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Journal of Integrative Neuroscience, Vol. 7, No. 1 (2008) 75–116
°c Imperial College Press
Commentary
CONSCIOUSNESS AND THE STRUCTURE OF MATTER
RONALD J. MACGREGOR
Department of Aerospace Engineering Sciences
University of Colorado, Boulder
38 Rock Ridge Dr NE, Albuquerque
NM 87122-2007, USA
[email protected]
RAM LAKHAN PANDEY VIMAL
Vision Research Institute, 428 Great Road, Suite 11
Acton, MA 01720, USA
Received 15 December 2007
Accepted 12 February 2008
This commentary article extends Vimal’s [J Integr Neurosci 7:49–73, 2008] concept of pro-
toexperience by outlining a two-factor approach to the localization of consciousness within
the physical matter of the brain consistent with contemporary theoretical physics, molec-
ular and system biology, and neuroscience. Specific hypotheses based on this approach
predict on clearly stated grounds the occurrence or non-occurrence, and degrees of inten-
sity of consciousness within the human brain and possibly in related species based on the
combination of protoconsciousness with energetic activating agents. In this it comprises a
mechanics of consciousness.
Keywords: Consciousness; protoexperience; brain; Chaos model; glutamate; physics;
strings; quantum theory.
1. Introduction
The central shortfall in the science of consciousness is that despite the apparent
association of consciousness with the brain, there is no recognized sense in the rela-
tionship of its essential existentiality with physical matter. A major blind is that
the fundamental substance of the subject falls into the divisions between our major
sciences, and therefore, not inside any of them. Because of this, the many good ideas
and observations put forth in the last twenty years regarding consciousness in the
brain lack an integrated ground structure within which they might be placed and
clearly seen in individual and relative breadth, strength, validity, and interpretive
and predictive power. This paper describes an approach to the substantive identi-
fication of existential operative consciousness in the structures of matter and their
processes as these are currently seen in theoretical physics, molecular and systemic
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76 MacGregor & Vimal
biology, and the neurosciences so as to push forward towards such an integrated
ground structure.
1.1. Consciousness in nature and science
It seems clear that consciousness is strongly associated with the brain. This is estab-
lished by many experimental and clinical observations in humans and by its ultimate
dependence on brain physiology (glucose and oxygen supply to brain neurons), and
(presumably in this) by its apparent disappearance in death. The deeper questions
of the subject have to do with how well our sciences describe and account for the
consciousness we know and take to be part of the nature of the brain.
Existentiality and autonomy are essential qualities of consciousness which require
clarification at some point within necessarily interrelated descriptions in the sciences
of physics, biology, neuroscience, and psychology. For our purposes, each of these
sciences includes several levels of material structures, each associated with dynamic
forces and processes.
• Physics: strings, quantum particles, atoms-molecules-chemistry, mesoscopic mat-
ter, macroscopic matter,
• Biology: organic molecules, cells, systems, organisms, (populations, ecosystems),
• Neuroscience: physiology, metabolism, neural circuits, psychology.
In this paper, we discuss all of these for plausible candidates for substrates of
consciousness. The question requires either extending or melding across these sci-
ences as we have come to define them. This work seeks; (1) a substantive identity
between existential operative consciousness and some specific element(s) of matter
consonant with all the physics and biology, including explicit grounding of exis-
tentiality and interpretations of autonomy, but recognizes at the outset additional
possibilities; (2) a substantive identity which does not include an explicit grounding
of existentiality and is incomplete; (3) consciousness may be apparently compatible
with all the sciences but ultimately obscure, not revealing to us any definite link-
ing to particular matter or physical processes; (4) consciousness may reside in the
physical-biological nature of the brain but is not adequately described by theoret-
ical physics or biology as they are currently structured; (5) consciousness may be
partially outside the physical nature of the brain in a dimension or other ways we
do not yet understand. Labeled in this article as Candidate A (see Section 7).
Science must scrutinize fine detail in sharp focus and the great complexity of
the brain particularly demands this and neuroscience largely satisfies it. Yet, there
is also need for broad integrations, and consciousness study especially needs broad
multidisciplinary integration. This paper pursues that broad multidisciplinary inte-
gration in terms of the rudimentary fundamentals and foundations of the physical,
biological, and neurosciences. The paper lays out basic knowledge of these individ-
ual bodies of knowledge all together in highly succinct form so as to clearly focus
on their integration in the emergence, nature, and deep structure of consciousness.
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Consciousness and the Structure of Matter 77
In parallel, with this, we focus on what we see as the most promising approach to
this problem area, namely the concept of protoconsciousness in [80].
1.2. A two-factor approach to consciousness theory
In addition to recognizing existentiality, this work utilizes the concept of an under-
lying potential for consciousness, a protoconsciousness, which might be possibly
attributed to some subset(s) of matter and which co-evolves and co-develops into a
true consciousness. This concept is introduced by Vimal [80] with the term “proto-
experience” to emphasize its relation to subjective existentiality. The present paper
is based on general concepts of protoexperience and its subsequent evolution and
development into conscious experience introduced by Vimal [80]. However, we use
the term protoconsciousness to better indicate the full range of operational as well as
experiential consciousness which is intended but not definitely indicated by the proto
experience label. Moreover, we do not fix protoconsciousness in all or any matter
initially, but rather identify and pursue a broad systematic search for possible sites
of both the emergence of protoconsciousness itself and its subsequent development
and activation into consciousness. We consider a possible grounding of existential-
ity (protoconsciousness) in curled up strings which are subsequently expanded in
selected elements. Characterization of primordial superimposed subject experience
[80] is not adopted in this commentary.
Both of us feel that the essential problem of consciousness needs to be focused
on from slightly outside the margins of science-as-it-is before it can be entirely
subjected to it. This is because consciousness is intrinsically outside the realm of
things to which science has applied its highly successful but restrictive methods
of approach (e.g., subjectivity). That is, consciousness, in our view, is outside the
explicit assumptions of the traditional scientific method until we can clarify its
nature and place so as to indicate the correct way to relax those restrictions. This is
to satisfactorily focus a slightly expanded scientific view upon it. This is the reason
the topic has not yielded to science despite its intense interest to mankind over all
these centuries.
We adopt a two-factor approach to the origin and development of conscious-
ness consisting of (I) an original emergence of “protoconscious” capacity in cer-
tain structural elements of matter, and (II) subsequent enhancement(s) of this by
variously encountered “activating agents” such as locally high energy densities or
certain geometric configurations. Section 2 discusses basic questions regarding this
pursuit. The central core of the paper (Secs. 3–6) is a survey and discussion of
the wide range of structures of physical and biological matter in pursuit of plau-
sible sites for the emergence of protoconsciousness and plausible activating agents
for it enhancement. Sixteen such candidates are identified. A plausible multilevel
two-factored protoconscious glutamate theory is then presented as a substantive
ground structure of existential-operative consciousness to illustrate the power of
this approach. This theory associates consciousness in the glutamatergic pathways
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78 MacGregor & Vimal
of the human brain (as suggested by Maggerstretti and Pellerin [47]; see also [60,61])
by virtue of protoconscious in fundamental particles of either the amino acid glu-
tamate transmitter or its protein receptor molecule. This glutamate theory pro-
vides predictions of the localization of conscious properties in the human brain and
its selected occurrence in the vertebrate tree. Generalizations to other systems are
indicated.
The theory brings consciousness, brain activity, and brain organization into close
relationship with molecular biology and suggests an importance of molecular config-
urational geometry (Sec. 4). The work also introduces the idea of a possible substan-
tive grounding of protoconsciousness in brain elements whose fundamental particles
have expanded string dimensions of existentiality (Sec. 3.1). This might be achieved
by the geometric configurations of certain organic molecules (Sec. 8).
The two-factor protoconsciousness model then produces a viable expanded inter-
pretation of a promising model of at least one basis of consciousness. This is a general
approach to the problem area, and possible path to the fundamental undergirdings
of existentiality in terms of contemporary physics. In this, it comprises an explicit,
experimentally testable mechanics of consciousness which is now totally absent in
the field. At the least the approach suggests new paths to old dilemmas and ways
to think about the five modes of consciousness ([a]–[e]) indicated in the last para-
graph of Sec. 1.1; at best, it suggests a grand merging of the physical, biological,
psychological, and ultimately, spiritual dimensions of human experience, and in this,
also seeds the grand vision of science to unite the physical, life, and psychological
sciences. No theory without these features can be a “theory of everything”.
1.3. Relevant neuroscience literature on consciousness
Neuroscience has recently tried to sharpen our understanding of the relationship
between consciousness and brain. The general question of whether consciousness
is between spirit or mind and matter has been a focus of philosophical and reli-
gious discourse since prehistoric times, and of science also for millenia [2,3,6,7,9–15,
17–23,25,30,33,34,36–38,41–52,54–56,58–61,63–73,75–77,80,81,84,86]. All these
and many other publications provide a broad beach-head of progress in the field. The
increasingly wide-spread use of fMRI technology is pushing the field ahead rapidly.
Of these citations, [2,3,9–12,17–19,33,41,45–49,51,56,59–61,66,6,76,80] are par-
ticularly relevant to our multidisciplinary interests and predictions. Chalmers [12]
gives a useful categorization of hypotheses of the brain-consciousness relationship
(summarized in [80]). Most particularly, this paper takes up and develops the pro-
toexperience approach introduced in [80]. Possible association with particular neu-
rotransmitters is increasingly recognized [3,6,17,18,47–49,60,61,66,67,76,86,87].
The most viable general model for brain dynamics is the molecular neural chaos
model, which sees that brain has an essentially unpredictable system which can
be put into widely differing realms of behavior by very small differences of stim-
ulation or state [7,19,25,38,41]. This model predicts highly individual behavioral
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Consciousness and the Structure of Matter 79
tendencies and selections across individual persons, that is, a unique individual-
ity and personality for every person, given the highly idiosyncratic plastic growth
of their governing brain. The descriptive validity of this model is strengthened by
the illustration that small state deviations in matter generally, and brain matter
particularly, should be expected to amplify very quickly by multiple collisions of
particles so as to influence normal levels of neural activity [41,46]. Yet, this model
in itself does not take us near enough to the fundamental questions of the area,
without further considerations of the nature and properties of consciousness. Many
neuroscientists, perhaps most, are willing to see consciousness as a “quality” of the
nervous system [37]. Refer to Candidate B.
The essential features of consciousness — beyond the fundamental array of its
contents and their comings, goings, and qualities — are its unique existential nature
and its apparent autonomy (free will). These two seem to combine in each of us
as our unique personal self which we use, among other things, to direct our lives
and immediate behavior. Autonomy has proved difficult to relate to physics [45].
Existentiality, in itself, has not played a strong role in the neuroscientific theory of
consciousness-brain relations outside of its universal tacit recognition and its role
in fMRI experimentation [17,47,51,60,61]. The attempt to relate existentiality to
physics, however, immediately suggests broader dimensions for the subject as well
as opening specific new directions beyond those suggested by its other attributes
including autonomy.
A physically-grounded theory of consciousness should predict occurrences in
selected matter in the human brain and its occurrence or non-occurrence in other
living organisms and inorganic matter, and the property of variable intensity. Our
“two-factor” theory produces these predictions by virtue of the locations of its pro-
toconscious matter and activating agents.
1.4. Recent literature by structural levels
It seems that most of quantum mechanics is in place and its “standard model” almost
complete (Secs. 3.2–3/[16,27,40,53,55,57]), and a number of quantum-based ideas
and models for the brain and consciousness have appeared [33,34,45,46,56,63]. The
most activity in physics for our present interests over the past fifteen years and more
has been in string theory where many speculations regarding the existence, nature,
and possible manifestations of extra dimensions in the ultimate fabric of the universe
have been discussed (Sec. 3.1/[26,28,29,32,39,62]). Greene’s introductions [28,29]
and Gates’ recent update [26] are good starting points for non-physicists. Beyond
these, Penrose [55] considers consciousness, and Randall [62] hidden dimensions, in
string theory. Atomic structure and inorganic chemistry form a very well known,
solid, classic science (Sec. 3.4/[24,78]).
The molecular revolution in the last half-century of biology has produced a
highly detailed picture of the organic molecular and cellular structures and func-
tions of living organisms. In the past twenty years, we have seen a tremendous
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80 MacGregor & Vimal
increase in understanding and appreciation of the origin, evolution, and rich diver-
sity and complexity of unicellular life. This has produced a grand overhauling of
the phylogenetic tree of living organisms as based on genetic DNA which makes
a fuller recognition of this microscopic world and better identifies phylogenetic
relationships throughout the chart. All of this information is vital to our inter-
est (Secs. 4–4.3/[5,31,33,42,79,82,83,85]). Tudge’s recent survey [79] is indispens-
able and Woese’s [82,83] is seminal. [5,31, and 85] are classic descriptions of older
morphology-based zoological taxonomy.
Organic chemical reactions, molecular gating mechanisms, and volume fluxes
associated with cellular and systemic metabolic and regulatory processes are
extremely rich, energy-intense, and delicately balanced physiological activity which
Cannon has christened the “wisdom of the body” and which are vital to our interests
(Secs. 5–5.2/[8]). This class can be extended to include the cellular, local, regional,
and global ionic volume currents of neural circuits and their corresponding electri-
cal fields (Sec. 5.3/[1,36,56,52,59–61,75]). Poznanski has advocated volume currents
and especially neuropile as sites of consciousness [59]. Pessa and Viiello [56] describe
a quantum mechanical field theory of brain/mind states.
The neural circuitry [2,3,20,48–51,60,64–68,73,76,81,84,86,87] and associated
neuroglial metabolism [19,47,60,61] of the vertebrate nervous system are likely can-
didate structural levels for the active manifestations of consciousness (Sec. 6). Phy-
logenetic developments here, especially across vertebrates here are extremely useful
[64,79]. Intelligent speculation of general localization of consciousness seems within
reach by the virtue of the excellent accumulation of electrophysiology through the
last fifty years and grows more so every day with the power of fMRI experimentation
[47,51,60,61]. A singularly important recent discovery is a strong association of con-
sciousness with the glutamate transmitter system and particularly its metabolically
supporting astroglial networks [47,60,61].
Sections 3–6 survey, according to this two-factor template, shows the orga-
nization of matter through all these levels in search of plausible candidate
sites for protoconsciousness and activators, culminating in its primary focus on
the human brain. Sixteen initial suggestive candidates are noted and discussed.
Since brain matter is a multiplexed hierarchical structure of many nested lev-
els, from strings through DNA and other organic molecules and multiple coor-
dinated physiological systems, any normal neural-level operation is potentially
involved with and influenced by matter particles of all levels. This implies that
possible enhancements of consciousness at any structural level will be intrinsic
to and potentially influential in normal-level neural operations. It also implies
that possible enhancements of consciousness in phylogenetic ancestors to humans
may recur in humans and suggests the occurrence of a sequence and per-
haps parallel branches of varying levels or shades of consciousness both in the
human brain and in at least some organisms which are phylogenetically close to
humans.
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Consciousness and the Structure of Matter 81
2. Basic Concepts
2.1. Functions of human consciousness
Consciousness itself consists of a primal sense of open existential awareness distin-
guishable from its contents. Its two central operational activities are the focused
guidance of behavior in the here and now and focused guidance of inner reflec-
tive thinking, planning, and learning. In both these activities, consciousness acts by
directing attention regarding sensory and motor integrations or more internal rep-
resentations and memory banks. Consciousness is passively aware of much current
sensory input. Consciousness is triggered by threats in one’s immediate or general
circumstances signaled to it by current sensory perceptions or deeper unconscious
brain integrations. Consciousness also seems to make, or perhaps more accurately,
recognize and pass final confirming agreement to, decisions, and thereby embody and
then effect a will or volition on which we rely as our personal sovereign “free will ”.
Consciousness attention is necessary for much learning. Consciousness is
intimately associated with our perhaps most singularly human characteristic,
imagination, nudging it along and accepting or recycling its creations, even though
much of imagination itself is carried on unconsciously among labyrinthine beds of
memory and inner representations. Dreams and hallucinations also reflect marginal
regions of similar conscious involvements. Consciousness routinely provides overall
guidance and direction of behavior and inner life engaging the entire multiplexed
hierarchy of the brain and one’s circumstances. This overall regulation can be taken
as a “self”, fundamentally operational in nature [7].
In this article, the term “consciousness” or “awareness” includes passive or
active subjective experience, inner reflections and thought, feelings, emotions, and
other experiences indicated by the above listing. The term “protoconsciousness”
refers to a quiescent precursor of consciousness which can be characterized as a
carrier of consciousness [80].
2.2. Essential nature of human consciousness
The widely adapted characterization of consciousness as “a quality of the nervous
system” is much too weak for its central existential and governing role. This work
characterizes consciousness as a “dimension” which seems to more accurately char-
acterize its unique status in human existence, in the brain, and, by this, in nature.
We recognize consciousness as a distinct primal dimension even in the plausible sub-
stantive identification with matter which is pursued here. Its existential nature is
taken here to distinguish it from both physical matter and matter’s physical energy
and forces, whether there is an ultimate substantive identification of consciousness
with some specific segment of this physical matter and energy or not.
At root consciousness is a primal dimension of existentiality within humans (at
least), and thereby within the universe. Its apparent attributes can be considered,
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82 MacGregor & Vimal
identified (at least partially), described in words, and used effectively as working
definitions. However, its ultimate nature can be apprehended only directly, in its
own terms, which is existentially.
2.3. General relation of consciousness to matter
Consciousness does indeed seem to associate intimately with matter. Indeed, the only
consciousness of which we can be certain at this stage is that of our own human
experience and this seems to be associated especially with the human brain. This is
our strongest clue and this work follows it to develop specific hypotheses regarding
the overall localization of consciousness in the human brain and in its grounding in
the molecules and deep structure of its matter.
This suggests some outreaches, however, and two are explored carefully. The
first is that human consciousness, is a continuation, and perhaps, flowering of con-
sciousness in our evolutionary ancestors, such as a shared common ancestor with the
great apes and some unknown preceding reach back in time through corresponding
unknown numbers and types of earlier living organisms. This is discussed further in
the next section, and emerges throughout the subsequent portions of the work.
The second path arises from the observation that the matter and operations
of the brain are built up with complex dynamic physical organizations at several
anatomical levels, and more than one level, exhibit properties and obscurities which
might plausibly relate to consciousness. This implies that certain features of the
entire ranges of structured matter from the most minute ultimate origins through
the full spectra of both inorganic (non-living), and organic (living) matter may be
fundamental to human consciousness, and all this will thus be therefore scrutinized
from the standpoints of theoretical physics and the collective views of contemporary
DNA-based phylogeny.
A central property of locating consciousness in specific segments of matter is
that it provides grounds for predicting the occurence or non-occurence and levels of
consciousness in the human brain and related ancestral species.
2.4. The origin of consciousness
The conceptual and philosophical problem with the origin of consciousness is similar
to that of both the origin of matter (and the universe) and the origin of life. In the
cases of matter and life, some vital new structuro-organizational entity emerges,
then grows and develops into a rich universe of forms, each domain answering to
its own operational rules. Life emerges in matter, as far as we know, only once
and on earth, follows physical laws, but accommodates these to its own uses as
rules rooted in its own organic molecular structures, and eventually in the larger
physiological systems they produce. Similarly, we know consciousness only within
our own individual brains, and the psyche which it regulates follows the physiological
laws of life and the physical laws of its matter, but also accommodates these to its
own individual-centered needs and interests.
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Consciousness and the Structure of Matter 83
It seems life first emerged just once as a double stranded DNA-like molecule
in a hot but cooling syncytium, and very soon diversified and developed accord-
ing to mutations occurring in its reproductive and productive processes [79,82,83].
High temperature conditions somewhat similar to these are found today in a few
selected deep seafloor regions close to vented heat of the earth’s molten core. Many
primitive unicellular organisms are found here and thought to be suggestive and
perhaps derivative of the earliest life on earth. The first original living molecules
of the syncytium are thought to have gained their abilities to reproduce and to
capture nutrients by the chance attainment of a physical structure which did this
reliably according to the physical laws which govern the matter of which they are
composed. A long period of bombardment of earth by meteors maintained high tem-
peratures for a long time, thereby increasing the likelihood of the occurrence of such
unlikely events, which then seem to have happened once, but perhaps, not more
than once.
In its origin and development, life is first and primarily molecular, and then
cellular, and is definitively characterized by its ability to reproduce itself and to
channel ambient matter and energy to produce structures and processes to serve
its own needs. Life evolved over mutating generations by usefully accreting these
productions to sustain and enhance its own structure and productive processes.
Life is a realm of the organization of matter unique in itself. In the sense that
its primary governing laws and purposes are its own, its is similar to three other
nested regions of physical matter which obey their own systems of laws: microscopic
strings and quantum particles, the large mesoscopic ambient realm which obeys
classical newtonian laws (and in which we live), and the vast cosmic macroscopic
universe which obeys relativity laws. Inorganic (non-living, “inert”) matter collects
into marvelous orderly and often beautiful structures and sometimes long-standing
dynamic patterns, all in accordance with a few basically simple governing physical
laws.
The field of chemistry [24,78] consists of the combining, break-down, and recom-
bining of atoms and molecules as elements, minerals, compounds, and larger hydro-
carbon and carbohydrate molecules. All such structures are established by forces
which pull and hold them together. These structural bonds are energy in the form
of tension. Chemistry then involves the storage, release, and exchange of energy in
the combining and recombining of inert matter. All the processes of chemistry are
well understood in microscopic detail and described precisely by the known laws of
physics.
Living organisms are made of organic molecules which are carbohydrates distin-
guished from inorganic hydrocarbons by their particular incorporation and use of
the carbon atom [78,42,79]. One of these particularly, the DNA molecule, evolved
the ability to reproduce itself, and to oversee not only the reproduction of its
own form, but also the production, in gradual evolution, of numerous other use-
ful organic molecular structures which become the organism’s bodies and per-
form the operations of life. These structures, from the very first, attained abilities
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84 MacGregor & Vimal
to act in their own interests of survival and reproduction in response to ambi-
ent conditions. Thus, some degree of individual organismic autonomy of a sort
seems identifiable at the operative molecular DNA-levels of the earliest life forms.
Yet, all of this is generally taken to work in accordance with governing laws of
physics at the particle, atomic, and molecular levels, this last strongly dependent on
the particular shapes of the participating carbohydrate molecules, especially pro-
teins and DNA. In all of this, individual autonomy of molecular organisms, and
thereby, eventual molecular autonomy in large multicellular organisms, is obscure
and seems a moot point. Individual autonomy might likely seem to further dis-
tinguish the realm of life at some point from inorganic realms of matter, but
this may relate more especially to consciousness and this also is presently a moot
point.
Consciousness, now, might be taken to have originated and then developed in
life, something like life originated and then developed in matter, and there is much
in common observation that might seem compatible with this. The overall regu-
lation of the brain, and through it of the larger organism, is a central, perhaps
ultimate, function of consciousness, and overall regulation is also a central operative
characteristic of the original DNA molecules of life. So it seems plausible to seek
origins of consciousness at the organic molecular level in the original DNA molecules,
in cells, or in other organic molecules. It also seems necessary to seek likely signifi-
cant enhancement and even perhaps first origin among the more advanced cellular
and physiological systems.
The critical sites for the original emergence of the potential for consciousness
and for its development would seem to be around the origin of matter, the origin
of large organic carbohydrate molecules (especially DNA) of living creatures close
to the origin of life itself, in energy-dense physiological processes; and especially
those eventually leading to and culminating in the critical expansive organizational
developments of matter vital in the operations of the human brain.
The particles directly associated with protoconscious would be a kind of “hyper-
particle” which would refer to all the levels of structure in which that particle was
encased. The possible association of conscious existentiality with the dimensions of
strings (and thereby some fundamental quantum particles) is suggested and then
explored at all structural levels of matter.
2.5. Existentiality, autonomy, and the substantive identification of
consciousness with matter
The association of consciousness with the human brain is a well-established fact.
However, the nature and ultimate localization of this association has remained elu-
sive and highly controversial. The existential nature and apparent ultimate auton-
omy of conscious will in guiding individual behavior are at the heart of this obscurity.
It is also compounded by the extreme complexity of the brain’s multiplexed struc-
tures and functional operations.
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Consciousness and the Structure of Matter 85
This work pursues a substantive identity of consciousness with some segments
of the physical brain. Many others see a looser association. It also pursues the
possibility of a complete description of the conscious physical brain within theoretical
physics as it now exists or can be easily interpreted or extended. Again, others feel
that consciousness is ultimately, in at least some small yet highly significant places,
outside the laws of physics.
Fundamental characteristics of contemporary string theory and quantum
mechanics can be adapted to the questions of autonomy and the unique existen-
tial dimension of consciousness. This work suggests and shows how the conscious
existentiality in the human brain might be grounded as protoconsciousness in one
(or more) of the eleven dimensions within a subset(s) of the fundamental individual
strings at the core of all matter. Each particle of the universe exists as a manifes-
tation of the vibrational quality of one string. Space and time emerge early, prior
to particles or the big-bang, as four of the eleven dimensions of strings. The other
seven dimensions have a more difficult time emerging and have not yet been identi-
fied and may be fallow. They are particularly associated with particular geometrical
shapes called Calabi-Yau shapes for the mathematicians who described these shapes
[28,29].
The grounding of existential consciousness in strings as a unique dimension of
reality (flowering, in the human brain) is extremely attractive as the cleanest and
clearest visible grounding of the unique dimension of existentiality in physics. This
hypothesis suggests a grand merging of the physical, biological, psychological, and
ultimately, spiritual dimensions of human experience, and in this also seeds the grand
vision of science to unite the physical, life, and psychological sciences. It also seeds
a grand comprehensive integrative view of human nature and the human potential
inclusive of its highest reaches and lowest proclivities.
If these concepts seem to stretch one’s credulity, it is good to remember how
clearly we know the existentiality of consciousness and how strongly we suspect
its intimate grounding in the brain. These suggest that we may ultimately need
to amend or reinterpret the canon which science has so long held that all is ulti-
mately physical. At the very least, the path forces plausible working hypotheses thus
prodding forward direction regarding the grounding of consciousness in the brain.
The autonomy associated with a consciousness as a fundamental existential
dimension of string structure in key particles of critical brain segments substantively
identified with the decision-making and guidance of willful voluntary behavior would
be clearly a true conscious autonomy. This requires no further new physics to sub-
stantiate this autonomy. So would be the autonomy of the dual-aspect consciousness
with these particles defined in [80].
Many neuroscientists believe that consciousness is a mere ineffectual epiphe-
nomenon, and free will is an illusion [37]. Others, however, see unpredictabilities
of quantum mechanics and the molecular chaos model as grounds for free will
[25,33,38,41,45,46]. A further possibility in this is that autonomous action could
be effected by minute adjustments of critical quantum level state variables within
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86 MacGregor & Vimal
the Heisenberg uncertainty range in critical brain segments [46]. Any of these could
serve as a source of true autonomy even in the cases of obscurely grounded conscious-
ness, with appropriate brain localization. Even quantum-level variations should be
amplified by collisions sufficiently to transmute to normal neural-level effects.
2.6. Matter, fields, and the Principle of Plausible Placement
A substantive identity for consciousness in critical segments of the brain may be
rooted in some type of matter or associated with coherent force fields arising from
brain matter. In principle, matter and their force fields are essentially equivalent
and can be viewed as different faces of the same reality. Yet, there are clear con-
ceptual, practical, and deeper physical differences. At the quantum-mechanical level
matter particles (fermions) are not the same as force carrier particles (bosons).
At the physiological level, the local, regional, and global electrical volume current
fluxes and their associated electrical fields arise from a heterogeneous collection
of separate intermingled neural subsystems of differing chemicals, structure, and
function.
Probably the best fit of a larger field association in a two-factor approach would
be to suppose these fields are activating factors which activate consciousness in local
protoconscious hypermatter. This works well when the natural occurrence of this
hypermatter corresponds to plausible occurrences of consciousness. The alternative
supposition, that the larger force fields themselves are protoconscious while some
forms of matter are activators is more problematic (Sec. 5.3).
A substantive identification of consciousness with particular subsets of matter or
their fields guides searches for its localization within the structures of the brain. It
also guides considerations of the extent and locations of consciousness in non-human
organisms and of metaphysical speculations regarding the place of consciousness in
the universe. It can enforce the Principle of Plausible Placement which asks one to
justify why, if consciousness relates to, for example, an electric field in the brain, it
does not also relate to other electrical fields both within and external to the brain
(and similarly for any brain-matter hypothesis).
2.7. Consciousness and physics
Physics is the science of matter, and as been so central, at least since Aristotle,
always along with co-equal sister sciences of Biology, Psychology, and Social Sci-
ences. Physics describes all matter in the universe, including that of the bodies of
living organisms and their physiological systems including human brains. Nonethe-
less, humans have always recognized that the sister sciences each described levels of
operational organization each answerable more to its own interests than to the oth-
ers. Moreover, and more fundamentally, the vast majority of peoples and presumably
individuals, over mankind’s 100 000 or so years, have taken nature to include sub-
stantial extra-physical as well as physical dimensions. The former involve qualities
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Consciousness and the Structure of Matter 87
of the individual subjective psyche such as conscious awareness, autonomous willful
action, and a range of human sensibilities such as emotions, imaginations, reflections,
judgments, and intuitions; but also a larger realm of apparently external motive cur-
rents and influences on the large and small courses of societies, humans, animals,
and ambient nature generally. One thinks, for example, of the numerous qualities
attributed to Gods and mythical heroes of ancient and classical cultures through-
out the world. All this has always been universally considered by much of mankind
to reflect a spiritual dimension of existence which co-exists with the physical, each
powerful in its own realm, but strongly subject to the influences of the other, a
picture that seems to mirror the relationship of consciousness and brain.
Our own time has seen the resultant accumulation of some three hundred years
of intense progress in physics which now seems to have outlined the main structures
and processes of apparently nearly all the matter in the universe, ranging from
billions of times smaller to billions of times larger than the typical dimensions of our
own earthly life. So sweepingly comprehensive, inclusive, successful, and grand are
its theories, that physicist proclaim, and the world accepts, its integrated theories as
a “theory of everything”. External spiritual effects are widely seen as non-existent
superstitions, and life and the existential qualities of human existence are taken as
secondary qualities of the physical matter of biological and brain structures, even
though the nature of the relationship is obscure. Within science, we have been led
to believe that all is ultimately physical.
This work sees the existential nature of consciousness as a unique dimension
distinct from the physical even though it is highly intimate with and is rooted within
the physical matter of the brain. The nature of this relationship of dimensions within
the brain ultimately needs to be characterized in itself in a meaningful way, as well as
the particular kinds of experiential and willful interrelations it holds. This path may
suggest new physical grounds for assessing traditional metaphysical and popular
views of consciousness and spirit.
Physics itself proceeds according to interpretations of mathematical predictions
from theoretically-grounded equation systems. The basic equation systems of physics
are pristine formulations of very grand generalized universal principles which have
emerged from vast numbers of careful critical challenging experimentation over long
periods of time and in many separate laboratories. Our subject matter is described
by three levels of physics: traditional (supposedly deterministic, but see [41]) classical
physics of neural level processes (neurons, glial cells, particle fluxes in brain fluids,
molecular chemistry); quantum mechanical physics (within Heisenberg uncertainty)
of fundamental particles (electrons, quarks) which make up the atoms of brain ions,
molecules, and cells; and string theory whose strings are seen as the ultimate com-
mon dynamic structural basis of all fundamental quantum particles; and hence of
each element of all the matter in the universe including that of the brain. It does
not seem necessary to bring cosmic macrophysics (with its relativity theories) into
consciousness study.
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88 MacGregor & Vimal
The bulk of string theory consists of theoretical predictions from the single gov-
erning equation of quantum mechanics adapted to primordial origins of matter from
a pregnant initially dimensionless micro-pin-point void. Corroborative experimen-
tation is so far minimal, but the logical coherence and the correspondence with the
strongly supported body of quantum mechanical predictions are strong and fertile
enough to have achieved broad acceptance throughout the discipline.
Yet, whether one can reliably follow the predictions of such arcane mathematics
even within, let alone beyond, the range of quantum observations which sustain
them (as string theory does) into the deepest secrets of existentiality might well
give one pause. Still, this is what theoretical physics has done since Newton, and
the alternatives are to satisfy it, restructure it, or live with obscurity within or
outside of science.
3. Possible Physical Substrates of Consciousness in
Inorganic Matter
The next four sections of this paper pursue the grounding of protoconsciousness
in matter and the progressive activation or drawing out of conscious experience
from it by various activating agents in all levels of the organized neural structures
of the brain. We call matter elements carriers of consciousness if their degree of
protoconsciousness is below a critical level such that it is not expressed as con-
sciousness. Sets of particles whose levels of protoconsciousness are subthreshold,
but especially prone to conscious expression are called hyperparticles. All this is in
an explicit grounding in physical and biological theory and matter of the concept of
co-evolution and co-development of matter and consciousness introduced in [80].
Here, we will seek the substantive grounding of consciousness in all levels of
specific structures of matter in terms of physical and biological science. We will lay
out brief substantive summaries of foundations and fundamentals in these sciences
all in this one place so as to more clearly focus on their integration in this search for
the emergence, nature, deep structures, and localizations of consciousness. Suggested
candidates are indicated within or close to the fundamental material and labeled in
bold print.
3.1. Candidate consciousness and string theory
In contemporary string theory physics, the universe is initially a pinpoint void preg-
nant with creative potentiality for matter and energy [28,29]. This is identified as
Candidate C. The first material manifestations are shards of individual strings and
energy which continually emerge jointly with antistrings and antienergy and recom-
bine into the peculiar pregnant nothingness of the void. Each string has eleven
possible dimensions which are initialed curled inside a nugget one Planck length (=
10−35 m = 10−29 µ) cubed in which all the space, matter, and energy of the universe
are contained. Every individual string corresponds to an individual fundamental
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Consciousness and the Structure of Matter 89
particle of quantum physics and its vibrational mode defines which type of parti-
cle it is. Early on, all the strings settle into the vibrational mode corresponding to
gravitons (the force carrier particle of gravity) producing a harmonious symphonic
coherence of collective vibration.
A sudden brief input of energy escalates the temperature immediately to incred-
ibly high levels, producing a homogeneous frenetic roiling hot primordial cosmic
plasma consisting of untold numbers of emerging and self-annihilating matter/anti-
matter pairs. The tumult drives four dimensions to expand as three-dimensional
space and time, thus creating the space and time of our universe, and the expan-
sion causes the temperature to gradually drop to 1032 K in one Planck time =
10−43 seconds.
Physicists have different ideas as to the unidentified dimensions [4,26,28,29,
32,39,62]. Most think of them as additional spatial dimensions or qualities of space.
All believe they define the properties of our universe. All dimensions are seen as
interwoven in the fabric of the universe itself. The expansions of the other seven
dimensions are resisted by circularly wrapped strings and are seeking certain reso-
nant shapes (Calabi-Yau shapes) of vibration which may encourage them to expand.
Consciousness shares basic dimension-like qualities with space and time [4,55,82],
yet differs from these in major ways. All provide a kind of open illuminating open
space wherein the particles in which they are open can be separated, spread out,
placed, distanced, seen in locational relationship to each other, and thus be consid-
ered as on a stage. Consciousness differs from space and time in applying to not all
matter but only some.
A two-factor theory which attributes protoconsciousness to a string dimension(s)
of existentiality and the activation of it to secondary activating agents very nicely
grounds the subject in physical theory as required by the clear relationship of con-
sciousness to the brain. It also provides the basis for predicting the selective occur-
rence of consciousness within particular elements of the human brain and some
unclear range beyond, involving at least some other related species which could be
predicted by further specifications in the theory.
Perhaps one of the many complexly contorted shapes of organic molecules or their
fields might trigger a resonance with Calabi-Yau shapes to produce a string expan-
sion in some fundamental particle(s) of the parent molecule. fMRI studies have sug-
gested that the transmitter system of the amino acid glutamate seems closely related
to consciousness, and the glutamatergic pathways seems highly consciousness-related
as discussed in Sec. 5.1. If this happens reliably at normal temperatures and con-
ditions, then it could recur de novo with each new occurrence of that molecule.
Alternatively, and more likely, the initial activation was perhaps a highly unlikely
event that occurred perhaps only once within some geometrically complex genetic
material in a fortuitous combination of activating agents, and thus characterizes
organisms which carry that genetic material.
Perhaps, for example, the potential for consciousness received a boost in some
selected complex Calabi-Yau-related organic molecule during the same long hot
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90 MacGregor & Vimal
period which saw the emergence of life on earth (Sec. 4.1). If this effect depended on
the higher temperature, it would need to become associated with a genetic molecule
for its effects to be passed on. Its evolutionary trajectory and likely progressive
enhancement by subsequent activators would define those of consciousness. For
example, if an early enhanced protoconscious organic molecule involved a hox gene,
only animalia would be so activated (Sec. 4.3).
Within these suppositions, protoconsciousness would be an unrealized potential
for existentiality in the fabric of the universe and every one of its particles. Conscious-
ness experience would occur only in a distinct subset of “hyperstrings” which had
incurred expansion of the existentiality dimension by activating agents. These would
have the potential to imbue their parent matter and its further energetic transac-
tions with awareness. The quantum particles and molecules which the hyperstrings
underlie would be “hyperparticles” and “hypermolecules”, refer to Candidate D.
Thus, the string dimensional hypothesis produces the same effective potential
duality in all quantum particles as does the protoexperience postulate [80], and
both approaches point to further enhancements for the emergence of consciousness.
The string dimension hypothesis simply underscores the duality and grounds it
in the dimensional fabric of the universe. The identification of further activating
agents on hyperparticles to threshold levels identifies specific localizations of realized
consciousness. (see also Penrose [55]).
There is an attractive overall appeal of direct simplicity in these views which
see all the matter of the universe endowed with space and time to move about in
from its onset, and some selected living matter achieving an internal space of true
realized existentiality from its own organic matter.
3.2. The origin and evolution of matter
During all the initial time of strings up through one Planck time following the big
bang, all four forces are unified (gravity, strong nuclear, weak, electromagnetic). At
the end of this period, gravity splits off from the other three forces. Eddies and
clumps appear in the roiling soup. There is a phase change at 10−36 seconds which
causes a great rapid 30-fold inflation of the universe followed by a rapid cooling. At
10−34 seconds and some 1027 K, the strong force splits off from the remaining two.
The universe continues to cool and expand. Vibrations diversify and the full
array of quantum mechanical particles begins to emerge after about 10−32 seconds.
The weak and electromagnetic forces split at 10−10 seconds. All matter remains as
individual quantum particles and above 109 K for a few seconds.
The first protons, neutrons, and other baryons form from clumping quarks at
10−5 seconds. At 10−2 seconds, electrons and positrons emerge. After 1 second and
below 1010 K, there are no more conversions between light and matter. Matter
has become dominant over antimatter (that is, some antimatter has disappeared),
and the universe of matter has become stable in these senses. About this time,
there is primordial nucleosynthesis of the nuclei of hydrogen and helium (also some
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Consciousness and the Structure of Matter 91
deuterium and lithium). The universe becomes a dense opaque plasma of electrically-
charged particles, photons, electrons, protons, neutrons, and nuclei. Everything is
dark because photons (light) are repeatedly knocked around by collisions.
At about 380,000 years and 103.5 K, the first atoms are formed by the capturing
of electrons into orbits around nuclei. Photons can now flow freely and the uni-
verse is thus suddenly transparent. This moment provides the signature of a cosmic
microwave background radiation observable still today. Stars appear at about 108
years, including our sun, solar system, and earth. Heavier elements like iron and
oxygen are formed in stars. Some 50 to 100 billion galaxies form in the first few
billions years. The big bang occurred about thirteen billion years ago.
3.3. Candidate consciousness and quantum mechanics
The second significant level is the level of fundamental particles described by quan-
tum mechanics [16,27,40,53,54,57]. Since these are the material manifestations of
string vibrations, any particular set of strings associated with protoconsciousness by
the uncurling of a string dimension would materialize as a set of quantum “hyper-
particles” with that quality. This could involve some given subset(s) of some given
type(s) of particle, according to the activating agent which expands the protocon-
sciousness dimension.
In this approach, the potential for existentiality (protoconsciousness and pro-
toexperience) is fundamentally associated in a substantive duality with some
fundamental material particles of physics, and through this with the molecules,
cells, and systems composed of these. This duality is separate from but similar to
the quantum wave-particle duality. The approach entails an effective larger order
substance-monism duality which bypasses the difficulties of traditional monism and
dualism (both of which entail both substance and property dualism), including the
problem of causation and free will [41,45,46,80,81]. Vimal [80] has labeld this a “dual
aspect” relationship characterized by: (i) a material aspect in the physical quali-
ties of all quantum matter particles (fermions) and quantum force carrier particles
(bosons); and (ii) a phenomenal aspect rooted in the elementary protoconsciousness
of each fermion and boson.
The full range of objects in the current standard model of quantum physics
[16,26,53] includes 13 force carriers (bosons) and 24 particles (fermions) of two
types: leptons and quarks [in three families: ordinary, heavy, heavier], all arranged
in a simple ordered Table 1.
The most significant quantum features in this work regarding consciousness are
the hypothetical protoconscious hyperparticles and their possible undergirding in
string dimensions. Others [33,54,56,58] have suggested roles of coherent quantum
mechanical fields in consciousness. The Heisenberg uncertainty principle has been
argued to provide a basis for free will in neural integration, and this is buttressed
by the demonstration that collisions should transmute even quantum level uncer-
tainties to normal neural operating levels [41,46]. To qualify so, such effects should
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92 MacGregor & Vimal
Table 1. The standard model of quantum physics.
leptons leptons quarks quarks
ordinary matter electron (−1) electron neutrino (0) up (+2/3) down (−1/3)
− >protons = 2 − >neutrons = 1
up, 1 down up, 2 down
only in big bang muon (heavy) muon neutrino charm (heavy) strange (heavy)
cosmic rays & tau (heavier) tau neutrino top bottom (heavier)
accelerators
24 fermions = [6 leptons + 18 quarks (6 types × 3 colors)] × 4 (up or down spin × parti-
cle/antiparticle) ∼ 96 states.
13 force carriers (bosons) = 1 graviton + 8 gluons + 3 intermediate vector bosons + 1 Higgs
particle + 1 photon ∼ 29 states.
1 graviton (gravity force) — × 2 states: right or left spin
8 gluons (strong nuclear force) — × 2 states = 16 states: right or left spin
3 intermediate vector bosons (weak nuclear force) — × 3 states = 9 states
(1 Higgs particle (weak nuclear force) no spin [not counted because not yet observed])
1 photon (electromagnetic force) — × 2 states: right or left spin
manifest in neural circuits serving overall and voluntary motor integration such as
the substania nigra and globus pallidus in the striatum [30,50,81]. With or with-
out substantive identification, free conscious decision-making could be masked in
“minute adjustments” within the uncertainty limit of selected state variables affect-
ing these circuits [45,46]. Refer to Candidate E.
3.4. Candidate consciousness and chemistry
The science of the structure of matter at the level of atoms and molecules (up
to and including inorganic hydrocarbons and the organic carbohydrates of living
matter), our third level of interest, is one of the most pure, powerful, and pleas-
ing in all of science [24,78]. Its roots consist of two grand integrative visions, the
table of the elements, and the Bohr atom. Elements are the observable forms of
individual atoms found in nature. The table of elements arranges all the elements
on earth (and presumably in the universe) in a two-dimensional table that reveals
highly systematic groupings and common underlying structural relations, proper-
ties, and chemical proclivities for each group. There are some little over a hundred
elements, and these are listed or even the table given in most dictionaries and all
encyclopedias.
The Bohr atom shows that all these things can be completely described by a
simple generic model for the structures of atoms according to the orbits of electrons
around their nuclei. Bohr’s atom is built on a picture of electrons in circular orbits
around a point nucleus which contains protons and neutrons. Each different atom
uses as many electrons as it has protons (so as to be electrically neutral). The central
constraint of this model is that electrons can circle only in a relatively small number
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Consciousness and the Structure of Matter 93
of distinct orbits (called shells) and each shell allows no more than a prescribed
maximum number of electrons [2,10,18,36,54,83] progressing outwards. Electrons
always tend towards the next open orbit closest to the nucleus. This rather strange
rule, including exactly these numbers, comes from the quantum mechanical assump-
tion that electrons are not only quantum particles but also waves which, if they are
to occupy circular orbits, they must do so in orbits whose circumference is equal to
an integral multiple of the electron’s wavelength. This restriction constrains shells
to a discrete set of allowable distances from the nucleus (each one thereby associ-
ated with a given energy level corresponding to the electrical attraction between
electron and nucleus), and also, since quantum mechanics stipulates that only one
electron can occupy a single given state, the maximum numbers of electrons for each
shell.
Chemistry consists of the combining, breakdown, and recombining of atoms and
molecules together into larger structures and compounds of one or more differ-
ent atoms. All structural groups of atoms (molecules) are held together by electri-
cal forces between the orbital electrons of a given atom and the nuclear protons
of another, and modulated by repulsive electrical forces between the like charges
of the different atoms. These interatomic forces produce three kinds of bonds all of
which are determined primarily by electrons in the outer orbits. These bonds are the
central operative keys to the organization of molecular matter. They represent the
action mechanisms of the essential integrating molecular forces and in this entail the
storage and release of molecular energy.
Ionic bonds form between neighboring atoms one of which gives all its outer orbit
electrons to fill out the outer orbit openings in its neighboring atom. Ionic bonds
are very strong and produce highly stable structures. Ionic bonds are directional
between adjacent positive and negative ions, and therefore materials made of them
are usually brittle. They are good insulators since all the electrons are held tightly.
Examples of ionic bonding are salts, sand, glass, ceramics, rubies, and sapphires.
Metallic bonds form when outer electrons of all atoms in a group disengage
from their parent atom to flow freely around the collection of positive ions they
have thereby produced. This is a structural arrangement based on the sharing of
electrons by all the nuclei. More than three-fourths of the elements form metallic
bonding. These bonds are not directional, so metals can be bent without breaking.
The mobile electrons reflect light, so metals are shiny. Metals are excellent conduc-
tors of electricity and heat because their electrons move freely.
Covalent bonding consists of the localized sharing of electrons by neighboring
nuclei. Covalent bonding occurs in many non-metallic substances including all com-
mon liquids and gases (such as water, carbon dioxide, compounds of nitrogen and
oxygen). Carbon especially is the most versatile of all covalently bonding elements
and forms many large molecules with large quantities of stored energy in these
bonds. Carbon-based atoms are utilized widely as fuels (hydrocarbons) and, for
our purposes, most especially by the structures of the organic molecules of life, the
hydrocarbons (sugars, lipids, amino acids, proteins, DNA).
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94 MacGregor & Vimal
Large collections of matter can exist in any of four states: solid, liquid, gas,
plasma. Solids have a stable shape and an inner molecular three-dimensional
arrangement with strong, sometimes directional bonds. Crystals are regular three-
dimensional patterns of atoms. Most metals, rocks, concrete, and pottery are formed
of many interlocking crystals. Many solids, all referred to as glass, do not have regu-
lar crystalline structure. Liquids change shape but keep their volume, their particles
being held together but able to slide past each other, something like sugar in a closed
bag. Gases are collections of atoms or molecules that expand to fill the available
volume. Plasma consists of the collection of nuclei (or their separated constituents)
and electrons obtained from a gas heated to a very high temperature sufficient to
strip the electrons off the nuclei. Changes in temperature and pressure can cause
substances to change state.
Chemistry then involves the storage, release, and exchange of energy in the com-
bining and recombination of atoms and molecules as elements, minerals, compounds,
and larger hydrocarbon and carbohydrate molecules, including presumably all mat-
ter of the universe. All the processes of chemistry are well understood in micro-
scopic detail and described precisely by the known laws of physics. All this seems
ultimately so very predictable and machine-like so as to leave no clear opening for
conscious-like characteristics outside of perhaps quantum mechanics (second level),
and organic molecules (fifth level).
There are a number of highly energetic and volatile phenomena, obscurities, and
unexplained characteristics of the vast cosmic macroscopic universe (fourth level)
including: black holes, stars, supernovae explosions, galaxies and galactic collisions,
dark matter, dark energy, neutrinos, Higgs particles, and more. These uncertain
areas may hide some ingredients regarding consciousness, and perhaps regarding
the always intriguing possibility of alternative forms of conscious life.
4. Possible Physical Substrates of Consciousness in
Organic Matter and Life
4.1. The origin and evolution of life
The fifth level of interest is that of the organic molecules (carbohydrates: lipids,
sugars, amino acids, proteins, DNA) which constitute and produce the molecular
structures and operations of life. Life on earth is thought to have emerged once only
among these molecules in a syncytium in a very hot period during and following a
long period of astronomical bombardment of earth by meteors: strands of large DNA-
like molecules (probably because of their geometric shape) evolve the properties of
reproducing themselves, and eventually producing variants and fragments useful in
their continued self-reproduction, and of overseeing these productions (Sec. 6).
The heavy meteoric bombardment of earth lasted from 4.5 to 4.0 billion years
ago (bya), after which it gradually cooled. Thus, for more than 500 million years,
the entire globe was covered with boiling slime plasma during which complex
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Consciousness and the Structure of Matter 95
carbohydrate molecules repeatedly formed, broke up, and reformed in untold num-
bers of combinations and recombination until a strand of DNA molecule formed
which was able to reproduce itself which it did, repeatedly. This first emergence
of life occurred during the cooling period after 4.0 bya. By about 3.8 bya, archae
and bacteria had formed. These are the first currently recognized living organisms,
labeled prokaryotes or prokarya (pre- or proto-cells). The first aerobic prokarya and
the first eukaryotes (true cells) appeared at about 2.5 bya. Multicellular eukarya
appeared after about 2 bya.
At 1000 million years ago (mya), the common ancestor to plantae, fungi, and
animalia appeared. The Paleozoic period from about 570 to 245 mya saw great
diversity and the first shells, vertebrates, and land animals. The following mesozoic
period saw the rise of dinosaurs, the first mammals, and flowering plants. A large
meteor hit the earth about 65 mya, which impact clouded the sky with dust all
over the earth causing much vegetation to die out and the dinosaurs with it. This
opens the cenozoic period in which mammals multiply and diversify explosively,
becoming dominant. The first primate appeared about 70 mya, the first great apes
appear about 9 mya, and the first hominidae (immediate relatives to humans; e.g.,
Australopithecus afarens ∼“lucy”) about 5 mya. Homo sapiens (brains > 700 ml,
e.g., homo erectus) diverged from chimps (brains ∼ 400 ml) about 3 mya. Homo
sapien sapiens (we) emerged about 0.1 mya ∼125 000 years ago.
Life at the molecular and cellular level is recently being recognized as at least
as richly diverse and certainly more tenacious than that of any of the larger
multicellular organisms [42,79,82,83]. Traditionally, zoological trees have been con-
structed on the basis of overall morphology with single-celled organisms grouped
together as protozoa with four subgroups: flagellata = matigorpha (with flagella);
rhizopoda = sarcodina (amoeba-like); sporozoa (using spores); and ciliophora (with
cilia). Protists are single-celled eukaryotes. In recent decades, taxonomists have been
restructuring the taxonomical chart on the basis of DNA rather than morphology,
which gives a much better indication of true phylogenetic relationships and evolu-
tion [79]. This view is also much closer to fundamental molecular operations which
are a major characteristic in all living organisms.
4.2. Organic chemistry
Carbon (6), Hydrogen (1), and Oxygen (8) are the central atoms of carbohydrate
molecules. They make up 98% of life’s atoms, and Nitrogen (7) and Phosphorus
(15) are also essential [42,78]. All the four major atoms are among the eight smallest
atoms, indicated by their atomic numbers which are their numbers of nuclear protons
and indicate their places in the table of elements.
Carbon has an unsurpassed ability to form covalent bonds to up to four neigh-
boring atoms, as it needs four electrons to fill out its outer shell. It can form double
and even triple covalent bonds. Some or all of these bonds can be to other carbon
atoms. It uses this property to form carbon chains as backbones of molecules which
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96 MacGregor & Vimal
may be straight, branched, ringed, or any imaginable combinations of these shapes.
Carbon-based molecules are electrically neutral and are bonded together in cova-
lent bonds and by the van der Waals attraction of orbital electrons to the nuclei of
neighboring atoms. Many are very long.
Amino acids, proteins, nucleic acids, lipids, sugars, and other carbohydrates
underlie the structures and operations of life. They rely on modular construction
and their three-dimensional geometrical shape. All proteins are large polymers of
a hundred to thousands of amino acids connected by peptide bonds [C–N]. Only
twenty different kinds of amino acids occur in living organisms of thousands of pos-
sible kinds. All amino acids have a central carbon atom with four attachments: a
hydrogen atom, a carboxyl group [O–OH], an amine [NH2 ], a variable “side group”
[e.g., H or chain, ring, or branched structure]. Two amino acids form a “peptide
bond” [C–N] by linking one’s carboxyl group [COOH] with the other’s amine group
[NH2 ] and releasing a water molecule. Proteins are individualized by their unique
sequences of amino acids (primary structure), by their exceedingly complex and
often kinky three-dimensional shapes which reflect the forming of open spirals, flat
sheets, loops, and other foldings (secondary structure) by their sequences of con-
stituent amino acids, and further by folding up governed by the pulling together
by hydrogen bonds of amino acids that are widely separated in the chain (tertiary
structure).
Proteins are the essential working molecules of life. They serve as structural
building blocks and as hormones, enzymes, gatesmen for physiological transmissions,
and transport carriers. A typical shape-dependent protein action uses grooves and
furrows on its surface which exactly match the shapes of, for instance, two different
target molecules. When two appropriate molecules attach to these spots, the protein
changes shape to snap the two pieces together.
The very special nucleic acid, DNA, is a long double helix formed by a twisting of
a ladder-like structure of two linear sides [made of alternating 5-carbon deoxyribose
and phosphate molecules] held together by alternating rungs [made of two pairs
of amino acids: cytosine-guanine and adenine-thymine] one rung per side link. The
DNA molecules are the central operant ingredients of life, directing and governing
its building and operations through proteins and embodying its reproduction by
splitting itself.
Lipids are water-insoluble fats that serve vitally important functions as cell mem-
branes, energy storage, hormones, light-absorption, and other specialized functions.
All lipids are made of carbon chains with hydrogen and a little oxygen. Fatty acids
form fat cells which store energy and provide insulation. They are chains of 4 to 36
carbon atoms with a hydrophobic end of three hydrogen atoms and a hydrophilic
end of COOH. Saturated fatty acids have single C–C bonds and unsaturated one
have double C=C bonds.
The lipids that form cell membranes are phospholipids with hydrophobic CH3
groups at their exposed ends and hydrophilic phosphorus and oxygen atoms at a
rounded center which bends around to become an effective “end”. In water, these
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Consciousness and the Structure of Matter 97
molecules reduce their configurational energy by arranging themselves into a double
layer membrane some of which close to form the outer walls of living cells with
the hydrophobic ends (negative charge) on the inside and the hydrophilic bend
(positive charge) on the outside. The semipermeable nature of these membranes is
pervasively used to modulate the inward and outward diffusions of a variety of chem-
icals vital to the entire range of physiological functions. Membrane surfaces of many
cells become studded with receptor proteins to selectively gate inward or outward
fluxes.
Sugars are the simplest and commonest carbohydrates. They typically have a
single ring-like structure of 5, 6, or 7 carbon atoms. Glucose, a 6-carbon ring sugar,
plays a central role in the cellular metabolism of animals and plants where it is
broken down into adenosine triphosphate (ATP) which is in turn is transmitted to
many local sites of operative physiological actions where it produces 12 000 calories
of free energy per mole of ATP. Glucose is especially vital to brain function because
brain neurons do not store energy in themselves but rather rely on a continuous
supply of glucose from the blood (often via glial cells). Saccharides are sugars which
form cellulose (which provides important structural matter for plants) and starch
(extensive networks of glucose).
4.3. Consciousness and molecular life
All living organisms are single cells or consist of multiple cells which act cooper-
atively. Single celled organisms are now seen in three main groups: archae, bacte-
ria, and single-celled eukaryotes. The early proto-life molecules stabilize as double
stranded DNA molecules which exert overall control and surround themselves within
walls. The earliest cells are prokarya (archae and bacteria) which enclose little more
than a single double-stranded DNA molecule and cellular fluid, except that archae
also hold an unusual kind of lipid which provides a primitive thicker and less per-
meable wall-like membrane. Archae and bacteria have no true nuclei, only DNA
encased by an outer wall or membrane. They might be taken as nuclei rather than
cells. Indeed, the first eukaryote evolved from these prokaryotes, at some point sub-
suming one as its nucleus.
Eukarya are considerably larger than prokarya and have thinner selectively per-
meable membranes and DNA-containing nuclei, mitochondria (for metabolic energy
production), and plastids (such as chloroplasts for producing energy from light and
other types). The mitochondria and plastids of the earliest eukaryotes are thought
to have arisen from the subsuming of bacteria: mitochondria from something like the
contemporary proteobacterium paracoccus; and the first chloroplast from an early
purple cynobacterium something like contemporary synechococcus — the ances-
tor of all chloroplasts. Chloroplasts are one type of plastids which are a general
class of rather stiff cellular material forming structures like: histones (rods around
which their DNA twist gaining structural rigidity, highly useful in their repeated
reproductions); and an endoplasmic reticulum and tubulin which make up a kind of
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98 MacGregor & Vimal
cellular skeleton. Cells are remarkably varied in size, shape, and function. All can
survive independently. All can perform all the essential functions of a living organ-
ism including metabolism, reproduction, overall direction of its life processes, and
self-supporting interactions with ambient circumstances, often including impressive
mobility.
DNA provides overall governing control in archae and bacteria. In eukaryotes,
the nucleus, mitochondria, and plastids all have their own type of DNA and these
three types of DNA act cooperatively as a “consortium” in governing the production
processes of these cells. Further, the DNA of animal cells develops “Hox genes” which
serve to control other sets of genes by switching them off and on.
These complex organic molecules at the heart of the origin, operations, sur-
vival, and duration of life, with their concern for overall regulation, physiological
operations and well being, are major candidates for intimate association with con-
sciousness. Our intuitive feelings that consciousness might be associated with at
least some forms of non-human life but not inert matter are consistent with this
in Candidate A. The initial origin of life, DNA, and perhaps some other larger
organic molecules may be associated with the emergence of protoconsciousness or
consciousness itself or its enhancement. Such roles might or might not entail par-
ticular geometric configurations. The intensity or potential for consciousness might
increase from single DNA through DNA-consortia and further organic controls such
as Hox genes, or be associated solely with any one of these levels.
Of the simpler multicelled organisms (four slimes, two seaweeds, some fungi, some
metazoa, sponges, and some coelenterates), many form colonies of clumped single
cells, and more interestingly, some fungi exhibit a linear structure of multiple nuclei
interconnected by a single thread of protoplasm within a single common membrane.
However, none of these seem strongly relevant to consciousness.
5. Possible Physical Substrates of Consciousness in Molecular
Metabolic and Global Regulatory Systems
The sixth level of development is that of physiological systems including especially:
[a]-reproductive systems [many of which produce separate molecular gamete-forming
and procreated forms, often with significant alternating haploid (having only one
complete set of chromosomes, as do gametes) and diploid (having two complete
sets of chromosomes, usually one from each parent) generations]; [b]-metabolic sys-
tems (evolving to coordinated: digestive, respiratory, and circulatory systems); and
[c]-regulatory systems (which include: molecular chemical diffusions, homeostatic
controls, and endocrine and neural [autonomic and central] systems).
Reproductive systems are embodied in the very heart of the molecular fabric of
living organisms (DNA), in gendered bodily structures of most larger species, and
in often unconscious instincts and conscious reflexes and arousals. Procreational
reproduction in all organisms, including sexual reproduction, is rooted in the split-
ting of DNA molecules and fundamentally serves population rather than individual
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Consciousness and the Structure of Matter 99
interests. In addition to this, DNA reproduction also serves the protective mainte-
nance of individual life in, for example, inflammation reactions and the continual
replenishment of bodily tissue via stem cells in multicellular organisms. Systemically-
driven sexual behavior, sexual procreation, and nurturing also are secondarily made
strong individual concerns through neuroendocrine effects and neurochemical drive
and reward circuits. Metabolic and regulatory systems and consciousness, on the
other hand, are primarily very strong individual concerns and secondarily relate to
populations. All three of these types of systems have, in humans, both very strong
unconscious foundations and strong relations to consciousness awareness and to
some degree of conscious control.
5.1. Metabolic systems
The energetic relation of an organism to its ambient conditions drives the evolution-
ary development and thus structure of their bodies and metabolic systems [79]. For
example, the morphology of virtually all larger species are determined by how they
eat or capture sunlight. A vertebrate, for example, can be seen as a linear digestive
tube with controls and appendages. The animal kingdom (Animalia) begins with a
mouth and gut, and some of its major divisions are identified and named according
to these. Other major classifications of organisms are made according to what types
of energy and matter they metabolize. Organismic metabolism can be characterized
into four types by the combinations of [using light (“photo”) or chemicals (“chemo”)
as the source of energy] with [“auto” = (producing organic from inorganic chemicals)
or “hetero” = (needing organic chemicals to make organic chemicals)].
• Plants are photoautotrophic using light for energy and CO2 for carbon (to make
organic molecules).
• Fungi are chemoheterotrophic using chemicals (inorganic or organic) for energy
and organic chemicals for carbon.
• Animals are chemoheterotrophic using organic chemicals for energy and organic
chemicals for carbon.
The archae, bacteria, and remaining eukarya utilize one or another of the basic
four types across their molecular- and cellularly-defined classification. Some bacte-
ria are photoheterotrophs (using light for energy and organic chemicals for carbon).
Some archae and some bacteria are chemoautotrophs (using inorganic chemicals for
energy and CO2 for carbon). Many contemporary archae have astounding diets cor-
responding to their hot lightless homes deep in the ocean. Many produce organic
molecules and energy from sulfur products (thermophiles), and others (chemoau-
tolithotrophs) do so from stones. Others survive on salt diets (halophiles) or generate
methane from CO2 .
An early purple cyanobacteria (similar to contemporary synechoccus) originated
photosynthesis thus becoming the first chloroplast and was eventually subsumed
into an early eukaroyte as its “plastid”. Another early proteobacterium (similar to
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100 MacGregor & Vimal
contemporary paracoccus), was the first burner of oxygen and was subsumed into an
early eukaryote as its mitochondria. This proteobacterium was a “microaerophile”
using small amounts of oxygen. No early single-celled organism produced oxygen
and most used anaerobic respiration. Aerobic respiration blossomed after plants
multiplied sufficiently to produce an oxygen-rich atmosphere.
Red seaweeds, brown seaweeds, and plants (which include green algae) are large
eukaryote autotrophs. Their central metabolic activity is photosynthesis in chloro-
plasts. Their behavior is largely simple physical reflexes which does not seem to
suggest any conscious control. The bodies of terrestrial plants are developed to
capture sunlight, retain water, channel water and nutrients, and protect and dis-
perse spores or seeds. Several classes of chloroplasts are found all of which derive
from synechoccus-like early purple cynobacteria. This is not pursued in this paper
because this path does not seem strongly related to consciousness.
All this basic metabolism, which is common to most living cells in all living
organisms, has to do with the DNA of the procarya and of the nuclei, mitochon-
dria, and chloroplasts of uni- and multicellular eukarya. All organisms break down
and recombine their ingested inorganic and organic matter according to princi-
ples of organic chemistry to form the organic molecules which are required by
their bodies and physiology in order to store, distribute, and then release energy
to drive these constructions and processes in most cells of the body. Protocon-
sciousness might be associated with some molecule(s) or process(es) in some of this
Candidate G.
5.2. Molecular and global regulatory processes — the wisdom
of the body
All operations of prokaryotes and unicellular eukaryotes are carried out by DNA and
other organic molecules. Most, perhaps all, regulatory operations of larger physio-
logical systems also manifest ultimately in molecular effects, including most notably,
metabolic chemical reactions, protein-mediated structural constructions, large-scale
diffusion of nutrients or ions. Indeed, life in larger organisms, at least, may be best
characterized as a continual cybernetic balancing of untold numbers of chemical
reactions, diffusion fluxes and volume currents driven by passive concentration and
pressure gradients, ambient electric fields, and active molecular “gating processes”
through cellular membranes and brain fluids in pursuit of the vital overall hetero-
geneous multidimensional quasi-equilibrium of homeostasis. This “wisdom of the
body” [8], is a multiplexed structuro-functional hierarchy engaging operative inter-
active relations within and across each of molecular, tissue and organ, system, and
global levels of coordination. Refer to Candidate H. Brain glial cells also are contin-
ually engaged in the transmissions of nutrients between capillaries (or choroid plexi)
and neurons, and some neuroglial electrical ionic fluxes as well (Secs. 6.1, 6.2). The
ionic neuroelectric volume currents discussed next are a particularly relevant type
of regulatory physiological fluxes.
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Consciousness and the Structure of Matter 101
5.3. Global electrical fields, ionic volume currents, plausible
placement, origin & enhancement of protoconsciousness
The nervous system in particular operates essentially in terms of a huge, overpow-
eringly intricate interwoven web of electrical ionic volume currents and their fields,
all ultimately patterned by the structures of neurons and neuronal interconnections.
Consciousness could be associated with such volume currents or fields in principle by
either: the enhancing activation of a protoconsciousness already present in selected
element(s) of brain matter (i.e., currents and fields could be activating agents). The
alternative possibility is that protoconsciousness or consciousness itself is directly
associated with the physical qualities of the volume currents and fields in them-
selves, with or without some other activating agent(s). The principle of plausible
placement could likely be satisfied in cases of substantive identities of consciousness
with highly specific underlying elements themselves or with volume currents and
fields of highly specific elements, but not so readily for composite electrical currents
or electrical fields in themselves which occur ubiquitously in the inert and inorganic
universe and in man-made technology.
There are several grades of three main types of electrical fields in the brain and
several underlying physical drivers of these. The normal operational mode of neural
systems throughout the entire animal kingdom is rooted in the gated fluxes of ions
in closed loops through neuron membranes and both intra- and extracellular fluid.
These are triggered by brief localized changes in membrane permeability (gating)
at synapses and at sites of generation of action potentials. These current loops
are three-dimensional. They often spread locally to influence neighboring neurons.
Network geometry often produces significant confluences of these ionic fluxes to
produce larger combined volume currents of regional and even global significance in
the brain. The cellular level ionic currents are the definitive drivers of normal neural
signaling. The higher order confluent local, regional, and global volume currents
produce effect smaller modulatory influences on normal neural activity. These ionic
currents are readily describable by simple current theory in terms of an electrical
force field which acts in the same direction as the motion of the charges. These
force fields and currents are lawfully related and essentially equivalent. They are the
electrical signals most recorded and considered in electrophysiology.
In a fuller description, the direct force fields of these simple closed loop ionic
currents and their confluences as larger volume currents are the strongest part of a
more general electromagnetic field which also includes a magnetic force field that
arises from and acts on other brain currents with a normally much smaller mag-
nitude. These forces are generally not considered much in neurophysiology but see
[1,75]. The magnetic force of a simple closed two-dimensional circular current loop
is perpendicular to the current loop and exerts a force perpendicular to the plane
of the loop on other current loops (and moving charges). These effects are largely
mitigated by the three-dimensionality of the currents and random-like spatial rela-
tionships in much nervous tissue, but may become significant in brain circuits which
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102 MacGregor & Vimal
are highly ordered in structure, and indeed, many important neural networks are
highly ordered [43,50,68,84].
As indicated in Sec. 3.2, several [33,54,56,58] have suggested roles of coherent
quantum fields in consciousness, and others have suggested quantum dendritic webs
with gap junctions [82].
In principle, fields of either type or any level could play either as protoconscious
agent or activator. It is more direct, fundamental, and perhaps likely, to see pro-
toconsciousness as a dimension of some selected brain elements and these fields as
possible contributory or sole activators. Here, both the normal contributory activat-
ing level of ionic currents and the much smaller normal electromagnetic fields would
be taken as possible activators, perhaps the currents and their electrical fields most
strongly and the electromagnetic fields less so. All possibilities for a field itself to
be protoconscious and the matter selective would seem to require either attribut-
ing of protoconsciousness to force carriers of the electrical forces (by string dimen-
sions or otherwise) or the attribution of a new quantum charge to selected brain
elements.
Poznanski has advocated the highly attractive hypothesis of ionic volume cur-
rents as a major substrate of consciousness, and indicated dense regions of dendritic
neuropile as especially likely sites [59–61]. Refer to Candidate I. Neuropile involves
rich often intermingling of diverse synaptic input upon rich sometimes intermingled
diverse receiving neurons. Poznanski has further described a selective transmitter
“cocktail” effect, where a collection of transmitters would be especially prone to
consciousness. The two factor theory fits this nicely by predicting the possibility of
distinct active selection of multiple protoconscious hyperparticles, perhaps accord-
ing to geometric configurations. Neuropiles are ubiquitous in the nervous system.
They may associate more with diffuse subcortical connnective junctions (such as
found, for example, in the reticular core of the brain stem and other limbic junc-
tions) rather than neocortical junctions like the main pyramidal cell dendrites which
are electrically insulated by glial cells (Secs. 6.1–6.3).
6. Possible Physical Substrates of Consciousness in the
Nervous System
The nervous system is a likely candidate for progressive enhancements of conscious-
ness, and the brain is the preeminent candidate. The human brain is 2% of total
body weight, but uses 20% of the blood and oxygen supply [50]. The brain is contin-
ually active in all states of waking or sleeping, although different regions are more or
less active in different states or conditions. Different local circuits are intermittently
intensely active.
Neuroelectric activity and the richly diverse complexity of neuron functional geo-
metry and neural circuits evolve from rudimentary ionic volume current fluxes and
fields discussed more broadly in the preceding section. Segmented “ladder-net”-like
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Consciousness and the Structure of Matter 103
nervous systems of arthropods (ecdysozoic protostomia) and molluscs (lophoto-
chozoic protosotmia) and the central homogenous circular nets of echinoderms
(deuterostomia) exhibit cellular and perhaps local neural volume currents, post-
synaptic potentials (PSPs), and action potentials in relatively simple but highly
effective integrative neural circuits. Similarly, early vertebrates (fish, amphibians,
reptiles) show more advanced neural development of particularly highly diffusive
interconnections in the reticular core of the spinal cord and brain stem, and highly
active complex circuitry in many important subcortical and primitive cortical regions
[64]. Any of these might provide enhancement of protoconsciousness.
Birds are highly specialized with feathers for flying, beaks for eating, and claws
for grasping and tearing. They have a poorly developed cortex, but highly developed
neostriatum with unique lamination. Furthermore, they have very high metabolism
and are homeothermic [64,79]. Refer to Candidate J.
The maintenance of relatively high constant internal temperature (homeother-
mia) of birds and mammals represents a significant large energetic expansion in
vertebrates. This requires in mammals a ten-fold increase in nutritional intake and
metabolism beyond that of reptiles [79]. This suggests a dramatic increase in active
energy density in all metabolic processes and in the physiological and neural systems
they supply. These increased energy densities would likely serve as enhancing acti-
vators of consciousness. Mammals also exhibit considerable development of higher
cortical and related subcortical neural circuitry [64]. Refer to Candidate K.
Further flowering of consciousness might be associated as a partner in the coevo-
lution of rich brain circuitry and behavioral dexterity occurring most notably in
hominoidea ∼ great apes. Refer to Candidate L.
Bigger brains in genus homo of hominidae (> 700 ml) and most especially in
ourselves (homo sapien sapiens, 1450 ml) offer plausible grounds for yet further
enhancements of consciousness. Especially intriguing is the continued increasing
coevolution of versatility and dexterity with rich brain circuitry, including especially
three-dimensional vision (associative visual neocortex). The additional dimension
in vision might generalize as additional abstracted dimensions in apprehension and
conceptualization or processing dimensions in similarly structured circuits in all neo-
cortical areas, such as associative temporal, parietal, and frontal neocortex. These
could provide quantal increases in all sorts of higher abstracted apprehension, men-
tality, and representational creativity. Most especially, this expansive coevolution
could provide the home for our quintessentially human capacity of imagination,
refer to Candidate M.
6.1. The neural/neuroglial model
Our final candidates offer a cooperative and mutually reinforcing relationship of
neural and metabolic brain systems as well as vertical reinforcements with lower
physical and organic levels. Refer to Candidate N. It is highly significant that there
are probably more than ten times more glia cells than neurons, and these comprise
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104 MacGregor & Vimal
40% of brain tissue. Neurons do not store energy reserves but depend totally on
blood supply for energy-bearing metabolites. If the brain is deprived of the oxygen
or glucose provided by the blood for more than 10 seconds, unconsciousness ensues
and in minutes thereafter irreversible brain damage follows [50].
Glia cells provide nutrients (metabolites) to neurons, carry away waste, provide
electrical insulation of neocortical pyramidal cells, and physical support for brain tis-
sue. They may also play a much more significant role in overall neural operations and
global regulation than has been recognized. This idea and the suggestion of their inti-
mate association with consciousness has been recently suggested by Magistretti and
Pellerin on the basis of their fMRI experiments [47] and echoed by Poznanski [59–61].
Astroglia cells surround synapses on neocortical pyramidal cells especially those
involved in the plastic alterations of major neural memory banks, suggesting that
much metabolism goes to the synaptic structuring and modifying of the vital opera-
tive inner constructions which guide human living [59,61,Chapter 8 of 45]. Astroglial
cells pass glucose to these neocortical pyramidal cells, produce glutamate by an
anaerobic (non-oxidative) mechanism, and take up products of glutamate synaptic
transmissions. Glucose serves aerobic (oxidative) production of ATP for widespread
energy usage in neural tissue which has been thought to constitute 80% of brain
energy usage. Synaptic activation of pyramidal cells produces a neural feedback
to the astroglia to supply more nutrients to the neuron. Astroglia thus support
continued activity of both glutamate transmissions and pyramidal neurons. Mag-
gistretti and Pellerin suggest that the glutamate system uses by anaerobic means
80% of the brain’s energy supply. (This is quite remarkable and seems to contradict
the long-held view that aerobic ATP production by glucose uses 80% [50]. Perhaps
they are two joint or overlapping measures of the same energy usage as parts of the
unified astroglia-pyramidal glutamate system.)
More broadly, the brain’s glutamate system provides excitatory activations
widely through the neocortex, the dendate gyrus of the hippocampus, the striatum
(intimately associated with the substantia nigra and overall and voluntary motor
integration in the basal ganglia [39,50,84]), and the cerebellum and spinal cord [50].
Notice that most of these areas relate well with the functions of consciousness iden-
tified in Sec. 2.1. The functions of consciousness offered in the first paragraphs of
this overview can be related to the glutamate system as follows:
• thinking, imagination, dreaming, and the inner constructions (dendate gyrus and
neocortex);
• conscious planning (especially prefrontal neocortex);
• sensation (sensory-related cortex: somesthetic, visual, auditory, gustatory; thala-
mus: pain, temperature);
• motor guidance (basal ganglia integration: striatum, substantia nigra, prefrontal
cortex — these including overall and volitional influences);
• direction of attention by modulation of reticular efferents by frontal cortex
(Sec. 6.3).
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Consciousness and the Structure of Matter 105
6.2. The neuropile model and endymal-glial systems
This work’s two-factor characterization of Poznanski’s identification of dense den-
dritic neuropile as possible sites of consciousness and his idea of the selective trans-
mitter cocktail of transmitter-receptor pairs (Sec. 5.3, [59–61]) can be applied to
two major subcortical brain systems, the limbic system, and the endymal neuroglial
system.
The two main kinds of glia cells are endymal and astroglia. Endymal glia
are associated with anaerobic respiration and choroid plexi in the cerebrospinal
fluid. The choroid plexi line parts the walls of all four ventricles, making close
contact with many vital subcortical integrating areas including the reticular for-
mation, lateral hypothalamus, substantia nigra, and ventral thalamus, and the den-
date gyrus of the archicortical hippocampus [50,64]. These areas relate closely to
some of the functions of consciousness indicated in Sec. 2.1. There is a nice sym-
metry in the supposition of protoconsciousness in each of two main metabolical
glial systems of the brain. And there is much of conscious experience that asso-
ciates with subrational and presumably subcortical characteristics like mood and
emotions. Again, the main transmitter-receptor pairs of molecules and their geo-
metrical configurations are implicated in Candidate O. There may be significant
overlap between the limbic and endymal candidates. Yet, the limbic system
blossoms in mammals and endymal metabolism is dominant in non-mammalian
vertebrates.
6.3. Multiple transmitters, neuropile, and the limbic system
The volume-current, neuropile, transmission cocktail view of Poznanski is intro-
duced in Sec. 5. It suggests that selected regions of the limbic system might exhibit
consciousness depending on the protoconscious nature of the various transmitter-
receptor pairs. This implicates the catecholamines, as major candidates, and could
involve their molecular configurational geometry. Refer to Candidate P.
Numerous recent experimental results support the idea of multiple cathe-
cholamine transmitters and neuroregulatory molecules in association of conscious-
ness with arousal and limbic circuits long associated with conscious. These are
nicely summarized in [80] and reproduced here as follows. Essential ingredients
of access (reportable) awareness are wakefulness, re-entry, attention, and memory
and also proto-experiences [80]: For cortical arousal, signals originate in cholin-
ergic cells of the brain stem reticular formation peribrachial nuclei: peduncu-
lopontine tegmental nucleus and the laterodorsal tegmental nucleus [73]. They
project to: (a) midline and intralaminar nuclei of thalamus via dorsal pathway,
which arouse various cortical areas utilizing excitatory neurotransmitter gluta-
mate; (b) tuberomammillary nuclei of posterior hypothalamus via ventral path-
way which arouse various cortical areas utilizing histamine (also hypocretin); and
(c) basal forebrain via ventral pathway (more rostrally) which arouse various
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106 MacGregor & Vimal
cortical areas utilizing acetylcholine. Other brain stem nuclei provide seroton-
ergic, noradrenergic, and dopaminergic signals that modulate the arousal (sleep
and waking) states [65]. Neurotransmitters for attention and/or arousal systems
appear to be acetylcholine (ACh), noradrenalin, dopamine, and serotonin. ACh
modulates selective attention within the extrastriate and frontoparietal cortices
[3]. Frontal cortex as a “source” of attentional modulation appears to have glu-
tamate and serotonin [49], ACh [3,66,67], noradrenalin, dopamine, and serotonin
[2,3,17,18].
6.4. Consciousness and neural systems
These three systemic models root consciousness in selected transmitter-receptor
pairs and suggest the existence of different types of consciousness in humans (differ-
ent chemistry, different structures, different functions). They also suggest some levels
of consciousness in at least some other vertebrates depending on both the extent of
these transmitter systems and the strength of the various activating agents.
At a broader inclusive level, conscious overall regulation of behavior at the global
systemic level can be seen as driven according to broad governing selection of direc-
tives from largely automatically generated neurally-active “flags” which draw atten-
tion to threats and items requiring attention [44,45].
7. Summary of Candidates
Central plausible candidate bases of protoconsciousness and activating agents
include:
general
A — views clear, obscure, or outside physics
B — molecular chaos model
C — raw creative potentiality of the universe
string and quantum physics
D — string dimensions and existentiality
E — quantum mechanical particles, carriers, charges, fields and “minute
adjustments”
organic molecules
F — initial origin of life and some organic molecules, geometric configuration
G — molecular metabolism
physiological fluxes and fields
H — diffusive physiological fluxes and regulation
I — volume ionic fluxes, dendritic neuropile, and electrical fields of the brain’s
nervous system.
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Consciousness and the Structure of Matter 107
neural circuits
J — non-mammalian neural circuits (earliest neural, arthropods, molluscs,
echinoderms, fish, amphibians, reptiles, birds)
K — mammalian: homeothermia and neural circuits
L — hominoidea ∼ great apes: coevolution of brain areas with arboreal versatility
and hand dexterity
M — homo sapien: rich multidimensional brain circuits serving abstracted
apprehension and imagination
N — neural/neuroglial glutamate and astroglial system
O — the endymal neuroglial system.
P — multiple transmitter and neuropile model of limbic and arousal systems
8. Discussion: The Two-Factor Approach to Consciousness
This section discusses the overall structure and of the two-factor approach, illus-
trating that it provides a foundational framework for addressing the localization
and nature of consciousness in the human brain. The essential features of the pro-
toexperience theory are: protoconsciousness and its sources, carriers, releasers, and
hyperelements; and consciousness and its activating agents. Protoconsciousness is a
quiescent potential for conscious existentiality. Hyperelements are selected subset(s)
of matter which are more especially embued with the property of protoconsciousness.
8.1. Protoconsciousness
This paper has identified uncurled dimensions of string theory as possible sources
of existential protoconsciousness. In this view, all strings with this dimension so
assigned would be carriers of protoconsciousness, and so would all quantum par-
ticles associated with such strings. Releasers would be external conditions or acti-
vating agents which initiate further the uncurling of the protoconsciousness string
dimension. Hyperelements would be subset(s) of matter with significantly uncurled
protoconsciousness dimensions, and therefore with significant degrees of protocon-
sciousness, or with certain especially fundamental subset(s) of matter significantly
further enhanced by activating agents towards or into consciousness.
Vimal [80] identifies protoconsciousness as a dual-aspect partner with the funda-
mental particles and force carriers of quantum physics, suggesting that all these are
carriers of protoconsciousness, but does not give further indications of the source its
existentiality.
Other representative models of consciousness in neuroscience typically assume
an undefined association of consciousness with some neural quantum, molecular,
circuit, systemic structure, or process. Such studies typically focus their models on
its localization and properties in the brain, leaving aside its source and fundamental
nature.
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108 MacGregor & Vimal
8.2. Releasers and the range of consciousness
Protoconsciousness as a string dimension would be associated at root with every fun-
damental particle and therefore every element of matter in the universe. Yet, science
and common human experience are more consistent with the idea that conscious-
ness itself is restricted, say to living forms, or to animals, or to some animals. Also,
mathematical string physics suggests that the uncurling of higher string dimensions
beyond that of three-dimensional space and time is resisted by encirclement by other
strings. A number of ideas have been postulated to make use of the smaller range of
curled up dimensions. Both these difficulties can be resolved by the assumptions that
the expression of consciousness requires further uncurling than this normal restricted
state and that this could be induced by certain agents or conditions which could be
collectively called releasers. All strings would be carriers of protoconsciousness, but
only those with further uncurling of the protoconscious dimension would be labeled
as hyperstrings and give rise to hyperparticles and hyperelements.
Perhaps some idiosyncrasy in the heterogeneous high energy conditions of the
origin of the university produced such further uncurling of some subset(s) of
strings, either for some particular particle type or for a fortuitous mix of local
particles. Alternatively, perhaps high ambient energy during the earth’s meteoric
bombardment uncurled string dimensions in some set(s) of organic (perhaps genetic)
molecules.
The uncurling of higher string dimensions has been shown to be sensitive to
particular multidimensional shapes known as Calabi-Yau shapes. Perhaps certain
critically geometrically configured organic molecule(s) produce local force fields with
Calabi-Yau resonance sufficient to trigger some uncurling in certain fundamental
strings in themselves or neighboring molecules. Such triggering might well require the
mediation of quantum-level fields [54–56]. This idea is consistent with the widespread
use of molecular shape in living organic physiology and structure. The successful
propagation of enhanced protoconsciousness in any such hyperparticle repeatedly
through innumerable generations would require exceedingly reliable replication. The
most likely, perhaps necessary, site for this would be some location within a given
DNA molecule, which would produce the uncurling effect in itself or produce a
molecule(s) with the requisite geometrical configuration(s). This could nicely localize
protoconsciousness within the zoological tree. The association with a Hox gene, for
example, could localize protoconsciousness with Animalia.
8.3. Activating agents and enhancement of consciousness
This two-factor theory supposes that consciousness is drawn out of protoconscious-
ness and then further progressively enhanced by various conditions and physio-
logical activating agents. We have supposed that such activating agents might be
particularly associated with high energy levels or perhaps certain geometrical con-
figurations. Molecular or physiological fluxes or fields associated particularly with
April 1, 2008 13:33 WSPC/179-JIN 00173
Consciousness and the Structure of Matter 109
metabolism or neural circuits are most likely candidates. Our best estimates of these
are indicated in Sec. 7 and discussed in Secs. 3–6.
Generally, we might expect lower densities of activation to correspond to weaker,
less intense levels of consciousness. Any site of focused neural or metabolic activ-
ity might qualify. Synapses and sites of action potentials are elemental units with
relatively high density cellular ionic currents. Brain structural features (such as
geometric groupings of neurons and dendritic trees) can constrain ionic volume cur-
rents causing loci of high concentration. Fluxes and fields occur at cellular, local,
regional, or global dimensions. Metabolism is high in humans as homeothermic
mammals and especially high in the brain. Metabolic activation by astroglia of
synapses on neocortical pyramidal neurons is especially high energy user and is also
in a self-regenerating positive feedback loop with pyramidal firing. The neuropile
hypothesis reminds one of an intriguing similarity of the densely diffuse reticular
integrative networks of the core of the spinal cord to those of the brain stem retic-
ular system which latter has been long thought of as the central arousal system of
consciousness.
This approach is inclusive and multileveled. The primary operative level is that
of normal neural operations: neurons, ionic fluxes, neural circuits, glial support. Yet,
these depend on molecular processes and are subject to molecular chaos. Also, high
energy density enhancement of consciousness is taken to occur at molecular, cellular,
and systemic levels. String theory is involved only to the extent that it may provide
what seems to be the most, and perhaps only deeply satisfying and non-arbitrary
physical grounding of protoconsciousness, especially its existentiality.
8.4. A mechanics of consciousness
The two-factor development of protoconsciousness provides the foundations of a
mechanics of conscious now totally absent from the field. With this approach, one
is able to predict from plausible assumptions the distribution of consciousness and
some indication of its intensity in specific selected elements of matter in the brain, as
has been explicitly developed in this paper. By this means, speculation on the ground
structures of consciousness can be brought into direct comparative association with
neuroscientific experimentation, and conversely, experimental results can be used to
suggest and refine existing interpretative theory.
The use in this work of geometric shape as an activator of protoconsciousness
can be seen as an instance of the general reliance on geometric configurations in
especially protein chemistry which includes, for example, the recognition of trans-
mitters by receptor molecules. This larger context suggests a possible larger but
still highly restricted range of other molecules involved in protoconsciousness in
support of Poznanski’s earlier suggestion [59,60]. In this, the approach has also led
to the suggestion of a strong role for chemical systems as such in brain organiza-
tion [86].
April 1, 2008 13:33 WSPC/179-JIN 00173
110 MacGregor & Vimal
The configurations of glutamate and glutamate receptor molecules or their fields
(as experienced by their constituent fundamental particles, e.g., electrons) could be
studied for possible relationships to Calabi-Yau shapes [28] (by computer represen-
tations). If these could be found, the approach could be extended to guide searches
for additional candidates for protoconsciousness.
This work sees neural molecular chaos in transmuted quantum-level fluctuations
[41,46]. Also, quantum-level fields may be required to mediate uncurling of strings
by Calabi-Yau shape similarity in organic molecules. Quantum effects beyond these
do not seem necessary in this theory because of its direct substantive identification
of consciousness with essential brain circuits. Thus, autonomy, for example, is easily
satisfied in this two-factor theory by substantive association of consciousness with
neural circuitry governing integrative and voluntary motor control.
8.5. Glutamate consciousness in the vertebrate nervous system
In the glutamate theory, protoconsciousness is substantively identified with either
the glutamate molecules or their protein receptor molecules and resides particularly
within those constituent fundamental particles whose strings have expanded exis-
tentiality dimensions. Neocortical glutamate projections [50] serve the direction and
selections of thought, decision, and planning circuits. Corticostriatal glutamate pro-
jections (probably involving the subthalamic nuclei) drive the functional integration
of voluntary (willful) motor action in the globus pallidus. Protoconsciousness is thus
fundamental to these unique individual willful choices which can be seen to be not
only practically, but also intrinsically unpredictable and thus freely, by virtue of
the transmutating amplification of intrinsic quantum-level uncertainties to normal
neural levels as molecular chaos.
The two-factor approach to consciousness restricts the occurrence of conscious-
ness far more than any single factor does, thereby resolving the otherwise trou-
blesome Principle of Plausible Placement. For example, it seems more sound to
locate glutamate protoconsciousness in the glutamate protein receptor molecules,
as Maggestretti and Pellerin suggest, rather than in glutamate itself, because that
would locate consciousness more definitely and narrowly to the neural glutamate
system. Glutamate itself is an organic molecule, an amino acid [HOOCCH2 CH2 -
CH(NH2 )COOH], and occurs in living organisms rather than inorganic matter
[31,42]. Glutathione is a crystalline water soluble peptide of glutamate found in
blood and in animal and plant tissue, important in tissue oxidations and the activa-
tion of some enzymes. For example, a striking large-scale feeding reaction is triggered
in hydra by the glutathione in its prey, presumably by stimulation of neurosensory
cells in the hydra [31]. Glutamate is obtained commercially by hydrolysis from wheat
gluten and sugar-beet residues. It is then used in its sodium salt form to flavor food.
Glutamine is a crystalline relation of glutamate.
Protoconsciousness as seen in glutamate receptor protein molecules then would
be predicted to occur in vertebrate and perhaps some invertebrate nervous systems
April 1, 2008 13:33 WSPC/179-JIN 00173
Consciousness and the Structure of Matter 111
to the extent and degree to which to those receptor molecules occur and are acti-
vated. Both the neocortex and its astroglial system are developed in mammals con-
siderably beyond that of reptiles, and are progressively more developed in higher
primates. This holds true also for most of the hippocampus and striatum both of
which develop in association with neocortex. The corticostriatal tract and subtha-
lamic nucleus are nonexistent in reptiles and emerge in mammals. Reptiles have a
loosely laminated dorsomedial region of hippocampus homologous to the dendate
gyrus in intimate operative relation with the amygdala which is associated with
visceral and limbic functions [53].
We would thus expect a relatively strong occurrence of cortical, hippocampal,
and striatal glutamate consciousness in most mammals according to the extent and
energetic activation of glutamate receptor molecules. We would expect the absence or
low level of glutamate consciousness in reptiles and most other non-mammals, except
possibly some degree of limbic-related consciousness associated with the dorsomedial
hippocampus dependent on the existence and extent of glutamate receptors. We
may suppose that lower densities of activation correspond to weaker, less intense
levels of consciousness. The theory also predicts increased intensity, variety, and
discrimination of consciousness in higher primates and especially humans by further
development of the neocortical glutamate system; its continued coevolution with the
hippocampus and neostriatum; and by the coevolution of cortical brain circuits with
greatly increased behavioral dexterity and versatility, language, three-dimensional
vision, and especially imagination as outlined in Sec. 6.
9. Consciousness in Nature and Science Revisited
This paper has described the realization of co-evolution and co-development of pro-
toconsciousness into consciousness by releasers and activating agents in selected ele-
ments of brain circuits which underlie the various functions of consciousness. This
approach comprises an explicit mechanics of consciousness which is heretofore absent
from the field. This mechanics provides explicit cogent predictions and interpreta-
tions regarding the natural localization, intensities, types of consciousness in the
elemental multi-leveled physical structures, processes in the brains of humans (and
perhaps some related ancestral species), according to the various supposed energetic
and geometric releasing agents. This mechanics can be used to help interpret and
develop any other theory or model of brain operations.
This paper also sees and describes the most satisfying grounding of conscious
existentiality in physical theory in its identification with partially uncurled dimen-
sions in some fundamental particles and its activation by releasing agents.
In Sec. 1, we identified five levels of models which see brain/consciousness as:
[a] A substantive identity including existentiality, with existentiality explicitly
grounded in physical theory. (e.g., string dimension). This is the favored view of
this work.
April 1, 2008 13:33 WSPC/179-JIN 00173
112 MacGregor & Vimal
[b] A substantive identity which includes an existentiality which is associated with,
but not explicitly grounded in, physical theory (e.g., dual-aspect).
[c] In science, but ultimately obscure or not yet clarified.
[d] In nature, but not in physics or biology as we now know them or can easily adapt
them.
[e] Essentially metaphysical.
This paper is of type [a]. Vimal’s dual-aspect view [80] is of type [b]. These views
comprise two levels of extending physical science so as to bring consciousness more
fully into the realm of scientific theory as indicated in Sec. 1.2.
Almost all models and theories relating to consciousness in neuroscience are
implicitly of type [c]. In these models, with or without an empirically-based substan-
tive identification of consciousness with some particular set(s) of matter, conscious
existentiality could be taken to have some vague relation to matter, such as a “qual-
ity of the nervous system” [37]. The conscious operating brain could be described
according to its physical activity, say according to a chaos model. Autonomy could
be fully accounted for by identifying a substantive relation with brain elements which
serve willful choice and direction, or, lacking that, to be allowed for by molecular
chaos fueled by transmutation of intrinsic quantum uncertainties. More exotic repre-
sentations of autonomy (particularly in the latter case) could include minute adjust-
ments of intrinsic quantum uncertainties of state variables of particles in circuits of
willful choice and direction. Any of these possibilities could provide a satisfactory
descriptive brain science of consciousness. Yet, in any of these, the ultimate exis-
tential nature of consciousness and its physical relationships would remain outside
physical and biological science as we know these, in the same obscure regions of space
and time, the laws of physics and the general creative power of the universe — still a
mystery, perhaps an ultimate mystery. Many of these models can be compatibly com-
bined, interpreted, or developed along the lines of our formulations and mechanics.
Brain/mind relations are considered more fully and systematically by Chalmers
[12] who gives a highly useful and more detailed categorization which characterizes
brain-mind frameworks into three reductive types and three non-reductive types.
In this hyperview, the protoconsciousness approach (types [a] and [b]) appears as a
non-reductive material type which would seem to uniquely resolve the long-standing
traditional explanatory gap of the physical and existential in brain/mind relations.
The string hypothesis (type [a]) suggests a path to understanding the nature of
consciousness at the same level as our understanding of matter. Our formulations
and many of those indicated in this paragraph suggest new ways to approach the
obscurities, mysteries and spiritual dimensions of the subject (types [a]–[e]).
Acknowledgments
We thank Roman Poznanski and Edwin Lewis for many constructive comments
on this subject matter over the last few years. I (Ronald J. MacGregor) am deeply
April 1, 2008 13:33 WSPC/179-JIN 00173
Consciousness and the Structure of Matter 113
indebted to Ram Lakhan Pandey Vimal for originating and bringing to my attention
his concept of protoexperience which has inspired the undertaking of this work and
his substantive contributions to this paper. Ram Lakhan Pandey Vimal is thankful
to Ronald J. MacGregor for his encouragement and support. Ram Lakhan Pandey
Vimal is partly supported by funds from the VPRF-Trust and the Vision Research
Institute. RLVP has no competing financial interests regarding this work.
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