in the absence of climate change. Over much of the world, the surface
temperature and humidity changes from the climate change runs examined here are 5 and
30 times greater, respectively, than those due to the unforced internal model variability
(Figure S1). It is concluded that the changes in surface temperature and humidity between
the 5-year simulations analysed here are due to climate change, and that for these
simulations five years is long enough to capture the climate change signal between 2000
and 2095.
To isolate the effects of climate change on O 3 and its S/R relationships, anthropogenic
emissions and methane concentrations were held fixed at 2001 values for both present-day
and future simulations, as in earlier HTAP experiments [Fiore et al., 2009]. For GISSPUCCINI the methane concentrations were fixed at the surface at 1760 ppbv, whilst for
STOC-HADAM3 and UM-CAM methane concentrations were fixed at 1760 ppbv
throughout the model domain. Global emissions totals for NO x , CO and NMVOC used in
these simulations that include total, anthropogenic, biomass burning and natural categories
are given in Table S2, and the spatial distributions are shown in Figure S2. The three
CCMs used similar anthropogenic and biomass burning emissions. Anthropogenic
emissions for the year 2001 were largely based on the EDGAR3.2 dataset [Olivier and
Berdowski, 2001], and biomass burning emissions were based on van der Werf (2003),
(see Table S2; also for a comparison with RCP 2000 emissions).
Although anthropogenic and biomass burning emissions are unchanged between present
and future, all the models use interactive lightning NO x emissions according to Price and
Rind [1992, 1994] and Price et al. [1997] which are sensitive to changes in cloud top
© 2013 American Geophysical Union. All Rights Reserved.
Accepted Article
height in a future climate. The CCMs simulate future increases in lightning NO x
emissions ranging from 0.75 to 1.49 Tg N/yr (11-26%), and these increases are most
prominent over S. America, Africa and S. Asia (Figure S3). The STOC-HadAM3 model
employs an interactive climate–sensitive isoprene emission scheme [Guenther et al.,
1995] and gives a 22% global-mean increase in isoprene emissions due to climate change.
Monoterpene emissions which may also be sensitive to climate were not interactive in the
STOC-HadAM3 simulations. Isoprene emissions remained fixed in the other two CCMs,
reflecting uncertainty in the extent to which CO 2 inhibition of isoprene emissions in a
future higher CO 2 climate may counteract temperature-driven increases. For example,
Heald et al. [2009] find that increases in future isoprene emissions due to a projected
warmer climate, are entirely offset by including the CO 2 inhibition effects. In a future
2090s climate under the SRES A2 climate scenario with corresponding atmospheric CO 2
levels, Young et al. [2009] find either small increases or decreases (depending on location)
in isoprene emissions when CO 2 inhibition effects are included. However, there may also
be an indirect effect of higher CO 2 that enhances isoprene emission through increased LAI
[Guenther et al., 2012].
These experiments termed “2000base” and “2095base” have the same set-up as the control
SR1 simulations reported in Fiore et al. [2009] and TF-HTAP [2011], apart from differing
climate conditions (see Table 1). An addition to these simulations was the inclusion of
artificial CO-like tracers in STOC-HadAM3 and UM-CAM. These tracers are emitted
from anthropogenic CO sources and have a first-order decay lifetime of 50 days [Shindell
et al., 2008; Fang et al., 2011; Schultz et al., 2012, in prep]. One CO tracer was emitted
from each HTAP source region. These tracers enable diagnosis of how changes in
transport from source regions affect the distributions of trace gas species with similar
lifetimes (such as CO and O 3 ) between present-day and future. The differences between
© 2013 American Geophysical Union. All Rights Reserved.
Accepted Article
the 2000base and 2095base experiments are used to gauge the potential impacts of climate
change on surface O 3 and its precursors as well as on tracer transport.
To study the impact of climate change on O 3 source-receptor (S-R) relationships a further
set of simulations were performed by the three CCMs (Table 1). These simulations
focused on intercontinental transport between four major emission regions: North America
(NA), Europe (EU), East Asia (EA) and South Asia (SA) as defined in Fiore et al. [2009],
depicted in Figure 2a. For each of the four source regions simulations were performed in
which anthropogenic emissions of the O 3 precursors NO x , NMVOCs and CO were
simultaneously reduced by 20%. These simulations were performed for both the 2000s
and 2095 climates, and are labelled by the region where emissions were reduced (e.g.
“2000em_NA”). Differences between the 2000em and 2000base simulations for each
source region give an estimate of the response of O 3 and its precursors to a 20% emission
reduction over that region in a 2000 climate. The 20% regional perturbation was chosen to
produce a clear O 3 reduction but yet to allow near-linear scaling to other perturbation
sizes up to about 60% [Fiore et al., 2009; Wild et al., 2012].
Since methane concentrations were fixed in all experiments it is the short-term response of
O 3 to the changes in emissions that is diagnosed rather than any longer term O 3 response
due to changes in methane lifetime resulting from OH changes [e.g. West et al., 2009;
Fiore et al., 2009].
2.2 Model evaluation for present-day surface O 3
Fiore et al. [2009] compared simulated O 3 in year 2001 from 21 models to observations
over the USA, Europe and Japan. Here, Figure 1 shows how present-day five-year mean
© 2013 American Geophysical Union. All Rights Reserved.
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(2000-2005) surface O 3 simulated in the “2000base” experiment by the three CCMs used
in this study (shown as solid colored lines) compares with observations and with the
results from the 21 models in Fiore et al. [2009]. The three CCMs used here were also
included in Fiore et al. [2009] (shown as dashed colored lines in Figure 1) but note that
GISS-PUCCINI used different driving meteorology (NCEP reanalysis in Fiore et al.
[2009] vs. meteorology from a free-running GCM in this study) so small differences may
be expected. Nonetheless, it can be seen that the one-year (2001) and five-year (20002005) mean O 3 results from these three CCMs are fairly similar (Figure 1).
Overall, the seasonality of O 3 simulated by the CCMs for the different locations lies well
within the range simulated by the full set of models. The results from GISS-PUCCINI are
nearer the lower end of the simulated O 3 range in some regions, while STOC-HadAM3 on
some occasions overestimates O 3 compared to observations. GISS-PUCCINI exhibits a
low O 3 bias particularly in summer months for the Mediterranean, Central and S. Europe
and the SW USA, although there is an improvement in the five-year mean compared to the
2001 results for SW USA. However, its lower summer values in NE and SE USA are
more in line with observations. The NMVOC emissions used by GISS-PUCCINI are
lower than for the other two CCMs used here (Table S2) and compared to the ensemblemean value of 630 Tg C yr-1 from Fiore et al. [2009].This may in part explain the low O 3
simulated by GISS-PUCCINI. UM-CAM typically simulates O 3 to within one standard
deviation of the observations except in C. Europe (Figure 1, panel c) and for summer and
autumn in SW USA and W. USA. STOC-HadAM3 typically overestimates O 3 in summer
in NE and SE USA and in the Great Lakes compared to observations, like the multi-model
ensemble mean. Overall, the current three CCMs provide a representative sample of the
full set of models used in Fiore et al. [2009] in terms of their present-day O 3 simulation in
2001 as shown in Figure 1. It is noted that the transport in STOC-HadAM3 and UM-CAM
© 2013 American Geophysical Union. All Rights Reserved.
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is similar since these two CCMs use the same AGCMs (section 2.1), but that the chemistry
schemes are entirely independent (Table S1).
2.3 Chemistry-focused sensitivity simulations
To aid interpretation of the overall O 3 response to climate change which results from a
number of competing effects, sensitivity experiments were performed with STOCHadAM3 to isolate the O 3 response to key chemical reactions and processes particularly
sensitive to climate. Three prominent effects of climate change on surface O 3 summarized
by Jacob and Winner [2009] in their comprehensive review were investigated: enhanced
PAN thermal decomposition (simulation “2000PAN”), enhanced water vapor
concentrations (“2000H2O”) and enhanced isoprene emissions (“2000ISO”) along with
the combined effect of all three (“2000COM”) , see Table 1.
These 5-year sensitivity simulations were carried out relative to the 2000base simulation.
The difference between these simulations and 2000base provides an estimate of the
change in surface O 3 due to each individual process. The similarity between the spatial
pattern of change in surface O 3 to each perturbed process (and the combination of
processes), and the surface O 3 response due to climate change is quantified using a
Pearson correlation (since a linear relationship was found between the two spatial datasets
in all cases). The intention is to assess the relative importance of each process in different
regions and the extent to which the combination of these three effects reproduces the net
climate change effect on surface O 3.
In the “2000PAN” experiment the average change in global-mean surface temperature of
+3K across the three CCMs due to climate change (as derived from multi-model mean
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2095base-2000base) was added throughout the model domain to the temperature used in
the calculation of the PAN decomposition rate:
PAN + M → CH 3 COO 2 + NO 2 + M
(R1)
The decomposition rate increases very rapidly with temperature. For the reaction rate
coefficients utilized in STOC-HadAM3, an increase in surface temperature from 287K to
290K decreases the lifetime of PAN from ~4 to 2.5 hours and at ~425hPa an increase in
temperature from 250K to 253K decreases the PAN lifetime from ~6 to 3 months. The
2000PAN and the other sensitivity simulations do not account for the temperature and
humidity change varying with altitude. However, the zonal-mean temperature and
humidity increases due to climate change in the CCMs lie within the range of 3-5K and
15-30% respectively, and are largely uniform with altitude in the lower and midtroposphere. The temperature increases due to climate change are about 1K larger over
land than ocean (Figure S4) and hence using the global-average temperature change over
the model domain in these sensitivity simulations will underestimate the effect of climate
change due to temperature over land, and overestimate the effect over the oceans.
Humidity increases due to climate change are more uniform over land and ocean (Figure
S4).
In the “2000H2O” simulation the global average +19% surface increase in specific
humidity was imposed throughout the troposphere. Increasing water vapor has a strong
effect on O 3 destruction through the reaction:
O(1D) + H 2 O → 2OH
(R2)
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Increasing HO x also increases O 3 destruction by direct reaction with O 3 . R2 is the primary
source of OH radicals, and an increase in OH can either enhance O 3 formation (through
oxidation of NMVOCs, CH 4 and CO) or suppress it (through increased NO 2 to nitric acid
(HNO 3 ) conversion) [Jacob and Winner, 2009].
In the “2000ISO” experiment, a +3K temperature change was applied to the calculation of
isoprene emissions from vegetation (the vegetation distribution remains fixed between
present and future). This simple approach does not account for the effects on future
isoprene emissions of CO 2 inhibition of emissions, changes in land cover, soil moisture or
cloud cover, or future changes in land-use patterns. In STOC-HadAM3 isoprene emissions
are related to temperature based on Guenther et al. [1995]. The emissions also depend on
photosynthetically available radiation (PAR), but the climate sensitivity of this is not
investigated here. In the scheme used isoprene emission increases rapidly with
temperature up to a maximum at 314K. A 3K increase in surface temperature from present
day values produces a 17% increase in global isoprene emission.
The individual perturbations (+3K to PAN decomposition and isoprene emission and
+19% increase to water vapor), were applied together in the “2000COM” experiment to
assess the linearity of the surface O 3 response to these processes acting simultaneously.
Finally, a further set of simulations were performed using the above simulations as a
baseline and applying 20% anthropogenic emission reductions of O 3 precursors in the NA
source region only.
3. Climate change impact on surface O 3 and its precursors
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Annual-mean surface O 3 distributions for present-day (2000-2005) in all three CCMs
highlight the northern mid-latitude emission and outflow regions where surface O 3
concentrations are high (Figure 2; top row). However, the spatial patterns of surface O 3
across the globe are somewhat variable across the three CCMs; e.g., only STOC-HadAM3
exhibits very high annual-mean surface O 3 in the southern hemisphere, which may be
partly due to the higher NMVOC natural emissions in this CCM. However, differences in
model chemistry and transport are also important since natural NMVOC emissions in
UM-CAM are only about 25% lower than in STOC-HadAM3 (Table S2). In contrast,
natural NMVOC emissions in GISS-PUCCINI are substantially lower than in the other
two models which may explain the lower surface O 3 concentrations in GISS-PUCCINI
over the northern mid-latitude continents. Lower surface O 3 over the N. Atlantic in
STOC-HadAM3 is likely due to differences in transport and deposition over oceans. The
high surface O 3 concentrations over the Tibetan plateau and over Greenland in GISSPUCCINI (also seen in UM-CAM) are most probably due to higher stratospheretroposphere exchange (STE) than in STOC-HadAM3. Overall, while differences in
emissions account for some of the differences in simulated O 3 between the three CCMs,
differences in the representation of model chemistry and transport processes are likely to
be the main source of these differences.
The annual-average surface O 3 response to the warmed climate in 2095-2099 relative to
2000-2005 shows characteristic features described in previous studies [e.g. Hauglustaine
et al., 2005; Murazaki and Hess, 2006; Zeng et al., 2008]: reduced surface O 3
concentrations in less polluted regions and enhanced surface O 3 concentrations in some
polluted areas in all three CCMs (Figure 2; bottom row). Very similar spatial patterns of
surface O 3 response (and patterns of statistical significance) were found when the STOCHadAM3 and UM-CAM simulations were extended to cover two 10 year periods (2000© 2013 American Geophysical Union. All Rights Reserved.
Accepted Article
2009 and 2090-2099)(Figure S5). These results further confirm that 5 years is sufficient in
these simulations to capture the climate change signal in surface O 3 in all the CCMs.
Higher water vapor concentrations lead to reduced surface O 3 in less polluted regions,
causing a consistent decrease in background O 3 over most of the Earth’s surface in the
CCMs [Thompson et al., 1989; Johnson et al., 1999, 2001; Murazaki and Hess, 2006]. In
polluted regions (delineated very approximately by the 500 ppt NO x contours for the 2000
climate in Figure 2) the response is more mixed. Increased surface O 3 (up to 6 ppbv)
occurs over considerable parts of the major emission source regions in GISS-PUCCINI
and STOC-HadAM3 (Figure 2d-e) but is confined to small areas in the UM-CAM
simulations (Figure 2f). In the northern mid-latitudes, southern Europe and northeastern
USA are the only regions where all CCMs consistently simulate O 3 increases. Overall, the
three CCMs exhibit some areas of O 3 increase in the high NO x regions, but the spatial
patterns of O 3 increase in the three CCMs exhibit considerable variability in terms of their
location and extent. A multi-model study using regional chemistry transport models also
shows substantial variability in climate change-induced patterns of surface O 3 increase
over the USA [Weaver et al., 2009]. Dilution of emissions over polluted regions due to
the relatively coarse model resolution may result in a lesser sensitivity to climate change
than would be given by higher resolution models. The strong O 3 increase over the S.
Hemisphere continents in STOC-HadAM3 is likely primarily due to increased isoprene
emission in these regions. Increased lightning NO x emissions over these regions may also
influence surface O 3 concentrations especially for GISS-PUCCINI (Figure S3). The
strong O 3 increase simulated by GISS-PUCCINI over Tibetan plateau is likely related to
enhanced STE in the future climate (Figure 2d). It is noted that the areas of O 3 increases
from southern hemisphere continental outflow regions depicted for GISS-PUCCINI are
not significant.
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The season of maximum surface O 3 for the 2000 climate generally agrees with the season
of maximum surface O 3 derived from 2001 results [T. Nagashima, pers. comm. 2012],
although in some northern parts of the mid-latitude continents GISS-PUCCINI shows
maximum surface O 3 in winter due to the influx of stratospheric air. The spatial patterns
of the season of maximum surface O 3 for the present-day within the four HTAP emission
source regions varies typically between spring and summer across the CCMs ; only in
parts of the USA and in southern EU is summer (JJA) consistently the season of maximum
O 3 (see Figure S6). The three CCMs again all consistently show O 3 decreases during the
season of maximum O 3 but with areas of O 3 increase in polluted northern mid-latitude
regions. Increases in surface O 3 due to climate change in the season of maximum surface
O 3 reach up to 14 ppbv in parts of the HTAP source regions (Figure S6). Like the annualmean surface O 3 response, in the season of maximum surface O 3 there is considerable
variability in the spatial patterns of O 3 increase between the three CCMs due to climate
change. Again, parts of the USA and southern Europe show consistent O 3 increases
across the three CCMs. In a multi-model regional study, Langer et al. [2012] also find
consistent mean surface O 3 increases over April-September in southern Europe.
Overall, additional future emission controls would be needed to achieve a targeted level of
O 3 concentrations in many areas within polluted regions e.g., southern Europe and
northeastern USA, since annual-average O 3 concentrations are up to 6 ppbv or 10% higher
(up to 14ppbv higher for the season of maximum surface O 3 ) in 2095 than in 2000 due to
climate change alone. However, the considerable spatial variability and variation in the
magnitude of simulated O 3 increases in these CCMs precludes the quantification of broad
regional O 3 abatement targets. Generally, larger O 3 increases of greater areal extent are
simulated by STOC-HadAM3 (Figures 2/S6); which is the only model to include a
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temperature-sensitive isoprene emission scheme (section 2.1). Langer et al. [2012] also
find that out of four regional chemistry transport models, the model with the largest
isoprene emission change has the greatest sensitivity in its O 3 response to climate change.
Enhanced isoprene emissions in high NO x emission regions (where O 3 production is
VOC-limited) can substantially augment O 3 levels [e.g. Racherla et al., 2008] and is
likely to be the dominant mechanism producing future O 3 increases in the STOCHadAM3 CCM. This is investigated further in section 5.
The influence of climate change on the O 3 chemical environment was also investigated for
the four HTAP emission source regions (Table 2). Regional annual-average values were
calculated within each HTAP region for land only. In each HTAP region, the fraction of
land showing surface O 3 increases is typically around one-third, averaged across the three
CCMs (Table 2). Overall, regional-wide average surface O 3 generally decreases slightly
(1-3%; Table 2) in all four HTAP regions.
Sillman and Samson [1995] suggest that O 3 increases with temperature in polluted regions
largely because of an increase in PAN decomposition (R1). The production of PAN ties up
NO x and reduces the source of peroxy radicals, which then can be subjected to long-range
transport in the form of PAN [Murazaki and Hess, 2006]. Across the four regions, higher
temperatures in the future (4.2-4.7°C) yield substantial decreases in PAN (25-37%; Table
2) (in agreement with Hauglustaine et al. [2005]) and increases in hydroxyl radical (OH)
concentrations. Higher water vapor mixing ratios (19-25%) also elevate OH (R2) (9-13%),
which promotes O 3 formation but also convert NO 2 to HNO 3 that is rapidly rained out to
remove NO x and suppress further O 3 formation [Jacob and Winner, 2009]. Accordingly,
HNO 3 generally increases (1-8%), leading to a reduction in the lifetime of NO x . Hence,
unlike some previous studies [e.g. Murazaki and Hess, 2006], here PAN decreases are
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typically accompanied by small NO x decreases or little change (0.1-6%; Table 2) rather
than NO x increases across these source regions. This finding is however consistent with
Racherla and Adams [2008] who report NO x decreases (and HNO 3 increases) associated
with lower NO:NO 2 ratios in high O 3 regions across the eastern half of the USA in a
future climate. Across the four HTAP regions, lower NO:NO 2 ratios (0.5-4%) are
simulated in future both in STOC-HadAM3 and UM-CAM (the only CCMs this ratio is
available for). Changes in wet deposition of HNO 3 vary in sign depending on region, and
are not consistently related to changes in HNO 3 concentrations across the four regions but
typically reflect the changing patterns of rainfall (Table 2).
In the warmer future climate, increases in isoprene emission in the four regions range from
10 to 50% in STOC-HadAM3 further promoting O 3 formation in these high NO x emission
regions. This result is reported in numerous other studies [e.g. Racherla and Adams, 2008;
Zeng et al., 2008; Jacob and Winner, 2009). Despite surface O 3 decreases, in all three
CCMs the changes in O 3 chemistry described above lead to enhanced O 3 chemical
production and loss in the source regions such that net chemical production of O 3
(chemical production (P) –chemical loss (L)) increases by 3-19% (Table 2). Another
potentially important O 3 budget term is O 3 dry deposition. However, changes in O 3
deposition in these four source regions vary in sign across the CCMs, probably reflecting
differences in model deposition schemes (e.g., inclusion of stomatal conductance) and
near-surface meteorology (Table S1). The regional surface O 3 response to climate change
therefore appears dominated by the lowering of background O 3 concentrations in a future
climate which outweighs the increased regional net O 3 chemical production (P-L). The
lower regional-average surface O 3 and higher O 3 loss rate also imply a decrease in the O 3
lifetime near the surface. Racherla and Adams (2008), also find increases in surface net
chemical production and decreases in surface O 3 lifetime over the eastern USA.
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In summary, temperature and water vapor changes perturb NO y , HO x and O 3 chemistry
through a number of complex interactions described above. The relative contributions of
temperature-dependent PAN decomposition (R1) and isoprene emission changes, as well
as water vapor (R2) increases to surface O 3 change are assessed in section 5.
4. The relationship between surface O 3 and surface temperature change
In this section the variability in surface O 3 increase projected by the different CCMs due
to climate change is explored in further detail. High-O 3 events in high emission regions
often show a strong relationship with temperature due to either chemistry processes or O 3
precursor emissions sensitive to climate (section 5) or associated with stagnation episodes
[Jacob and Winner, 2009; Rasmussen et al., 2011]. Here, the dependence of the
relationship between the change in surface O 3 with temperature, and underlying NO x
concentrations is quantified for the three CCMs for the three mid-latitude HTAP regions:
NA, EU and EA. The analysis covers the months May to September which are typically
the months of peak O 3 for these regions (see Figure S6).
Due to the substantial sub-regional variability in O 3 change over the large HTAP regions
(Table 2), these three regions were divided into four sub-regions with equal latitude and
longitude ranges. The SA region was not included because of its differing seasonal cycle
of surface O 3 (e.g. minima in JJA). Sub-regional averages for present-day NO x (20002005), ∆O 3 (2095-2099 minus 2000-2005) and ∆T (2095-2099 minus 2000-2005) were
calculated from all the grid-cells over land within the appropriate sub-region. The
relationship between ∆O 3 and ∆T across all sub-regions, months and years was then
examined (sample size= 5 months × 5 years × 12 sub-regions= 300; Figure 3). Positive
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relationships were found for all three CCMs, with the climate penalty (the increase in
surface O 3 per 1°C increase in temperature) ranging between 0.34 and 1.20 ppbv, (see
Figure 3, left panels) although the correlation coefficient only reached r=0.45. The slopes
were lowest for GISS-PUCCINI which also exhibits considerably lower mean NO x levels
than the other CCMs, and highest for STOC-HadAM3.
To assess the influence of NO x on ∆O 3 /∆T the data were further divided into percentile
ranges based on NO x concentrations in each CCM. The relationship between ∆O 3 and ∆T
was examined for the <25th, 25th-50th, 50th-75th, >75th and >95th percentiles. In all three
CCMs all NO x values in the >95th percentile category, bar one point, are from the EU
region (Figure 3; left panels).
No clear relationship between the gradient of ∆O 3 and ∆T, and NO x level is exhibited for
GISS PUCCINI. For the other two CCMs the gradient of ∆O 3 /∆T steepens progressively
for data in the 50th -75th and higher percentile categories. Accordingly, the correlation
coefficient is greater for these higher percentile categories (Figure 3; right panels). The
NO x concentrations in these higher percentile ranges are also substantially larger in
STOC-HadAM3 and UM_CAM compared to GISS-PUCCINI. For the > 95th percentile
data, the slope of ∆O 3 /∆T and the mean NO x concentration are much higher in STOCHadAM3 than in UM-CAM although the small sample size at this highest NO x level
precludes definitive conclusions. Largely similar results are found when the analysis is
repeated with de-seasonalized data.
To test the robustness of these results a set of linear mixed statistical models [Pinheiro and
Bates, 2000] were constructed to examine the association between simulated ∆O 3 and ∆T
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from each of the three CCMs. The effects of NO x , month and region were considered, as
were potential interactions between these variables and ∆T. Statistical models that
included or excluded these variables were compared using Akaike's Information Criterion
(AIC; Burnham and Anderson, [2002]). All of the statistical models also contained
random effects for year, location, a year-by-location interaction and a year-by-month
interaction in order to avoid pseudo-replication by accounting for spatial and temporal
dependence [Hurlbert, 1984].
AIC provides a way of assessing the performance of statistical models by balancing the
goodness-of-fit of the model (as measured by the maximum value of log-likelihood
function, l) against the complexity of the model (as measured by the number of parameters
in the model, p), and is defined to be: AIC = -2l + 2p. Statistical models with lower AIC
values have better performance than models with high AIC values; the statistical model
with lowest AIC can be regarded as being the best supported model, but models with AIC
values close to this (typically AIC values within two units of the best model; Burnham and
Anderson, 2002) can also be regarded as having good empirical support. The best
supported models (the statistical models with the lowest AIC values for each CCM) are
listed in Table 3.
For all three CCMs there is strong evidence of a relationship between ∆O 3 and ∆T.
Alternate statistical models that excluded ∆T were very poorly supported according to
AIC. Hence, variations in ∆O 3 cannot be explained solely by differences between months,
regions and NO x levels. For GISS-PUCCINI the optimal statistical model for ∆O 3 is
based on ∆T as a predictor alone (Table 3). For STOC-HadAM3 the best statistical model
indicates that the magnitude of the ∆O 3 /∆T relationship is dependent upon the NO x level
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and upon month (since the model contained interaction terms between ∆T and NO x
percentile and between ∆T and month). For UM-CAM the best statistical model also
shows an interaction between ∆T and NO x percentile. The best statistical models for
STOC-HadAM3 and UM-CAM also contain an effect for ‘region’, suggesting that overall
∆O 3 values differ between regions, but do not include an interaction between region and
∆T (suggesting that the strength of the ∆T-∆O 3 relationship does not vary between
regions). Alternative models with good empirical support for ∆O 3 from STOC-HadAM3
and UM-CAM all contained ∆T and a dependence on NO x percentile. For GISS-PUCCINI
no alternate model was well-supported. In summary the results suggest that the slope of
∆O 3 /∆T is influenced by NO x level for UM-CAM (most strongly) and for STOCHadAM3, but not for GISS-PUCCINI, which has substantially lower mean NO x levels.
Overall, the results from STOC-HadAM3 and UM-CAM suggest that the sensitivity of
surface O 3 increases to temperature change is highest in the EU region due primarily to its
high NO x levels. However, the slopes derived from the three CCMs here are generally
lower than those derived from perturbation studies over polluted regions (>2 ppbv per 1°C
increase; Jacob and Winner, [2009]), but these typically use higher order O 3 metrics than
monthly mean O 3 and consider smaller-scale urban regions. Rasmussen et al. [2011] also
find modeled slope values of monthly-average daily O 3 /T within two out of three regions
in the eastern USA, are lower in summer months compared to observations (their Figure
6). Steeper O 3 /T and ∆O 3 /∆T gradients with higher NO x levels have also been previously
reported. Bloomer et al. [2009] find a larger climate penalty (in this case the slope of
hourly O 3 /T within 4 regions in the eastern US) prior to 2002 when NO x emissions were
considerably larger than in later years. Wu et al. (2008) report a decrease in the climate
penalty, defined as ∆O 3 between 2050 and 2000, over the USA; (their Figure 9), under a
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reduced (~40%) NO x emission scenario. Therefore, the modification of ∆O 3 /∆T by NO x
percentile range, shown by two of the three CCMs, is in broad agreement with the findings
of these above studies.
5. Chemical processes determining the climate change impact on surface O 3
Results from sensitivity simulations with the STOC-HadAM3 CCM were used to
determine the relative importance of different chemical processes, influenced by climate
change, on surface O 3 changes. These sensitivity perturbations applied the difference in
global-mean surface temperature (3K) or water vapor (19%) between the 2095 and 2000
climates as spatially uniform changes (see section 2.3).
A 3K increase in temperature applied to the PAN decomposition rate (R1) alone
(2000PAN simulation) produces contrasting surface O 3 responses over land and ocean.
Over land, surface O 3 concentrations increase by 0-2 ppbv in northern mid-latitude
regions and by up to 6 ppbv in the tropics (Figure 4a). Changes in O 3 precursor
concentrations and O 3 production for these simulations are shown in Table 4 (for
comparison with Table 2). Enhanced PAN decomposition leads to substantial decreases in
surface PAN concentrations across the HTAP regions (25-32%), slight increases in
surface OH and increases in HNO 3 (2-4%). These regional-average changes are similar to
those due to climate change except that the OH response is much smaller. Hence the PAN
and HNO 3 responses due to climate change can largely be attributed to increased PAN
decomposition. Regional-average surface NO x , decreases slightly (except in EA) as seen
under climate change. Regional-average net chemical O 3 production (1-6%) and surface
O 3 concentrations (~1%) increase over land (Table 4).
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Less PAN transported from the emission regions leads to lower O 3 production downwind
and to surface O 3 decreases of up to 1 ppbv over the tropical oceans (Figure 4a). Hence,
the effect of temperature increases on PAN decomposition contributes both to surface O 3
enhancement in some parts of the HTAP source regions (~20-50% of the O 3 increases due
to climate change) and O 3 decreases over the remote oceans (see Figures 4a, 2b). The
variability in the global spatial pattern of the O 3 response to climate change explained by
the enhanced PAN decomposition alone is appreciable: r2=0.3. In a further sensitivity
simulation, +3K was applied to all chemical reaction rates. In this case the O 3 response
was very similar in pattern to that from PAN decomposition (R1) alone, but slightly
smaller, with O 3 enhancements in northern mid-latitude source regions not typically
exceeding 1 ppbv (Figure S7). This suggests that increased temperature augments both O 3
production (by enhancing PAN decomposition and OH oxidation of CH 4 and NMVOCs)
and loss (by direct reaction of O 3 e.g. O 3 +NO 2 ). Overall, enhanced PAN decomposition
(R1) is the primary driver of the O 3 response and its spatial pattern over land and ocean.
The increase in water vapor concentrations alone, in 2000H2O, gives rise to increased O 3
destruction through (R2). Surface O 3 reductions of 1-2 ppbv occur globally and reach 3
ppbv across tropical locations (Figure 4b). In source regions this decrease in surface O 3
partly offsets the O 3 increases caused by increased PAN decomposition. Across the four
HTAP regions, the 19% increase in water vapor concentrations leads to uniform OH
increases of ~6% (Table 4). Changes in net O 3 chemical production are generally positive
but range from -4 to +3% depending on region. Surface O 3 concentrations decrease by 45% across these source regions. Therefore higher water vapor concentrations in the 2095
climate relative to the 2000 climate are likely to be the primary cause of both the increase
in OH and the decrease in surface O 3 concentrations at the regional level (Tables 2, 4).
Over ocean regions the increase in water vapor explains ~50% of the surface O 3 decrease
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due to climate change. The variability in the global spatial distribution of O 3 response to
climate change explained by enhanced water vapor is similar to that due to enhanced PAN
decomposition (r2=0.29).
A 3K increase in temperature on isoprene emissions alone leads to O 3 increases over both
land and ocean with the largest increases in the HTAP regions (~2ppbv; Figure 4c).
Enhanced isoprene emission only produces surface O 3 decreases in small areas of
Amazonia and Central Africa where isoprene emissions are already high and NO x levels
are low. Across the four HTAP regions isoprene emission increases by 6-31% (see Table
4). Isoprene, as a NMVOC, is a major O 3 precursor under high NO x conditions [Jacob
and Winner, 2009] and also a precursor for PAN. Thus isoprene affects the partitioning
among oxidised nitrogen species, shifting the balance from HNO 3 towards PAN
[Horowitz et al., 1998; Fiore et al., 2011]. Accordingly, across the four HTAP regions
enhanced isoprene emission substantially increases surface PAN concentrations (8-13%)
and slightly reduces HNO 3 . Surface OH concentrations are also reduced (3-7%) as noted
in other studies [Racherla et al., 2008; Zeng et al., 2008; Fiore et al., 2011], and this
contributes to reduced HNO 3 [Racherla and Adams, 2008]. There are increases in
regional-average net chemical production of O 3 (up to 8%) and surface O 3 (1-3%). These
surface O 3 increases account for ~40% of that due to climate change. Therefore, in these
HTAP regions, the effect of temperature on isoprene emissions makes a larger
contribution to increased surface O 3 than enhanced PAN decomposition (Table 4, Figure
4a, c) for the STOC-HadAM3 CCM. However, these O 3 increases are larger than those
simulated by Fiore et al. [2011] with a different model. Over the NA region, a +3K
increase in surface temperature leads to a 20% increase in regional-average isoprene
emission and a 2.8 ppbv increase in annual-average surface O 3 in STOC-HadAM3 (Table
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4). Fiore et al. [2011] find that a uniform 20% isoprene emission increase over the NA
region only increases monthly surface O 3 by up to 0.6 ppbv (see their Figure 4).
Over the remote oceans increased isoprene emission also leads to enhanced O 3 , due to
higher PAN concentrations [Pfister et al., 2008; Zeng et al., 2008, Fiore et al., 2011].
Under climate change, these O 3 increases partly offset the O 3 decreases arising from
increased water vapor and PAN decomposition. The insensitivity of isoprene emissions to
temperature in the GISS-PUCCINI and UM-CAM simulations may therefore explain the
smaller magnitude and areal extent of O 3 increases due to climate change in high NO x
regions than in the STOC-HadAM3 simulations (section 3). However, isoprene nitrate
chemistry [Fiore et al., 2005, Horrowitz et al., 2007; Ito et al., 2009; Archibald et al.,
2010] and isoprene emission responses to increased temperature and atmospheric CO 2
concentrations, as discussed in section 2.1, remain highly uncertain.
These sensitivity simulations illustrate the different influences on background O 3 (through
PAN and H 2 O changes) as well as on local O 3 levels (through OH and net O 3 chemical
production changes) that contribute to the overall continental-scale O 3 response. The full
climate change effect on surface O 3 is likely to be more complex than these three
individual chemical effects. However, the combination of these effects on surface O 3
(Figure 4d) yields similar spatial patterns of change to that produced due to climate
change (Figure 2b); r2 value of 0.52. Furthermore, the sum of the surface O 3 response to
the individual effects is very similar in spatial pattern and in magnitude (to within ± 0.2
ppbv) to the surface O 3 response to the combination of effects. However, the magnitude
of the combined O 3 response is about 40% lower in the four HTAP regions than the
response due to climate change (Figure 2d). One reason for this is that the regionalaverage surface temperature (3.7-5.4K) and humidity (19-30%) increases over the HTAP
© 2013 American Geophysical Union. All Rights Reserved.
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regions are substantially higher than the global-mean surface changes that were applied
here (+3K for temperature; 19% for water vapor). Further sensitivity simulations were
performed using the maximum regional-mean changes from the HTAP regions (+5.4K for
temperature; 30% for water vapor, see Table 2). The O 3 responses were found to scale
linearly from the global-mean change to the maximum regional-average changes to within
±0.2 ppbv for the three effects. Furthermore, the combined effect of the maximum
regional-mean changes produces O 3 increases of a similar magnitude to those due to
climate change (Figure S8). Finally, transport processes will also influence background
and regional O 3 responses to climate change, and these are discussed in the following
section.
6. Transport changes
To investigate the influence of differences in transport between present-day and future
climates, passive CO tracer species were utilized (see section 2.2). The CO tracer emitted
from the NA region (Figure 5a) is the focus of the discussion here.
The STOC-HadAM3 and UM-CAM CCMs that include these CO-tracer species use the
same climate model forced by the same SSTs for the present-day and future climate
simulations (although there are different advection, convection and boundary layer mixing
schemes within the two chemistry transport models; Table S1). The model-mean annualaverage response of the surface CO tracer from NA to climate change is displayed in
Figure 5. In the 2095 climate there is less (typically ~1-5% and up to 10%) of the annualmean CO-tracer from NA remaining at the surface in much of the NA source region than
in the 2000 climate (Figure 5b), especially over the Great Plains region. This may suggest
an enhancement of the low-level jet [Murazaki and Hess, 2006] and enhanced venting and
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export from the boundary layer in the future in that area. However, over the eastern and
western USA and outflow regions the CO-tracer increases (Figure 5b; 0-10% and up to
25%) in the future suggesting reduced ventilation from the surface. Only the areas of COtracer increase are statistically significant at the 0.05 level (Figure 5) although at the 0.01
level the area of CO-tracer decrease is significant. Similar spatial patterns of surface COtracer response were found between 2000 and 2095 when the STOC-HadAM3 and UMCAM simulations were extended to cover two 10 year periods (2000-2009 and 20902099) and the areas of statistical significance at the 0.05 level included the areas of COtracer decrease in the Great Plains region. This suggests that the CO-tracer changes are
robust and likely due to climate change.
Overall there appear to be complex shifts in transport that affect the surface distribution of
the annual-mean CO-tracer response to climate change over NA and its outflow region,
rather than any large-scale spatial response. Similar results were also found for CO tracer
species emitted from the other three HTAP regions (Figure S9), with distinct patterns of
adjacent areas of lower and higher surface CO tracer concentrations that suggest a shift in
circulation within all the regions that extends across the regional boundaries between
present-day and future. It is unlikely that these shifts in transport patterns have a major
role in influencing the spatial patterns of at least the annual-mean O 3 response due to
climate change. However changes in transport may well be important when considering
changes in higher moments of surface O 3 such as changes above the 95% percentile of O 3
or in daily 8-hour maximum surface O 3 .
However, as these transport-related results are derived essentially from one GCM climate
simulation, this precludes definitive statements about the robustness of the projected
future changes in annual-mean CO tracer transport. Fang et al. [2011] consider the impact
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of climate change on CO tracer transport using a tracer emitted globally with a 25-day
lifetime in the GFDL AM3 model. They find a vertical redistribution of CO tracer in the
future climate, which is also found here. However Fang et al. [2011] find that surface
zonal-mean CO tracer concentrations increase in the tropics and mid-latitudes in the future
relative to present-day. However, STOC-HadAM3 and UM-CAM simulate uniform
increases in zonal-mean CO tracer only above ~800 hPa with mainly decreases below this
pressure-level. Therefore, CO-tracer transport changes may vary and depend on the
representation of shallow convection processes in the individual models.
In contrast to the mixed CO-tracer response to climate change over the HTAP regions
found here, a number of previous studies have highlighted reduced boundary layer venting
in a future climate over parts of the USA [Mickley et al., 2004; Murazaki and Hess, 2006;
Leibensperger et al., 2008; Wu et al., 2008] and W. Europe [Hauglustaine et al., 2005;
Forkel and Knoche, 2006]. Racherla and Adams [2008] suggest that different
methodologies for analysis of synoptic–scale circulation changes may produce different
results. Further process-based studies using a range of CCMs and methodologies are
needed before more robust statements can be made concerning the effect of climate
change on tracer transport.
7. Climate change impact on ozone S-R relationships
In this section the analysis is extended to consider O 3 S-R relationships and how these are
modified due to climate change. Following the same approach as previous HTAP studies
[Fiore et al., 2009; TF-HTAP, 2011], O 3 S-R relationships were quantified by considering
the O 3 response to a 20% reduction of O 3 precursors emissions of NO x , CO and
NMVOCs over a given source region, as compared to ‘no reduction’ (section 2.1). The
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HTAP source regions discussed in the previous sections are now considered as both
source and receptor regions for O 3 and its precursor emissions (Figure 6a). The NA source
region is used for illustrative purposes in the next two sections.
For present-day climate, in response to a 20% emission reduction of O 3 precursors over
the NA region, all three CCMs simulate annual-mean surface O 3 decreases of 0.5-2ppbv
(~2-10%) in the source region and up to 1ppbv (~3%) immediately downwind (Figure 6).
Similar surface O 3 responses are found over the other three HTAP regions (Figure 7b-d).
The magnitude of the surface O 3 response simulated by GISS-PUCCINI is typically
slightly less compared to the other two CCMs for all four HTAP source regions. The
decreases in annual-mean surface O 3 over source and receptor regions simulated by all
three CCMs for 2000 climate (ME00; Figure 7) lie well within the multi-model range of
results from the 15 models that participated in the sensitivity simulations for 2001(MM01;
Figure 7) [Fiore et al., 2009].
The difference in the annual-mean O 3 response due to the 20% reduction of O 3 precursors
in the NA region between the 2000 and 2095 climates is depicted for the three CCMs in
Figures 7a and 8. When averaged over the large area of the HTAP regions the difference
in the surface O 3 response to emissions reductions between the two climate periods is
small (Figure 7). However, the differences in the spatial pattern of surface O 3 response to
emission reductions between present-day and future climate is robust across the three
CCMs (Figure 8) despite differences in their spatial patterns and magnitude of O 3
response to climate change (Figure 2d-f).
Across the three CCMs, the O 3 response to NA emission reductions in the future climate
is consistently larger over the source region and smaller downwind compared to present© 2013 American Geophysical Union. All Rights Reserved.
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day climate, both in terms of absolute and relative changes. The annual-average surface
O 3 response to the 20% NA emission reduction is enhanced by up to 0.6 ppbv (2%) in the
NA source region, and reduced by up to 0.2 ppbv (0.3%) immediately downwind (Figure
8). The regionally-averaged annual-mean surface O 3 response to emission reductions is
larger by 0.1ppbv for the NA source region, and smaller by ~0.05 ppbv and ~0.03 ppbv
for the EU and EA receptor regions respectively (Figure 7a) in the future climate.
Equivalent emission reduction simulations for the three other source regions yield similar
results, with a greater surface O 3 response to a 20% emission reduction in the source
region and a reduced response in downwind continents in the future compared to presentday climate (Figure 7b-d). Over the SA region the effect of large-scale averaging over
land and downwind ocean leads to cancellation effects, hence there is little difference in
the regional O 3 response to emission reductions between the two climate periods (Figure
7d). In addition, the effect of emission reductions in the SA source region has a smaller
influence on its three receptor regions compared to the influence of the other source
regions on their respective receptor continents (Figure 7). This reflects the smaller region
size and the more southerly location of this region such that SA pollution remains isolated
from mid-latitude air [Fiore et al., 2009]. Across all source and receptor regions, there is
little interannual variation (<0.02ppbv in the source regions; not shown) in the difference
in the surface O 3 response between the two 5-year climate periods.
The seasonality of the O 3 response to the reduction of O 3 precursors remains similar for
the two climate periods in both the source and the receptor regions (Figure S10) in the
three CCMs. Over the source region, the EU shows the largest changes in magnitude of
the O 3 response between the two periods in all three CCMs. There is little evidence of a
consistent change in the peak month(s) of inter-continental transport between source and
© 2013 American Geophysical Union. All Rights Reserved.
Accepted Article
receptor regions, or in the frequency of underlying transport (e.g. storm track and flow
patterns) between months, or in the seasonality of chemical transformation processes (e.g.
O 3 lifetime) between the two climate periods. Thus climate change has little influence on
the seasonality of the O 3 response to 20% emission reductions. This result is consistent
with Fiore et al. [2011] who found the seasonality in the O 3 response to 20% decreases in
NA anthropogenic emissions was unaltered when isoprene emissions were elevated.
8. Chemical processes influencing the climate change impact on surface O 3 S-R
relationships
The climate-sensitive chemical processes discussed in section 5 are re-considered here in
the context of how they influence the annual-average O 3 response to O 3 precursor
emissions reductions over the NA region (Figure 9).
The difference in the surface O 3 response to 20% NA emission reductions of O 3
precursors between the sensitivity simulations with increased temperature applied to the
PAN decomposition (R1) alone (2000PANem_NA-2000PAN) and the base
(2000em_NA-2000base) simulations (Figure 9a), shows a similar spatial pattern to that
due to climate change (Figure 8b) (r2=0.5). There is a greater O 3 response to emissions
reductions in the source region but a lesser response downwind (Figure 9a). However, the
difference in the O 3 response is smaller than that due to climate change. Under higher
water vapor concentrations alone, only a small part of the NA source region shows an
enhanced surface O 3 response, and there is a smaller O 3 response elsewhere in the source
region and downwind (Figure 9b). This downwind O 3 response to emission reductions for
higher water vapor concentrations alone is ~50% of the magnitude of that due to climate
© 2013 American Geophysical Union. All Rights Reserved.
Accepted Article
change (Figures 8b, 9b). In contrast, under elevated isoprene emission arising from a
uniform +3K increase in temperature there is a greater O 3 response to 20% anthropogenic
emission reductions in both source and receptor regions (Figure 9c). These differences in
the absolute O 3 response largely reflect the changes in surface O 3 concentration that occur
under these different perturbation simulations.
The three processes thus have competing effects on the O 3 S-R response to emission
reductions in both the NA source and receptor regions. For the source region, the
temperature effect on isoprene emission influences the surface O 3 response more than
PAN decomposition. In the downwind region there is a reduced surface O 3 response due
largely to water vapor effects, but also to increased PAN decomposition. The combined
effect of the three processes produces a spatial pattern of O 3 response to emission
reductions which is similar to that due to climate change (Figures 9d, 8b) (r2=0.76) but the
magnitude is somewhat smaller. However, scaling to the maximum regional-mean
temperature and humidity changes for these three effects yields O 3 responses similar in
magnitude to those due to climate change.
9. The Impact of Climate Change vs. Emission Reductions on Surface O 3
Given that climate change increases surface O 3 in some areas within major emission
source regions, a key question for policy-makers is how effective current air quality
legislation will be in the future. The percentage change in region-wide O 3 precursor
emissions required to balance the localised impact of climate change (i.e. at each CCM
grid point) on annual-average surface O 3 concentrations over each HTAP region is shown
in Figure 10. This is based on the parameterization of Wild et al. [2012] which provides an
estimate of regional O 3 responses based on regional precursor emission changes scaled
© 2013 American Geophysical Union. All Rights Reserved.
Accepted Article
quadratically from the 20% emission reductions of NO x , CO and NMVOCs applied in the
HTAP studies. This approach reproduces the non-linear behavior of regional O 3 responses
well for emission reductions of up to about 60%, and therefore the focus here is on
changes up to this magnitude to minimize the uncertainties due to non-linear responses in
O 3 chemistry. For simplicity, we assume that the emissions of each of the different O 3
precursors are altered proportionally. Positive values (in red) show areas within the
HTAP regions where regional emission reductions are necessary to overcome the
increases in surface O 3 due to climate change such that present-day O 3 levels are retained.
The spatial pattern of required regional emission change within each HTAP region varies
considerably with CCM. This predominately reflects the variation in the annual-mean O 3
response due to climate change rather than variability in the O 3 response to regional O 3
precursor emission reductions. Although all HTAP regions show areas where regional
emission reductions of more than 20% are required to balance annual-average surface O 3
increases due to climate change, this result is most consistent across the CCMs for the EU
region. Within this region there are large areas where regional emission reductions of
more than 20% are required to balance the impact of climate change between 2095 and
2000 on annual-average surface O 3 concentrations (Figure 10), and reductions of more
than 60% are required in some places. For the SA region, only the results from GISSPUCCINI suggest substantial regional emission reductions would be required to mitigate
the localised effects of climate change across the Tibetan plateau (via enhanced STE) on
the annual-mean O 3 response (Figures 10 and 2d). Larger regional emission reductions are
generally required in STOC-HadAM3 to overcome climate change than in the other two
CCMs. Again, this reflects the greater O 3 response to climate change in STOC-HadAM3
which may emanate from the temperature control on biogenic emissions that is only
simulated in this CCM.
© 2013 American Geophysical Union. All Rights Reserved.
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10. Conclusions
This study examines the impact of climate change on surface O 3 and its precursors and on
intercontinental transport of O 3 from major emission regions to downwind receptor
continents. It further explores the relative contributions of key processes in producing this
O 3 response. Three CCMs (GISS-PUCCINI, STOC-HadAM3, and UM-CAM) simulate
surface O 3 concentrations for 2000 and 2095 climates as projected under the SRES A2
climate forcing scenario with current and reduced emissions of anthropogenic O 3
precursors. To isolate the effects of climate change, anthropogenic and biomass burning
emissions and methane concentrations are fixed at 2000 levels.
In the three CCMs, annual-mean surface O 3 generally decreases due to climate change but
increases in parts of the more polluted regions, consistent with previous studies. Surface
O 3 increases in high NO x regions are up to 6 ppbv in the annual-average and up to 14
ppbv in the season of present-day maximum surface O 3 . This climate penalty effect on
surface O 3 within the high NO x regions is highly variable across the CCMs in location
and spatial extent. The largest areas and magnitudes of O 3 increase are simulated by
STOC-HadAM3, the only CCM that incorporates temperature-sensitive isoprene
emission. Annual regional-mean surface O 3 decreases slightly (1-3%) in conjunction with
substantial PAN decreases (~30%) and elevated OH (~10%) and HNO 3 levels across the
four HTAP regions. This shift in NO y partitioning from PAN to HNO 3 under climate
change is in agreement with previous studies [e.g. Zeng et al., 2008; Racherla and Adams,
2008].
The relationship between monthly (May-September) surface O 3 change (∆O 3 ) and
temperature change (∆T) is quantified in order to explore how the climate penalty relates
© 2013 American Geophysical Union. All Rights Reserved.
Accepted Article
to temperature and NO x concentrations. Positive ∆O 3 /∆T relationships are exhibited by all
three CCMs and the gradient of ∆O 3 /∆T steepens with increased NOx percentile class in
UM-CAM (most strongly) and STOC-HadAM3. Consequently, in UM-CAM and STOCHadAM3 the sensitivity of surface O 3 increase to temperature change is greatest in the EU
region, where all three CCMs simulate the highest NO x concentrations. The lack of
variation in ∆O 3 /∆T with NO x percentile class for GISS-PUCCINI may reflect its lower
NO x concentrations.
The relative importance of three chemical processes that affect O 3 chemistry and are
sensitive to temperature and humidity changes (PAN decomposition, water vapor
concentrations (hence HO x ) and isoprene emission) is examined in further simulations
using the STOC-HadAM3 CCM. An increase in temperature acting only on the PAN
thermal decomposition rate leads to surface O 3 increases over land and decreases over
ocean. Increased water vapor mixing ratios lead to O 3 decreases everywhere. In contrast,
enhanced isoprene emission due to higher temperature yields surface O 3 increases over
most locations. Given this potential importance of future changes in isoprene emission
further research is needed to quantify uncertainties in isoprene nitrate chemistry and the
influence of temperature and CO 2 effects on isoprene emissions [e.g. Guenther et al.,
2012]. Other climate sensitive emissions such as methane from wetlands [e.g. Shindell et
al., 2006] and NO x from soils [e.g. Zeng et al., 2008], also merit further study. Although
the climate change impact on surface O 3 is likely to be more complex than the sum of
individual chemical effects, it is found that the combination of these three effects largely
reproduces the spatial patterns of annual-mean O 3 response due to climate change (R2
=0.52).
© 2013 American Geophysical Union. All Rights Reserved.
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The impact of climate change on transport is evaluated with an idealized CO-like tracer
species emitted from all four major source regions. Over all four HTAP regions annualmean CO-tracer concentrations exhibit distinct dipole patterns of increase and decrease in
future compared to present-day climate that suggest subtle shifts in transport within the
region and its area of outflow, rather than any consistent large-scale pattern. It is unlikely
that these complex shifts in regional circulation exert a substantial control on the coherent
spatial pattern of the annual-mean surface O 3 response to climate change; hence the
simulated annual-mean surface O 3 response to climate change arises predominately from
changes in chemistry. However, the effect of climate change on transport may well depend
on model representation of shallow convection processes. Further process-based studies
are required to quantify how climate change affects the transport of chemical constituents.
The impact of climate change on intercontinental transport of O 3 is also considered
through source-receptor (SR) relationships that quantify the impact of changing
anthropogenic emissions in a source region on surface O 3 both within and beyond that
region. A small but robust difference in the annual-mean surface O 3 response to a 20%
reduction in O 3 anthropogenic precursor emissions (NO x , CO and NMVOCs) between the
present-day and future climate is simulated by all three CCMs. The O 3 response to
regional emission reductions is larger over the source region and smaller downwind in the
future climate over all four HTAP regions. There is no change in the seasonality of the O 3
response to emission reductions in either the source or receptor regions. The combination
of the surface O 3 response to emission reductions under (i) enhanced PAN decomposition
(ii) higher water vapor mixing ratios and (iii) elevated isoprene emission, relative to the
O 3 response to emission reductions under present-day climate, is similar to that due to
climate change (R2 =0.76).
© 2013 American Geophysical Union. All Rights Reserved.
Accepted Article
Overall, this study suggests that the dominant effects of mean climate change on annualmean O 3 and its intercontinental transport are via temperature and water vapor effects on
the chemical environment rather than climate-related changes in transport. Changes in
transport may well be important when considering changes in peak O 3 events.
The regional emission reduction required to balance the impact of climate change such
that present-day annual-mean surface O 3 levels are retained is calculated across the four
HTAP regions. The required emission change within each HTAP region varies
considerably with CCM; typically larger values are projected by STOC-HadAM3− the
CCM with temperature-sensitive isoprene emission. All three CCMs consistently show
areas within the EU region where substantial (> 20%) regional emission reductions are
required to balance climate change impacts on annual-mean surface O 3 . This emphasizes
that the impact of climate change must be accounted for in designing future emission
policies at least for these four major emission regions. Langer et al., [2012] find that the
spatial features of the change in daily maximum O 3 produced by climate change are
similar to those for summer time average O 3 . Hence this current study focusing on annual
and seasonal mean changes should be a useful guide for assessing the effects of climate
change on policy-relevant O 3 metrics.
Acknowledgements. We greatly thank Adam Butler for statistical expertise, advice and
insights.
We are also extremely grateful to Owen Cooper for informal discussions and his review of
the manuscript. We thank Paul Young and Larry Horowitz for insightful discussions. This
work was performed under the Task Force on Hemispheric Transport of Air Pollution
(www.htap.org). We thank the US EPA and European Commission for travel support to
HTAP meetings. We also thank Michael Decker and Sabine Schröder for hosting the
© 2013 American Geophysical Union. All Rights Reserved.
Accepted Article
HTAP data repository at Forschungszentrum Juelich. GZ acknowledges NIWA HPCF
facility and funding from New Zealand Ministry of Science and Innovation. RD and GZ
thank Colin Johnson at the UK Met Office for provision of sea-surface temperature data,
and RD thanks Lois Steenman- Clark and Grenville Lister for supercomputing support.
This work made use of the facilities of HECToR, the UK's national high-performance
computing service, which is provided by UoE HPCx Ltd at the University of Edinburgh,
Cray Inc and NAG Ltd, and funded by the Office of Science and Technology through
EPSRC's High End Computing Programme.
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© 2013 American Geophysical Union. All Rights Reserved.
Accepted Article
Figure 1. Monthly average surface O 3 observations (ppbv) for the year 2001 (solid black
line; vertical bars represent one standard deviation) reproduced from Figure 2 in Fiore et
al. [2009], which describes full details of the observations (CASTNET, EMEP and
EANET). The multi-model ensemble mean of monthly average O 3 for 2001 from 21
models is shown with a black dashed line, and results from individual models are shown
with grey lines. Monthly average surface O 3 from the three CCMs applied in this study
(GISS-PUCCINI: blue, STOC-HadAM3: red, and UM-CAM: green) are shown for 2001
as in Fiore et al [2009] (dashed colored lines) and for the 5-year mean from the 2000base
experiment (solid colored lines).
© 2013 American Geophysical Union. All Rights Reserved.
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Figure 2. Top row: 5-year annual-average surface O 3 concentrations (ppbv) (2000base)
for a) GISS-PUCCINI, b) STOC-HadAM3 and c) UM-CAM. Bottom row: The difference
in the 5-year mean annual-average surface O 3 concentrations (2095base – 2000base) for
the same three CCMs (d)-f)). The 500 pptv contour of NO x surface concentrations for the
2000base simulation (thick black line) is used as an approximate indicator of polluted
regions. Hatched areas, denoted by the + symbol, indicate where results are not significant
at the 0.05 level as evaluated with a Student t-test using 5 years of data for the 2095 and
2000 climate simulations. The HTAP source regions are depicted in panel a): NA (15°N55°N; 60°W-125°W), EU (25°N-65°N; 10°W-50°E), EA (15°N-50°N; 95°E-160°E) and
SA (5°N-35°N; 50°E-95°E).
© 2013 American Geophysical Union. All Rights Reserved.
Accepted Article
Figure 3. Left-hand panels: Regional-average relationship between monthly ∆O 3 vs. ∆T
(2095-2000 climates) for each CCM for the three major mid-latitude source regions (NA,
EU and EA) for the peak O 3 months of May-September over all five years in each climate
period (black line). Each point represents one month in one of five years in each subregion The data are color-coded by percentile category based on NO x concentration in the
2000s (bright red= NO x concentration above the 75th percentile; dark red= NO x above the
95th percentile). The linear fit for ∆O 3 vs. ∆T was calculated for data that fell into each
percentile and each curve uses the same color coding. The slope value using all the data
points is given at the top right of each panel, and the regional average NO x concentration
(pptv) is given at the bottom right. Squares show the > 95th percentile values that emanate
from the EU region. Right-hand panels: the change in the slope of ∆O 3 /∆T and
correlation coefficient (r) for each NO x percentile 0-25th, 25-50th,50th-75th, 75th-100th, and
95th-100th with the x-axis showing the NO x concentrations mid-way across the respective
percentile range. Note the different x-axis ranges for each CCM.
© 2013 American Geophysical Union. All Rights Reserved.
Accepted Article
Figure 4. The difference in 5-year annual-average surface O 3 concentrations (ppbv)
relative to 2000base for the following perturbations: a) +3K to PAN decomposition rate
(2000PAN), b) 19% increase in water vapor mixing ratio (2000H2O), c) +3K to isoprene
emissions scheme (2000ISO) and d) the combined effect. Results are from the STOCHadAM3 CCM only
© 2013 American Geophysical Union. All Rights Reserved.
Accepted Article
Figure 5. a) Model-mean 5-year annual-average surface CO tracer concentrations (ppbv)
for a species with a 50-day lifetime emitted as for CO over the NA source region from the
STOC-HadAM3 and the UM-CAM CCMs (ppbv) for 2000 climate. b) The difference in
model-mean 5-year annual-average surface CO-tracer concentrations (ppbv) between the
2095 and 2000 climates. Both CCMs use the HadAM3 GCM driven by the same SSTs for
their simulations. Dotted areas, denoted by the symbol, indicate where results are
significant at a 0.05 level as evaluated with a Student t-test using 5 years of data for the
2095 and 2000 climate simulations.
© 2013 American Geophysical Union. All Rights Reserved.
Accepted Article
Figure 6. Impact of simultaneous 20% reductions of the O 3 precursor emissions (NO x ,
NMVOCs, and CO) in the NA source region on 5-year annual-mean surface O 3
concentrations (ppbv) for 2000 climate for a) the GISS-PUCCINI CCM, b) STOCHadAM3, and C) UM-CAM (2000em_NA - 2000base). The HTAP regions are depicted
in panel a).
© 2013 American Geophysical Union. All Rights Reserved.
Accepted Article
Figure 7. The reduction in regional-average annual-mean surface O 3 in the receptor region
from 20% reductions in O 3 precursor emissions (NO x , NMVOCs, and CO) in the a) NA, b)
EU, c) EA and d) SA source regions for the 2000 (00) and 2095 (95) climates. MM01=
Multi-model mean and ranges with 2001 climate [Fiore et al., 2009]. ME00 = 3 modelmean and ranges for 2000 climate; ME95= 3 model-mean and ranges for 2095 climate; For
ME00 and ME95 results are 5-year mean averages. No land-sea mask is applied to the
calculation of these area-averages.
© 2013 American Geophysical Union. All Rights Reserved.
Accepted Article
Figure 8. The difference in the impact of 20% reductions of O 3 anthropogenic precursor
emissions over NA on 5-year annual-mean surface O 3 (ppbv) for the 2095 climate
compared to the 2000 climate for the a) GISS-PUCCINI, b) STOC-HadAM3 and c) UMCAM CCMs. (2095em_NA-2095base - 2000em_NA-2000base. Hatched areas- denoted
by the + symbol, indicate where results are not significant at the significance level of 0.05
as evaluated with Student t-test using 5 years of data for the 2095 and 2000 climate
simulations. Negative values represent a larger reduction whilst positive values imply a
lesser reduction in the O 3 response to emission reductions.
© 2013 American Geophysical Union. All Rights Reserved.
Accepted Article
Figure 9. The difference in the impact of 20% reductions of O 3 precursor emissions over
NA on 5-year annual-mean surface O 3 (ppbv) relative to 2000base for the following
perturbations: a) +3K to PAN decomposition rate (e.g. 2000PANem_NA-2000PAN 2000em_NA-2000base), b) 19% increase water vapor mixing ratio, c) +3K to isoprene
emissions scheme and d) the combined effect. Results from the STOC-HADAM3 CCM
only. Negative values represent an enhanced reduction whilst positive values imply a
lesser reduction in the O 3 response to emission reductions.
© 2013 American Geophysical Union. All Rights Reserved.
Accepted Article
Figure 10. The percentage reduction in region-wide O 3 precursor emissions (NO x ,
NMVOCs, and CO) required to counteract the impact of climate change (2095base2000base) on 5-year annual-average surface O 3 concentrations over each HTAP region.
This is calculated by dividing the impact of 2095-2000 climate change on surface O 3 by
the effect of 20% regional O 3 precursor emission reductions on surface O 3 and
multiplying the result according to the parameterization by Wild et al. (2012) (e.g. by 20%
for a linear scaling). Each row shows a different model and each column shows a different
source region. Negative values (in blue) show where climate change leads to a reduction
in O 3 and therefore where emissions can increase to maintain present-day (2000s) O 3
levels. Areas are shaded white when 20% regional emission reductions lead to increased
O3.
© 2013 American Geophysical Union. All Rights Reserved.
Accepted Article
Table 1. Experiments performed and their description including number of simulations
and models performing simulations.
Experiment
name used in
this study
2000base
HTAP
experiment
name
FC1
2095base
FC2
Description
Number of models
2000-2005 climate based on
GCM SSTs
All 3 models: GISSPUCCINI, STOCHadAM3, UM-CAM
All 3 models
2095-2099 climate based on
GCM SSTs
2000em_NA,
FC3NA, EU,
Regional emission reductions All 3 models
EU, EA, SA
EA, SA
of NO x , CO, NMVOCs for
2000-2005 climate for 4
world regions
2095em_NA,
FC4NA, EU,
Regional emission reductions All 3 models
EU, EA, SA
EA, SA
of NO x , CO, NMVOCs for
2095-2099 climate for 4
world regions
2000PAN*
2000-2005 climate ; added
STOC-HadAM3
+3K to PAN decomposition
rate: PAN + M =
CH 3 COO 2 + NO 2 + M
2000H2O*
2000-2005 climate;
STOC-HadAM3
multiplied the water vapor
concentration by 119%.
2000ISO*
2000-2005 climate ; added
STOC-HadAM3
+3K to isoprene emission
scheme
2000COM*
2000-2005 climate; added
STOC-HadAM3
+3K to PAN decomposition
rate and isoprene emission
scheme and multiplied the
water vapor concentration by
119%.
* For all these experiments an additional simulation was performed with reduced emissions over
the NA source region i.e. 2000PANem_NA etc.
© 2013 American Geophysical Union. All Rights Reserved.
Accepted Article
Table 2. Regional average change in 5-year annual-average surface meteorology and
chemistry variables (2095base – 2000base). Only land grid boxes are included in the
averaging. Values represent the mean value across the three CCMs, with the individual
model ranges given in parenthesis.
Surface Variable
Temperature
Specific humidity
Precipitation
Fraction land area
with O 3 increases
O3
PAN
OH
HNO 3
NO x
HNO 3 wet
deposition
C5H8 emission*
Net O 3 production
(P-L)
O 3 dry deposition
Future (2095) minus Present-day (2000) change in annual- mean variable averaged over a
region
NA region
EU region
EA region
SA region
4.4 (3.8-5.4) °C
4.7 (4.1-5.4) °C
4.2 (3.7-4.7) °C
4.6 (3.8-5.0)°C
19.2 (19.1-19.2) %
20.6 (20.5-20.6) %
23.9 (20.7-27.0) %
24.6 (19.3-29.8) %
-4 (-10 to +0.6) %
-17 (-8 to -22) %
12 (7-14)%
22 (20-25) %
30 (2-47) %
33 (10 -46) %
26 (2-53) %
25 (3-67) %
-2.2 (-1.4 to -3.4) %
-30 (-24 to -42) %
12 (2-18) %
0.8 (-5.6 to +5.0) %
-1.8 (-0.1 to -4.3) %
0.36 (-9 to +7)%
-1.0 (-2.0 to +0.4) %
-32 (-22 to -44) %
11 (7-15) %
2.7 (1.0-5.2) %
-6.0 (-3.7 to -8.1) %
-17 (-14 to -19)%
-1.6 (-2.9 to +0.2) %
-25 (-20 to -34) %
13 (9-16) %
8.0 (-3.1 to 19.3) %
-0.1 (-2.7 to 1.2) %
14 (11-22)%
-3.0 (-8.2 to +2.2) %
-37 (-35 to -39) %
9 (5-12) %
7.9 (0.2 to 22.2) %
-0.7 (-2.4 to +2.0) %
20 (12-28)%
40 %
13 (4 -19)%
31%
19 (7-33) %
51%
7 (0.4-16)%
10%
3 (0.3-6) %
-3.4(-0.2 to -9.4)%
-0.05 (-1.2 to +1.1)%
-1.1 (-4.8 to +2.2)%
0.1 (-10.3 to +11.0 )%
* This variable is only available for STOC-HadAM3..
© 2013 American Geophysical Union. All Rights Reserved.
Table 3. Best statistical model for ∆O 3 based on AIC criteria
∆O3 = ∆T
∆O3 = ∆T×NO x class + ∆T×month + region
∆O3 = ∆T×NO x class + region
Accepted Article
GISS-PUCCINI
STOC-HadAM3
UM-CAM
© 2013 American Geophysical Union. All Rights Reserved.
Table 4. Regional annual average change in surface O 3 , O 3 precursors and net O 3
chemical production between the perturbed and base-case present-day simulations
(2000PAN, H2O, ISO minus 2000base). Only land grid boxes are included in the
averaging.
Accepted Article
Surface
Variable
O3
NO x
PAN
HNO 3
OH
Net O 3
Prod.(P-L)
C5H8
emission
Perturbed minus present-day change in annual-mean variable averaged over a region
(%)
NA region
EU region
EA region
SA region
PAN H2O ISO PAN H2O ISO PAN H2O ISO PAN H2O ISO
1.0
-4.6 2.8 0.8
-3.9 3.2 1.6
-4.1
2.8
0.7
-5.4
1.3
-0.2
-1.0 -1.8 -0.4 -1.2 -1.8 0.4
-1.1
-1.8 -0.5
-0.9
0.3
-29
-0.8 13
-27
-0.5 12
-25
-0.4
12
-32
-1.5
8
3.2
1.1
-2.0 2.1
0.9
-0.5 4.1
1.0
-2.8 2.1
0.3
-0.8
1.6
5.8
-6.0 1.1
6.0
-3.3 2.1
5.9
-7.4 0.9
5.7
-2.6
5.9
2.8
7.3 2.9
2.0
8.3 5.1
1.0
5.6
1.0
-3.6
0.4
20
18
31
6
© 2013 American Geophysical Union. All Rights Reserved.