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Compliance-gaining

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lightbulbAbout this topic
Compliance-gaining is a field of study within communication and psychology that examines the strategies and processes used to influence individuals' behaviors or attitudes to achieve a desired response or agreement. It focuses on the effectiveness of various persuasive techniques in interpersonal interactions.
lightbulbAbout this topic
Compliance-gaining is a field of study within communication and psychology that examines the strategies and processes used to influence individuals' behaviors or attitudes to achieve a desired response or agreement. It focuses on the effectiveness of various persuasive techniques in interpersonal interactions.

Key research themes

1. How do motivational and psychological factors influence individuals' compliance-gaining behaviors and outcomes?

This research area investigates the psychological mechanisms and motivational processes underlying compliance-gaining strategies in various domains including health behaviors, organizational settings, and social dilemmas. It aims to understand how intrinsic/extrinsic motivations, institutional acceptance, self-determination, social-psychological needs, and communication tactics affect voluntary cooperation and compliance behavior. These insights are critical for designing interventions that effectively promote sustained compliance without relying solely on enforcement or punitive measures.

Key finding: This study demonstrated that participatory decision making combined with enforcement increases voluntary cooperation in common-pool resource dilemmas beyond enforcement alone by enhancing perceptions of procedural justice,... Read more
Key finding: Findings from analysis of Indonesian firms revealed that mandatory CSR laws can motivate compliance through self-determination, organizational justice, and social influence mechanisms rather than solely through fear of... Read more
Key finding: The incentive salience hypothesis explained how dopamine-dependent motivational processes influence moment-to-moment behavioral variability independently of learning or conscious awareness. This theory clarifies how incentive... Read more
Key finding: Analysis of patient-physician interactions showed specific patient accounts (concessions, excuses, justifications) predict the type of compliance-gaining strategy physicians employ (neutral, positive, or negative regard).... Read more
Key finding: This experiment challenged the generality of the legitimization of paltry favors effect, which posits that minimizing a small request linguistically increases compliance. Findings indicated no significant main effects or... Read more

2. What organizational and institutional structures and role-based mechanisms enhance compliance and ethical decision-making?

This theme focuses on the organizational governance, institutional role theory, and structural mechanisms that foster compliance and ethical behavior in corporate and regulatory environments. Studies highlight the interplay between compliance and integrity, role expectations, reward systems, and risk-shifting within corporations, revealing how formal structures and roles shape compliance culture and ethical conduct. Understanding these factors informs more nuanced corporate governance and regulatory policies.

Key finding: This paper argues that compliance and integrity are complementary, not mutually exclusive, and their interplay can generate a culture minimizing both technical and ethical errors in corporate decision-making. Using audit... Read more
by Seth Abrutyn and 
1 more
Key finding: By re-conceptualizing roles as emerging around reward systems, this theory integrates sociological role theory with motivational neuroscience, proposing institutions as structured reward systems enabling routinized goal... Read more
Key finding: Laboratory evidence supported dynamic enforcement models where compliance costs and probabilities of transitioning between audit inspection groups influenced compliance behavior. Firms with lower compliance costs consistently... Read more

3. How do individual cognitive and behavioral factors influence compliance in complex regulatory and health contexts?

This research stream addresses how cognitive factors such as knowledge, understanding, attitudes, and information-processing biases affect compliance decisions in taxing and health-related behaviors. It also evaluates the efficacy of enforcement mechanisms under conditions of uncertainty and tests communication strategies to improve compliance. Findings here inform the design of interventions that accommodate human cognitive processing and behavioral tendencies for improved compliance outcomes.

Key finding: The paper comprehensively reviews economic models of tax compliance, particularly highlighting limitations of rational economic assumptions and the explanatory improvements offered by behavioral perspectives incorporating... Read more
Key finding: Empirical testing of four criminological theories found that opportunity theory explained a meaningful proportion of variance in organizational regulatory compliance, while control, subcultural, and differential association... Read more
Key finding: Experimental data showed that false positive errors (wrongly accusing compliant individuals) decrease public good contributions more than false negatives do, primarily due to monitors’ reluctance to punish amid the risk of... Read more
Key finding: This study critiques existing definitions and measurements of taxpayer compliance, emphasizing the gap between administrative categories and taxpayers’ self-understanding of compliance. It underscores the multifaceted nature... Read more
Key finding: Research indicated that college-aged women prefer interpersonal communication channels and positive compliance-gaining strategies like promise and positive altercasting to promote multivitamin use. Campaigns targeting... Read more

All papers in Compliance-gaining

Psychology and communication studies can help conservators to examine the impact of gender, the expectations of others and the components of credibility. A small selections of theories from psychology are used to analyse the way that... more
The Door-in-the-Face (DITF) compliance-gaining tactic occurs when a large request, expected to be rejected, is followed by a more reasonable request that is granted. The mechanisms underlying the DITF strategy remain unclear. Researchers... more
Foot in the door and door in the face have been cited frequently as effective strategies for gaining compliance with behavioral requests. However, research efforts to confirm these two phenomena have produced mixed results. After deriving... more
The legitimization of paltry favors effect (LPF) is a sequential persuasion tactic whereby small contributions toward some overall compliance-gaining goal are linguistically minimized. An experiment was conducted to test whether... more
The disrupt-then-reframe (DTR) technique (Davis and Knowles 1999) uses a subtle disruption followed by an immediate reframing to increase compliance. Similarly, Ward and Brenner (2006) found that acknowledging a negative quality can... more
Boster et al.'s (2006) dimensions of diffusion ability were used to determine if the argumentation of superdiffusers of health information (those who are well-connected, persuasive, and knowledgeable about healthy lifestyles) is... more
The compliance-gaining research has produced numerous studies to explore the unique nature of the types of compliance-gaining strategies individuals use in interpersonal relationships (Cody, McLaughlin, & Jordan, 1980; Falbo, 1977;... more
Although previous studies of the foot-in-the-door and the door-in-the-face techniques of interpersonal influence have established the effectiveness of these sequential request strategies, communication researchers have not discovered an... more
This study assesses the utility of a compliance-gaining approach for coding messages produced in a set of "request "situations experimentally varied by status andfamiliarity of the requestee and by size of the request. The results... more
This study assesses the utility of a compliance-gaining approach for coding messages produced in a set of "request "situations experimentally varied by status andfamiliarity of the requestee and by size of the request. The results... more
This study compared the effectiveness of 2 types of patriotic messages with a warmth/ ingratiation message and a control condition on restaurant tipping. Two female food servers waited on 100 parties eating dinner. When diners were... more
The purpose of this study was to identify diabetics' accounts for medical noncompliance, physicians' compliance-gaining strategies elicited in response to those accounts, and to examine the relationship between accounts and... more
Preference for consistency (PFC) refers to individual differences in the desire to be congruent, to be perceived as such, and the preference for others to be consistent. There are studies that show PFC as a moderator of consistency-based... more
This research examined reports of the real-world use of reverse psychology, or what we term strategic self-anticonformity (SSA). In Study 1, participants reported examples in which they engaged in SSA and rated the success and frequency... more
by Eric Blaauw and 
1 more
It is proposed that the existing relationship between the influencing agent and the target of influence plays a central role in the choice zyxwvu of using hard and soft influence tactics. In a field study, 3 key aspects of the relation... more
Previous research has revealed that individuals have expectations for the deuelopment of romance based on personal experience and cultural images. A series of research questions and hypotheses was generated and a sequence of hierarchical... more
Across six field and lab experiments, we found that impaired self-control fosters compliance with charitable requests. Experiments 1 and 2 showed that self-regulatory resource depletion was induced when participants yielded to the initial... more
The present research extends previous findings suggesting that sequential request techniques, such as the Foot-in-the-Door (FITD) or Door-in-the-Face (DITF) technique, are primarily effective under conditions conducive of mindlessness. We... more
This research examined reports of the real-world use of reverse psychology, or what we term strategic self-anticonformity (SSA). In Study 1, participants reported examples in which they engaged in SSA and rated the success and frequency... more
A theoretical framework involving argumentativeness, verbal aggressiveness, and affirming style is employed to predict the degrees of negative affect subordinates report their superiors are willing to stimulate by the use of... more
The goal of this investigation was to explore different communication methods used to reach and convince women to adopt an important daily health routine that is, for lack of a better word, boring. The results of this effort will be used... more
This article reviews extant theory and empirical research on compliance gaining messages. First, the process of selecting and producing such messages is examined. A number of factors (e. g., communicator characteristics and goals) that... more
Although politeness theory offers one explanation for how threats to face arise during compliance-gaining episodes, it neither predicts the conditions under which seeking compliance will create multiple face threats nor explains how such... more
T he scientific study of the process of social influence has been under way for well over half a century, beginning in earnest with the propaganda, public information and persuasion programs of World War II. Since that time, numerous... more
Since O' Barr and his associates' work (1982) powerful and powerless speech styles have been extensively studied. A powerless speech style is one where a speaker uses hedges, hesitations, intensifiers, tag questions, polite forms, and... more
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