1
Neutron Scattering for Biology
T.A. Harroun, G.D. Wignall, J. Katsaras
1.1 Introduction
The structure and dynamics of a specimen can be determined by measuring
the changes in energy and momentum of neutrons scattered by the sample.
For biological materials, the structures of interest may be complex molecu-
lar structures, membranes, crystal lattices of macromolecules (e.g., proteins),
micellar dispersions, or various kinds of aggregates. These soft materials may
exhibit various modes of motion, such as low-energy vibrations, undulations
or diffusion.
Neutrons are non-charged particles that penetrate deeply into matter. Neu-
trons are isotope-sensitive, and as they possess a magnetic moment, scatter
from magnetic structures. Neutron scattering can often reveal aspects of struc-
ture and dynamics that are difficult to observe by other probes, including
X-ray diffraction, nuclear magnetic resonance, optical microscopy, and var-
ious spectroscopies. It is particularly powerful for the study of biologically
relevant materials which often contain hydrogen atoms and must be held in
precise conditions of pH, temperature, pressure, and/or hydration in order to
reveal the behaviors of interest.
Neutron scattering is practiced at facilities possessing reactor-based and
accelerator-based neutron sources, and to which researchers travel to under-
take their scattering experiments with the help of local scientific and technical
expertise. Compared to traditional “hard” materials, in biologically relevant
materials the characteristic length-scales are larger and the energy levels are
lower. As such, additional neutron scattering measurements are possible if the
reactor or accelerator-based source includes a cold moderator that emits a
large proportion of long wavelength, lower velocity neutrons, which are better
suited to the typical structures and dynamics found in bio-materials.
This chapter will follow neutrons from their production in a fission or
spallation event, into the specimen where they scatter and are subsequently
detected in a way that discriminates changes in momentum and energy. The
advantages of using neutron scattering for problems in biology will be outlined.
2 T.A. Harroun et al.
However, details of specific instruments and data analysis for the associated
scattering methods will be left to subsequent chapters.
1.2 Production of Neutrons
The neutron is a neutral, subatomic, elementary particle that had been pos-
tulated by Rutherford, and discovered in 1932 by James Chadwick [1, 2]. It
is found in all atomic nuclei except hydrogen (1 H), has a mass similar to the
proton, a nuclear spin of 1/2, and a magnetic moment [3]. Neutron beams with
intensities suitable for scattering experiments are presently being produced ei-
ther by nuclear reactors (Fig. 1.1), where the fission of uranium nuclei results
in neutrons of energies between 0.5 and 3 MeV [4], or by spallation sources
(Fig. 1.2), where accelerated subatomic particles (e.g., protons) strike a heavy
metal target (e.g., tungsten or lead), expelling neutrons from the target nu-
clei [5].
In Canada, for example, the 125 MW National Research Universal (NRU)
reactor, located at Chalk River Laboratories, has a peak thermal flux of
a
c
d
b e
A B
Fig. 1.1. Schematic of a nuclear reactor that produces thermal neutrons. Fuel rods
(a) contain 235 U atoms which when they encounter moderated neutrons undergo
fission producing ∼2.5 high-energy neutrons/235 U atom. The probability of a fast
(high energy) neutron interacting with a 235 U atom is small. To sustain the chain
reaction, neutrons must be slowed down or thermalized by passing through a mod-
erator. In practice, moderators such as H2 O, D2 O, graphite, or beryllium are used,
filling the space in the reactor core around the fuel rods. For reasons of cost, H2 O
is the most commonly used moderator (b) Thermal neutrons with a peak flux cen-
tered at ∼1.2 Å can either be extracted directly from the reactor via a beam tube
(c) or can be furthered slowed down by interaction with another, colder moder-
ator, for example, a vessel of liquid hydrogen (d) These cold neutrons, with their
Maxwellian distribution shifted toward lower energies, can be transported over many
meters to the various spectrometers by 58 Ni-coated optically flat glass surfaces
(e) through a process known as total external reflection
1 Neutron Scattering for Biology 3
D
C
B
A
E
F
Fig. 1.2. Schematic of the Spallation Neutron Source (SNS) presently under con-
struction at Oak Ridge National Laboratory. (a) H– ions produced by an ion source
are accelerated to 2.5 MeV (b) the H– ion beam is then delivered to a Linac fur-
ther accelerating the 2.5 MeV H– ion beam to 1 GeV (c) prior to delivery from the
Linac to the accumulator ring, H– ions are stripped of all of their electrons by a
stripper foil resulting in H+ ions (d) these H+ ions are bunched and intensified by
the accumulator ring for delivery to the (e) liquid mercury target where a nuclear
reaction takes place creating spallation neutrons for use at various spectrometers
(f) the duration of the SNS proton pulse is 10−6 s and the repetition rate is 60 Hz.
Not unlike reactor-based neutrons, spallation neutrons are moderated by either wa-
ter or a liquid hydrogen source, giving rise to thermal or cold neutrons, respectively.
The SNS chose mercury as the target for the proton pulses for the following reasons:
(i) Unlike solid materials, liquid mercury does not experience radiation damage.
(ii) Mercury is a high atomic number material resulting in many spallation neutrons
(∼20–30 neutrons/mercury atom). (iii) Compared to a solid target, a liq-
uid target at room temperature better dissipates heat and withstands shock
effects
3×1014 neutrons cm−2 s−1 . Fast MeV neutrons are produced from fission
of 235 U atoms which are in turn thermalized, through successive collisions
with deuterium atoms in a heavy water moderator at room temperature, to
an average energy of ∼0.025 eV. Neutron beams exiting the reactor have a
Maxwellian distribution of energy, [4] and are usually monochromated us-
ing a crystal monochromator, and then used to study a variety of condensed
matter.
For a thermal neutron reactor, such as the Institut Laue-Langevin (ILL,
Grenoble, France) the Maxwell spectrum peak is centered at ∼1 Å due to a
300 K D2 O moderator [6]. However, the peak of the spectrum can be shifted
to higher energies (or shorter wavelengths) by allowing the thermal neutrons
to equilibrate with a “hot source”, or shifted to lower energies with the use
4 T.A. Harroun et al.
of a “cold source”. For example, the ILL uses a self-heating graphite block
hot-source at 2400 K to produce higher energy neutrons, [7] while the reactor
at the National Institute of Standards and Technology (NIST, Gaithersburg,
Maryland) produces lower energy cold neutrons by passing thermal neutrons
through a vessel filled with liquid hydrogen at 40 K [8]. Similarly, a supercrit-
ical hydrogen moderator at 20 K is currently being installed at the Oak Ridge
National Laboratory (ORNL, Oak Ridge, Tennessee) High Flux Isotope Reac-
tor (HFIR) that will feed a suite of instruments, including a 35 m small-angle
neutron scattering facility optimized for the study of biological systems (see
contribution by Krueger and Wignall this volume) [9].
Presently, the heavy-water moderated ILL and light-water moderated
ORNL reactors produce the highest flux neutron beams, operating at a ther-
mal power of 58 and 85 MW, respectively. The peak core flux of both sources
is >1015 neutrons cm−2 s−1 . Since the ability to remove heat from the reactor
core dictates the maximum power density, and thus the maximum neutron
flux, it is unlikely that a reactor far exceeding the thermal flux characteristics
of the ILL and ORNL high flux reactors will ever be constructed.
The notion of accelerator driven neutron sources dates back to the 1950s.
In an accelerator-based pulsed neutron source, high energy subatomic par-
ticles, such as protons, are produced in a linear accelerator (Linac) [10–12].
These accelerated protons then impinge on a heavy metal target releasing
neutrons from the nuclei of the target material. Since the Linac operation
uses travelling electromagnetic waves, the arrival of the protons at the target
are in pulsed bunches, and therefore the neutron beams produced are also
pulsed. As with neutrons produced in a reactor, spallation neutrons have very
high initial energies and must be slowed down from MeV to meV energies.
However, their characteristic spectra differ considerably as the neutron spec-
trum from a spallation source contains both a high energy slowing component
of incomplete thermalized neutrons, and a Maxwell distribution characteris-
tic of the moderator temperature. Compared to reactor sources, the biggest
advantage of spallation sources is that they create much less heat per neutron
produced, translating into increased neutron fluxes. Nevertheless, since neu-
trons are produced in pulses, the time-averaged flux of even the most powerful
pulsed source, that of ISIS (Oxford, UK), is less than that of a high flux reactor
source (e.g., ILL). However, judicious use of time-of-flight techniques, which
can utilize the many neutron wavelengths present in each pulse, can exploit
the high brightness and can, for certain experiments, more than compensate
for the time-averaged flux disadvantage.
The Spallation Neutron Source (SNS), presently being constructed at
ORNL, will have a time-averaged flux comparable to a high-flux reactor but
each pulse will contain neutron intensities between 50 and 100 times greater
than the ILL or ORNL reactor-based sources. Moreover, the intense short-
pulse neutron beams produced by accelerator-based neutron sources make it
possible to perform time-of-flight experiments, and the study of kinetics and
dynamics of various systems.
1 Neutron Scattering for Biology 5
1.3 Elements of Neutron Scattering Theory
1.3.1 Properties of Neutrons
X-rays interact with charged subparticles of an atom, primarily with elec-
trons [13]. On the other hand, neutrons, as mentioned previously, are non-
charged subatomic particles having a mass (m) of 1.0087 atomic mass units
(1.675 ×10−27 kg), spin of 1/2, and a magnetic moment (µn ) of −1.9132 nu-
clear magnetons [6]. These properties of the neutron give rise to two principal
modes of interaction which are different from those of X-rays.
As neutrons are zero charge particles, their interaction with matter, both
nuclear and magnetic, is short ranged. As a result of this small interaction
probability, neutrons can penetrate deep into condensed matter. Moreover,
the interaction between the neutron and atomic nuclei involve complex nuclear
interactions between the nuclear spins and magnetic moments. For this reason,
there is no general trend throughout the periodic table of an atom’s ability
to scatter neutrons. This is quite unlike the X-ray atomic scattering factor
which increases with atomic number [13, 14]. In addition, different isotopes
of the same element may have very different abilities to scatter neutrons.
This concept of a difference in scattering power, or contrast, between various
components in a sample as a result of the different scattering properties of
the various elements (particularly 1 H and 2 H) is the core principle of neutron
scattering, and from which biology greatly benefits [14–16].
The second mode of interaction is the magnetic dipole interaction between
the magnetic moments associated with unpaired electron spins in magnetic
samples and the nuclear magnetic moment of the neutron. This type of
neutron–atom interaction is of limited use to biology, and as such, for the
purposes of this chapter only nuclear scattering will be considered. It should
be noted that the interaction between the magnetic field of the X-ray and the
orbital magnetic moments of the electron is not zero. However, compared to
charge scattering, X-ray magnetic scattering is weak [13].
1.3.2 Energy and Momentum Transfer
In a scattering experiment the neutron undergoes a change in momentum
after interacting with the sample. This means the neutron has a change in
direction and/or velocity. The neutron’s momentum is given by p = k, where
= h/2π is Planck’s constant and k is the neutron wave vector, |k| = 2π/λ.
The wavelength, λ, of a neutron is given by
h2
= 2kB T, (1.1)
2mλ2
where kB is Boltzmann’s constant and T is the neutron moderator tempera-
ture.
6 T.A. Harroun et al.
The momentum change can be described by a momentum transfer vector
or the scattering vector, Q, and is defined as the vector difference between the
incoming and scattered wave vectors,
Q = k0 − k1 , (1.2)
where k0 and k1 are the incident and scattered wave vectors, respectively
(Fig. 1.3). The change in the neutron’s momentum is given by Q.
Besides a change in direction, the magnitude of k can also change as energy
between the incident neutron and the sample are exchanged. The law of energy
conservation can be expressed as
k 20 k2
E = E0 − E1 = 2 − 2 1 = ω, (1.3)
2m 2m
where E is the energy gained or lost by the neutron. Any process whereby the
neutron is scattered from k0 to k1 is therefore associated with Q and E.
1.3.3 Diffraction
Scattering is totally elastic when E = 0. In this case, from Eq. 1.3 we must
have |k1 | = |k0 | and as such, from Eq. 1.2 we get |Q| = 2k 0 sin θ. For
crystalline materials Bragg peaks appear at values Q equal to the reciprocal
lattice spacing:
2π
|Q| = , (1.4)
d
ki
q q
Q q 2p/d
q
q
d kf
Fig. 1.3. Neutrons strike an array of atoms (green) from the left, and are scattered
to the right. Horizontal planes of atoms are separated by distance d. Both the in-
cident and diffracted neutron beams make an angle θ with respect to the planes of
atoms (left). The change of the neutron’s momentum, Q, is given in Eq. 1.2 and is
schematically represented schematically. In reciprocal space, when Q points along
the reciprocal lattice of spacing 2π/d, the Bragg condition for diffraction is met,
and constructive interference leads to a diffraction peak or so-called Bragg maxi-
mum (right)
1 Neutron Scattering for Biology 7
where d is the characteristic spacing of a set of crystal planes. Since k 0 = 2π/λ,
carrying out the appropriate substitutions leads to the now familiar Bragg
formula:
λ = 2d sin θ. (1.5)
Simply stated, this is the condition of constructive interference of waves with
incident angle θ on a set of equidistant planes separated by a distance d.
The measurement of truly elastic scattering requires that both the incident
and scattered neutrons have the same wavelength, i.e., |k1 | = |k0 |. However,
in practice this type of elastic scattering experiment, using an analyzer crystal
to choose the appropriate energy scattered neutron, is seldom performed and
the inelastic contribution (E = 0) is usually not removed.
1.3.4 Scattering Length and Cross-Section
Neutron, X-ray, and light scattering all involve interference phenomena be-
tween the wavelets scattered by different elements in the system. In the simple
case of neutron scattering from a single, fixed nucleus, incident neutrons can
be represented as a plane wave, ψ0 = exp ik0 z. The resulting scattered wave
is a spherical wave, and is given by
b
ψ1 = eik1 ·r , (1.6)
r
where r is the location of the detector from the nucleus. The quantity b has
the dimensions of length, and is the measure of the scattering ability of the
atomic nucleus. It may be regarded as a real and known constant for a given
nucleus or isotope.
A typical experiment involves counting the number of neutrons scattered
in a particular direction, and in this simple case, without regard of any changes
in energy. If the distance from the detector to the nucleus is assumed to be
large, so that the small solid angle dΩ subtended by the detector is well
defined, we can then define the differential cross-section as
dσ (neutrons s−1 scattered into dΩ)
= , (1.7)
dΩ ΦdΩ
where Φ is the incident neutron flux (number of neutrons cm−2 s−1 ). The total
scattering cross-section is defined as the total number of neutrons scattered
per second, normalized to the flux;
dσ
σs = dΩ, (1.8)
dΩ
where the integral is over all directions. For the single, fixed nucleus that
we are considering, we can readily relate the total cross-section to b. If v is
8 T.A. Harroun et al.
the velocity of the incident neutrons, then the number of neutrons passing
through an area dS s−1 is
2 b2
vdS |ψ| = vdS = vb2 dΩ. (1.9)
r2
From the definition of a neutron cross-section,
dσ vb2 dΩ
= , (1.10)
dΩ ΦdΩ
where σs = 4πb2 [17].
From the above it is obvious that σs has the dimensions of area. Moreover,
the magnitude of b is typically of the order 10−12 cm, giving rise to the usual
unit for cross-section, commonly known as the barn (1 barn = 10−24 cm2 ). 1
To a first approximation, the cross-section may be regarded as the effective
area which the target nucleus presents to the incident beam of neutrons for
the elastic scattering process and is usually referred-to as the bound atom
cross-section, as the nucleus is considered fixed at the origin [18]. Where the
atom is free to recoil, such as in the gaseous state, the free atom cross-section
is applicable. The bound atom cross-section is generally relevant to biologi-
cal studies which are virtually always conducted on samples of macroscopic
dimensions in the solid or liquid state.
Neutrons are scattered isotropically from individual nuclei, whereas for
X-ray scattering, the scattering originates in the electron cloud, which is very
large compared to the X-ray wavelength. In the case of X-rays, the atomic form
factors are Q-dependent. However, the variation in practice is small (<1% for
Q < 0.1 Å−1 ), and usually neglected in the small angle region. The Thompson
scattering amplitude of a classical electron is rT = 0.282 × 10−12 cm, so the
X-ray scattering length of an atom, f , is proportional to the atomic number
(f = rT Z) and increases with the number of electrons/atom. For neutrons,
AQ: Please check values of b vary from isotope to isotope (Sect. 1.3.5). If the nucleus has a
the Section number nonzero spin, it can interact with the neutron spin, and the total cross-section
inserted otherwise (σs ) contains both, coherent and incoherent components.
please specify the
section number. 1.3.5 Coherent and Incoherent Cross-Sections
Sect. 1.3.5. is
correct. Atomic nuclei are characterized by an incoherent and a coherent neutron
scattering length b. The coherent scattering length is analogous to the atomic
form factor in X-rays, f , while there is no X-ray analogue for the incoherent
scattering length. For the purposes of this review, we will only consider the
case where the nuclear moments of the material being probed with neutrons
are completely disordered, giving rise to incoherent scattering.
1
The origin of the barn unit is thought to lie in the colloquialism “as big as a barn”,
and was recommended in 1950 by the Joint Commission on Standards, Units and
Constants of Radioactivity, because of its common usage in the USA.
1 Neutron Scattering for Biology 9
When a neutron of spin 1/2 encounters a single isotope with nuclear spin
I, the spin of the neutron–nucleus system can assume two values, I ± 1/2.
The scattering lengths of the two systems are denoted by b+ and b− , and
the number of spin states associated with each are 2(I + 1/2) + 1 = 2I + 2
and 2(I − 1/2) + 1 = 2I, respectively. The total number of states is 4I + 2.
If the neutrons are unpolarized and the nuclear spins are randomly oriented,
each spin state has the same probability. Thus the the frequency of the b+
occurring is weighted by (I + 1)/(2I + 1), and for b− , I/(2I + 1). The coherent
cross-section for each isotope is given as σc = 4π b̄2 , where b̄ represents the
thermally averaged scattering length with + and − spin state populations.
Similarly, the total scattering cross-section is given by σs = 4πb2 . The average
coherent scattering length is then given by
1
b̄ = (I + 1) b+ + Ib− , (1.11)
2I + 1
1
b2 = (I + 1) (b+ )2 + I(b− )2 , (1.12)
2I + 1
The difference between σs and σc is the incoherent scattering cross-section, σi .
If the isotope has no spin (e.g., 12 C), then b2 = b̄2 = b2 and there is no
incoherent scattering. Only the coherent scattering cross-section contains in-
formation on interference effects arising from spatial correlations of the nuclei
in the system, in other words, the structure of the sample. The incoherent
cross-section contains no structural information or interference effects, and
forms an isotropic (flat) background which must be subtracted off from the
raw data (e.g., see J. Krueger et al. this volume). The incoherent component
of the scattering does, however, contain information on the motion of single
atoms which may be investigated via by studying the changes in energy of the
scattered beam (e.g., see contributions by Lechner et al., Doster, Sokolov et
al. or Fitter in this volume).
While most of the atoms encountered in neutron scattering of biologically
relevant materials are mainly coherent scatterers, such as carbon and oxygen,
there is one important exception. In the case of hydrogen (1 H) the spin-up
and spin-down scattering lengths have opposite sign (b+ = 1.080 ×10−12 cm;
b− = −4.737 × 10−12 cm). Since I = 1/2 we then have σc , σi , and σs equal to
1.76 ×10−24 , 79.7 × 10−24 , and 81.5 × 10−24 cm2 , respectively.
Unlike neutrons, for photons there is no strict analog of incoherent scat-
tering. X-ray Compton scattering is similar in that it contains no information
on interference effects, i.e., the structure of the sample, and contributes a
background to the coherent signal. However, to a good approximation this
background goes to zero in the limit Q → 0 and in X-ray studies, is usually
neglected. Table 1.1 gives the cross-sections and scattering lengths for atoms
commonly encountered in synthetic, natural and biomaterials.
The cross-sections given previously for hydrogen refer to bound protons
and neglect inelastic effects arising from the interchange of energy with the
10 T.A. Harroun et al.
Table 1.1. Bound atom scattering lengths and cross-sections for typical elements
in synthetic and natural biomaterials
a
bc σc σi σabs fX-ray
−12 −24 −24
atom nucleus (10 cm) (10 2
cm ) (10 2
cm ) (10−24 cm2 ) (10−12 cm)
hydrogen 1
H −0.374 1.76 79.7 0.33 0.28
2
deuterium H 0.667 5.59 2.01 0 0.28
12
carbon C 0.665 5.56 0 0 1.69
14
nitrogen N 0.930 11.1 0 1.88 1.97
16
oxygen O 0.580 4.23 0 0 2.25
19
fluorine F 0.556 4.03 0 0 2.53
28
silicon Si 0.415 2.16 0 0.18 3.94
phosphorous Pb 0.513 3.31 0 0.17 4.22
chlorine Clb 0.958 11.53 5.9 33.6 4.74
a
Values of the absorption cross-section (σabs ) are a function of wavelength and are
given at λ = 1.8 Å. As σabs ∼ λ, values at other wavelengths may be estimated by
scaling by λ/1.8; fX-ray is given for θ = 0
b
Values are an average over the natural abundance of the various isotopes
neutron. For coherent scattering, which is a collective effect arising from the
interference of scattered waves over a large correlation volume, this approxima-
tion is reasonable, especially at low Q where recoil effects are small. However,
for incoherent scattering, which depends on the uncorrelated motion of indi-
vidual atoms, inelastic effects become increasingly important for long wave-
length neutrons. In most biological systems, the atoms are not rigidly bound,
so due to effects of torsion, rotation, and vibration, the scattering generally
contains an inelastic component. This has two consequences: Firstly, the scat-
tering, which in the center-of-mass system is elastic, may induce a change
of energy of the neutron in the laboratory frame. This gives rise to inelas-
tic scattering which contains information about the motion of atoms in the
sample (e.g., see Lechner et al.). Secondly, the effective total scattering cross-
section in the laboratory system is wavelength-dependent, an effect that is
particularly important for 1 H-containing samples, where the transmission is a
function of both the incident neutron energy and temperature. This effect is
important for H2 O, a common solvent for biomaterials, and for which the to-
tal scattering cross-section at 20◦ C is given by log σ = 4.45 + 0.46 log λ, where
σ is expressed in barns [19]. For further discussion of such inelastic effects, see
contribution by S. Krueger et al.
1.4 Neutron Diffraction and Contrast
Compared to synchrotron X-rays, the single biggest disadvantage of neutrons
is that neutron fluxes from reactor, or even accelerator-based sources, are
1 Neutron Scattering for Biology 11
small. Effectively, this translates into neutron experiments taking much longer
to achieve the same signal-to-noise values as ones performed with X-rays.
Moreover, the availability of neutron sources is scant compared to the com-
bined availability of the different types of X-ray sources, such as sealed tube
and rotating anode X-ray generators, and synchrotron facilities. Nevertheless,
as we have seen in a previous section, the many advantageous properties of
neutrons, especially those of contrast variation and sensitivity to low Z atoms
equally well as heavy ones, make neutrons a highly desirable probe.
1.4.1 Contrast and Structure
Contrast variation has been exploited in several ways. Here, we will only
present a broad outline of how it is used to determine the structure and
dynamics of biological macromolecules, and leave it to subsequent chapters to
provide explicit detail and examples.
The scattering associated with coherent cross-section will have a spatial
distribution, which is a function of the distribution of atoms in the sample.
The amplitude of the scattered neutron wave is often called the structure
factor, and is given by
S(Q) = bi eiQ·ri , (1.13)
i
where the sum is over all atoms in the sample. The measured intensity of
neutrons is then proportional to the structure factor squared
2
I(Q) ∝ |S(Q)| . (1.14)
In a diffraction experiment, resolution is defined as 2π/Qmax , where Qmax
is the maximum value of measured amplitude, |Q|. When working at reso-
lutions where individual atoms are not resolved (e.g., 10 Å) [18, 20], it is
valid to use the concept of a neutron refractive index or scattering length
density, ρ(r). Because each nucleus has a different scattering amplitude (ref.
Table 1.2), the scattering length density (SLD) is defined as the sum of the
coherent scattering lengths over all atoms within a given volume δV , divided
by δV [18, 20] or
ρ(r)δV = bi . (1.15)
i
SLD is the Fourier transform of the structure factor
ρ(r) = S(Q)e−iQ·r dQ. (1.16)
In the case of a single crystal, the integral in Eq. 1.16 is over all atoms in the
unit cell, and techniques used in X-ray crystallography are entirely applicable.
The goal in this case is to determine the scattering length density ρ(r) over
12 T.A. Harroun et al.
the unit cell, rather than the electron density. Whereas both methods yield
the locations of the atoms, r i , in the case of neutrons hydrogen atoms with
their negative b value (ref. Table 1.2) stand out in much more detail, whereas
hydrogen is for all purposes invisible to X-rays.
In general, when solving a crystal structure from diffraction data one has
to deal with the well-known phase problem. This problem arises from the fact
that the structure factor is a complex function, however, the complex part,
or the phase, is lost in the measured intensity. A technique devised to resolve
the phase problem is isomorphous replacement, and involves the addition of
an element which effectively changes the neutron or electron density contrast
of the crystal. In X-ray crystallography, this usually means the incorporation
of heavy atoms such as, Hg into the structure.
In the ideal case, isomorphic replacement does not alter the macromole-
cule’s conformation or the unit cell parameters. This is not always the case
when heavy atoms are used to change the sample contrast. On the other hand,
the exchange of deuterium for hydrogen, whether in the solvent or explicitly
on selected chemical groups, is as nearly perfect isomorphous replacement as
possible. The scattering length density of the specific deuterium label, ρl (r),
can be isolated by taking the measured structure factors from the protonated
sample and subtracting them from the deuterated sample as follows
ρl (r) = [SD (Q) − SH (Q)] e−iQ·r dQ. (1.17)
This is analogous to a difference Fourier map in X-ray crystallography, but
the possibility of altering the molecule’s conformation has been greatly re-
duced [21].
Where neutron diffraction excels, is the study of samples which cannot be
crystallized and display a high degree of disorder, and dispersions of particles
in solution. In this case, the benefits of contrast variation are easily seen.
There would be no observable diffraction if particles of uniform scattering
length density ρ̄ were placed in a solvent where the SLD matches, ρs = ρ̄,
and the contrast is zero. Instead, the effective scattering density of a particle
whose SLD varies with r is ρ(r)−ρs . For a particle in solution, the measurable
contribution of the particle against a backdrop of solvent is given by
Sp (r) = [ρ(r) − ρs ] eiQ·r dr, (1.18)
where the integral is over the the particle volume. The key to finding the par-
ticle’s structure in solution is to separate ρ(r) into the mean particle density
at the match point, ρm , and fluctuations about the mean, ρf (r),
ρ(r) = ρm + ρf (r), (1.19)
where ρf (r) is normalized by
ρf dr = 0. (1.20)
1 Neutron Scattering for Biology 13
The contrast in this situation is defined as ρc = ρm − ρs , which is adjusted by
varying the amount of D2 O in the solvent (ref. Sect. 1.4.3). Therefore, contrast
variation helps separate particle shape and internal structure contributions to
the scattered amplitude. Because scattering from solution averages over all
orientations of the particles, modelling of ρ(r) and fitting of Sp (r) are usually
performed to fully analyze the data. Although we have neglected the exchange
of the molecule’s labile H atoms with solvent D atoms, such exchange does
take place and will be discussed in the following section.
1.4.2 Contrast and Dynamics
Using neutron spectroscopy to study the dynamics of biological molecules is a
comparatively new and developing field. The analysis of inelastic neutron scat-
tering data is complicated and beyond the scope of this introductory chapter.
However, the lessons of contrast in structural determination are still applica-
ble. It should be pointed-out that scattering length density is time-dependent,
ρ(r, t), as the atoms are moving, giving rise to inelastic and incoherent scat-
tering, as discussed. In the previous section, we were only concerned with
the time-averaged values, ρ(r), as we wanted to illustrate the importance of
contrast in determining structural information. The dynamic structure factor
S(Q, ω) is in general more complicated, and is given by
1
G(r, t) = ρ(r , 0)ρ(r − r, t) dr (1.21)
N
1
S(Q, ω) = G(r, t)ei(Q·r−ωt) drdt, (1.22)
2π
where G(r, t) is called the time dependent pair correlation function. Clearly, by
matching the scattering length density of the solvent to parts of the molecule,
one can isolate the relative motions of particular groups or molecules.
1.4.3 Contrast and Biology
It may be seen from Table 1.2 that there is a large difference in the coherent
scattering length of deuterium (2 H) and hydrogen (1 H), and that the value
for the latter, is negative. This arises from a change of phase of the scattered
wave with respect to the incident wave, and as explained above, results in a
marked difference in scattering power (contrast) between hydrogenous mate-
rials containing 2 H or 1 H. This has important consequences for the scattering
lengths of commonly found biological groups.
Table 1.2 shows the relevant values of scattering cross-section for common
biological molecules such as water, and the components of proteins, nucleic
14 T.A. Harroun et al.
Table 1.2. Bound atom scattering lengths for typical biological chemical groups
A. Amino acids and proteins
bs bs bs
exchangeable H2 O D2 O deuterated volumea
amino acid hydrogen (10−12 cm) (10−12 cm) (10−12 cm) (Å3 )
glycine 1 1.73 2.77 4.85 71.9
alanine 1 1.65 2.69 6.85 100.5
valine 1 1.48 2.52 10.85 150.8
leucine 1 1.40 2.44 12.85 179.0
isoleucine 1 1.40 2.44 12.85 175.7
phenylalanine 1 4.14 5.18 13.51 201.8
tyrosine 2 4.72 6.80 14.09 205.2
tryptophan 2 6.04 8.12 16.45 239.0
aspartic acid 1 3.85 4.89 8.01 124.2
glutamic acid 1 3.76 4.80 10.01 149.3
serine 2 2.23 4.31 7.43 100.6
threonine 2 2.14 4.23 9.43 127.7
asparagine 3 3.46 6.58 9.70 129.5
glutamine 3 3.37 6.50 11.70 155.9
lysine 4 1.59 5.75 15.12 181.0
arginine 6 3.47 9.72 17.00 211.6
histadine 1.5 4.96 6.52 11.73 163.2
methionine 1 1.76 2.81 11.13 175.4
cystine 2 1.93 4.01 7.14 122.0
proline 0 2.23 2.23 9.52 137.5
B. Nucleotides and nucleic acids
bs bs bs
exchangeable H2 O D2 O deuterated volumea
base hydrogen (10−12 cm) (10−12 cm) (10−12 cm) (Å3 )
adenine RNA 3 11.24 14.36 22.69 314.0
DNA 2 10.66 12.74 22.11
guanine RNA 4 11.82 15.98 23.27 326.3
DNA 3 11.24 14.36 22.69
cytosine RNA 2 9.27 12.39 20.72 285.6
DNA 3 8.69 10.77 20.14
uracil RNA 2 9.29 11.37 19.70 282.3
thymine DNA 1 8.62 9.66 21.12 308.7
C. Water
bs ρ
(10−12 cm) (10−12 cm Å−3 )
H2 O −0.168 −0.00562
D2 O 1.915 0.06404
1 Neutron Scattering for Biology 15
Table 1.2. contd.
D. Phosphatidylcholine lipidsb
bs ρ bs deut. ρ deut.
(10−12 cm) (10−12 cm Å−3 ) (10−12 cm) (10−12 cm Å−3 )
CH3 −0.458 −0.0085 2.67 0.0495
CH3 −0.083 −0.0031 2.0 0.0744
headgroup 2.24 0.011 15.67 0.071
a
Values are from Durchschlag and Zipper [22]. Number of exchangeable hydrogen
are assumed for pH 7.
b
Values are from Jacrot [19]
acids, and lipids. In nearly all neutron studies some deuteration is used, either
for the water in solvation, or of the chemical group itself. When solvating
water is replaced by heavy water, some of the hydrogens in the sample will
be replaced by deuterium through exchange with the solvent, changing its
scattering length density. In general, hydrogen bound to nitrogen or oxygen
will be the most likely candidates for exchange. In Table 1.2 this has been
taken into account.
Table 1.2 makes two important points. First is that common biological
macromolecules have very different scattering lengths. For example, DNA and
RNA have considerably larger scattering lengths than proteins, which in turn,
are much larger than lipids. This is due to the fact that DNA/RNA have more
nitrogen (high positive SLD) and fewer hydrogen (negative SLD) atoms than
either, protein or lipid molecules. Lipids have the greatest number of hydro-
gens per molecule, thanks to their hydrocarbon chains and few exchangeable
hydrogens. Thus in any complex, the effects of different molecular species can
be highlighted with appropriate contrast matching.
As a simple example, consider the case of a two component particle, con-
taining protein and DNA. In this case, ρ(r) = ρpro (r) + ρdna (r). When
ρs = ρpro (r), the scattering is dominated by the nucleic acid structure, and
vice versa.
The second, and probably most important point that can be drawn from
Table 1.2 and Fig. 1.4 is that D2 O has a larger scattering length density,
and H2 O a lower scattering length density than any of the biological mole-
cules listed. This means that an appropriate mixture of the two solvents can
contrast match almost any biological molecule. This is represented graphi-
cally in Fig. 1.4, which shows the average scattering length density for model
RNA, protein, and lipid membrane systems, as a function of the concentra-
tion of D2 O solvent. The points where the line for water crosses the lines for
other molecules is called the solvent match point, where the contrast is zero
(Fig. 1.4). For DNA and RNA this occurs ∼70% D2 O, while for protein, it
16 T.A. Harroun et al.
0.06 Water
r (10-12 cm Å-3)
0.04 RNA
Protein
0.02
Lipid head group
0 CH2
0 20 40 60 80 100
% D2O
Fig. 1.4. The average scattering length density of typical biological macromolecules,
as a function of D2 O concentration in the solvent. The figure is calculated from the
data in Table 1.2. The number of exchanged hydrogen is assumed to be complete
in 100% D2 O. The figure will depend of the solvent accessbile area and specific
volume of the molecule, and each case is unique. Note that for water with 8% D2 O,
ρ = 0. For protein, the line is calculated from the natural abundance of mammalian
amino-acid weigthed average, and is ρ = 0.0128 · X + 0.0183. RNA and DNA (not
shown) are less sensitive to H/D exchange; ρ = 0.0103 · X + 0.0343 for RNA and
ρ = 0.007 · X + 0.0317 for DNA
occurs closer to 40%. A more detailed description of the principles underlying
contrast variation methods is given in the contribution by J. Krueger et al.
(Chapter 8).
1.5 Conclusions
Neutrons are commonly thought of as a tool for hard materials, and for good
reason. For the year 2002, published reports involving experiments classified
as biological, made up only ∼8% of all reports at the Hahn-Meitner Insti-
tut (Berlin, Germany) [23], and ∼4% at NRC Chalk River [24]. In the 2003
JAERI annual report (Tokai, Japan) ∼9% of reports dealt with biology, [25]
while only about 6% of the beam time allocated at ILL in 2002 went to pro-
posals in biology [7]. These numbers increase however, if one considers exper-
iments involving so-called bio-materials, which are often classified under soft
condensed matter, rather than biology. In this case, around one in eight instru-
ment days at the ILL is devoted to science involving some form of biologically
related material [7]. More importantly, the trend with regards to biologically
related neutron experiments is upward.
1 Neutron Scattering for Biology 17
The increasing number of biologically relevant experiments taking place
is very much in line with the fact that many neutron facilities are interested
in seeing biological problems elucidated with the various neutron scattering
techniques available. Presently, biology is an educational outreach tool, that
can connect with the public and policy makers in ways that many other sci-
ences cannot. Experiments seen as a having some relevance to advances in
medicine can be promoted within and beyond the facility. This has had the
effect that new instruments devoted to biological sciences such as, the ded-
icated biological Advanced Neutron Diffractometer/Reflectometer (AND/R)
at NIST, and a new 35 m small angle neutron scattering facility at ORNL,
are coming online.
The succeeding chapters serve to illustrate the various techniques of neu-
tron diffraction and spectroscopy, in detail. The importance of contrast vari-
ation that was introduced in this chapter will serve to demonstrate the broad
usefulness that neutron diffraction has in biology.
Acknowledgments
The authors would like to thank V.A. Raghunathan (Raman Research Insti-
tute, India) for the many discussions, and M.J. Watson (National Research
Council) for providing us with the illustrations used to assemble the various
figures.
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